Chief Compliance Officer

0001765380-23-000115.txt : 20230509 0001765380-23-000115.hdr.sgml : 20230509 20230509133924 ACCESSION NUMBER: 0001765380-23-000115 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 EFFECTIVENESS DATE: 20230509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Atlas Wealth LLC CENTRAL INDEX KEY: 0001964106 IRS NUMBER: 874432827 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-23016 FILM NUMBER: 23901262 BUSINESS ADDRESS: STREET 1: 9301 MONTGOMERY RD STREET 2: SUITE 2A CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 513-985-3450 MAIL ADDRESS: STREET 1: 9301 MONTGOMERY RD STREET 2: SUITE 2A CITY: CINCINNATI STATE: OH ZIP: 45242 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001964106 XXXXXXXX 03-31-2023 03-31-2023 Atlas Wealth LLC

9301 MONTGOMERY RD SUITE 2A CINCINNATI OH 45242

13F HOLDINGS REPORT 028-23016 N Andy Armstrong Chief Compliance Officer 5138325385 Andy Armstrong Cincinnati OH 05-09-2023 0 233 509455859 false INFORMATION TABLE 2 gearhart13fq1.xml SYNCHRONY FINANCIAL Common Stock 87165B103 401362 13802 SH SOLE 0 0 13802 FEDERATED HERMES TRSY OBLIGATION FD INSTL CL IS M/M Money Market Funds - No Load 60934N500 812033 812033 SH SOLE 0 0 812033 AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F2 N/L Mutual Fund (Open End) - No Load 29875E100 445913 8301 SH SOLE 0 0 8301 METROPOLITAN WEST TOTAL RETURN BOND FUND CL I N/L Mutual Fund (Open End) - No Load 592905509 275020 29636 SH SOLE 0 0 29636 MFS RESEARCH FUND CL I N/L Mutual Fund (Open End) - No Load 552981706 673534 13414 SH SOLE 0 0 13414 WASATCH SMALL CAP VALUE FUND INSTL CL N/L Mutual Fund (Open End) - No Load 936793777 477163 55420 SH SOLE 0 0 55420 VANGUARD 500 INDEX FUND ADMIRAL SHARES N/L Mutual Fund (Open End) - No Load 922908710 881981 2327 SH SOLE 0 0 2327 T. ROWE PRICE SMALL CAP VALUE FUND INVESTOR CL N/L Mutual Fund (Open End) - No Load 77957Q103 200003 4169 SH SOLE 0 0 4169 JANUS HENDERSON GLOBAL EQUITY INCOME FUND CL I N/L Mutual Fund (Open End) - No Load 47103X492 2504089 407169 SH SOLE 0 0 407169 BANK OF AMERICA CORPORATION PFD1/1200 SR1 Preferred Stock 060505633 6088947 290739 SH SOLE 0 0 290739 GOLDMAN SACHS GROUP, INCORPORATED. PFD A 1/1000 Preferred Stock 38143Y665 13089031 631710 SH SOLE 0 0 631710 BLACKSTONE STRATEGIC CRED 2027 COM SHS BEN IN Closed End Funds - Taxable 09257R101 16524103 1551559 SH SOLE 0 0 1551559 MORGAN STANLEY PFD A 1/1000 Preferred Stock 61747S504 10575700 510164 SH SOLE 0 0 510164 PFIZER INCORPORATED Common Stock 717081103 2096018 51373 SH SOLE 0 0 51373 WESTWOOD QUALITY SMALL CAP FUND INSTL CL N/L Mutual Fund (Open End) - No Load 90386K407 3170716 169105 SH SOLE 0 0 169105 HIGHLAND INCOME FD HIGHLAND INCOME Closed End Funds - Taxable 43010E404 8263268 940076 SH SOLE 0 0 940076 PIMCO ENERGY & TACTICAL CR OPP COM SHS BEN INT Closed End Funds - Taxable 69346N107 14031797 961082 SH SOLE 0 0 961082 U.S. BANCORP PFD B Preferred Stock 902973155 16042387 839037 SH SOLE 0 0 839037 SRH TOTAL RETURN FUND INCORPORATED Closed End Funds - Taxable 101507101 41814033 3405052 SH SOLE 0 0 3405052 ECOFIN SUSTAINABLE AND SOCIAL COM SH BEN INT Closed End Funds - Taxable 27901F109 14298271 1102411 SH SOLE 0 0 1102411 APPLE INCORPORATED Common Stock 037833100 14551029 88242 SH SOLE 0 0 88242 BNY MELLON ALCENTRA GLOBAL CR Closed End Funds - Taxable 05588N108 1842653 243094 SH SOLE 0 0 243094 NUVEEN VRIABL RAT PREFERRED & INM FD Closed End Funds - Taxable 67080R102 3688661 232870 SH SOLE 0 0 232870 THERMO FISHER SCIENTIFIC INCORPORATED Common Stock 883556102 3083003 5349 SH SOLE 0 0 5349 TESLA INCORPORATED Common Stock 88160R101 258288 1245 SH SOLE 0 0 1245 ANGEL OAK FINL STRATEGIES INCM COM BEN INT Closed End Funds - Taxable 03464A100 8830006 716140 SH SOLE 0 0 716140 GABELLI GLOBAL SMALL & MID CAP Closed End Funds - Taxable 36249W104 7011357 602133 SH SOLE 0 0 602133 ALPHABET INCORPORATED CAP STK CLASS C Common Stock 02079K107 5088616 48929 SH SOLE 0 0 48929 ALPHABET INCORPORATED CAP STK CLASS A Common Stock 02079K305 410771 3960 SH SOLE 0 0 3960 AMAZON COM INCORPORATED Common Stock 023135106 2630900 25471 SH SOLE 0 0 25471 ASA GOLD AND PRECIOUS MTLS LMT SHS Closed-End Fund - Foreign G3156P103 3134875 195563 SH SOLE 0 0 195563 CENTRAL SECS CORPORATION Closed End Funds - Taxable 155123102 16705814 480284 SH SOLE 0 0 480284 HIGHLAND GLOBAL ALLOCATION FD Closed End Funds - Taxable 43010T104 11759485 1300828 SH SOLE 0 0 1300828 MILLER HOWARD HIGH INC EQTY FD COM SHS BEN IN Closed End Funds - Taxable 600379101 14956239 1488183 SH SOLE 0 0 1488183 BANK OF AMERICA CORP PFD Preferred Stock 060505583 688070 33762 SH SOLE 0 0 33762 BLACKROCK CAP ALLOCATION TR Closed End Funds - Taxable 09260U109 8334949 550525 SH SOLE 0 0 550525 FIRST TRUST MERGER ARBITRAGE ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 33740J203 1855165 92205 SH SOLE 0 0 92205 FIDELITY ADVISOR INTERNATIONAL SMALL CAP FUND CL I N/L Mutual Fund (Open End) - No Load 315910679 1183773 40526 SH SOLE 0 0 40526 ADAMS DIVERSIFIED EQUITY FD Closed End Funds - Taxable 006212104 20476567 1316821 SH SOLE 0 0 1316821 BANK OF AMERICA CORPORATION PFD 1/1200SER2 Preferred Stock 060505625 17365838 827733 SH SOLE 0 0 827733 GOLDMAN SACHS GROUP INC SHS D 1/1000 Preferred Stock 38144G804 8011863 385371 SH SOLE 0 0 385371 DOUBLELINE YIELD OPPORTUNITIES Closed End Funds - Taxable 25862D105 2940012 210151 SH SOLE 0 0 210151 DIVIDEND & INCOME FD INCORPORATED COM NEW Closed End Funds - Taxable 25538A204 8947275 794607 SH SOLE 0 0 794607 GENERAL AMERN INVS COMPANY INCORPORATED Closed End Funds - Taxable 368802104 14700315 377803 SH SOLE 0 0 377803 MAINSTAY CBRE GBL INFRSTR MEGA Closed End Funds - Taxable 56064Q107 1249657 88004 SH SOLE 0 0 88004 NEXPOINT DIVERSIFIED REAL ESTAE TRUST CUM PRF A Preferred Stock 65340G304 310528 19567 SH SOLE 0 0 19567 NUVEEN PREFERRED & INCOME TERM FD Closed End Funds - Taxable 67075A106 4819143 273349 SH SOLE 0 0 273349 TEMPLETON GLOBAL INCOME FD Closed End Funds - Taxable 880198106 320685 72883 SH SOLE 0 0 72883 ABRDN GLOBAL INFRA INCOME FUND COM SHS BEN INT Closed End Funds - Taxable 00326W106 4235184 235812 SH SOLE 0 0 235812 NEUBERGER BERMAN NEXT GENERATI COMMON STOCK Closed End Funds - Taxable 64133Q108 3817815 366745 SH SOLE 0 0 366745 SEVEN HILLS REALTY TRUST REIT Real Estate Investment Trusts 81784E101 4760406 474144 SH SOLE 0 0 474144 VANECK EMERGING MARKETS FUND CL Y N/L Mutual Fund (Open End) - No Load 921075370 2041378 159983 SH SOLE 0 0 159983 BLACKROCK 529 COLLEGE ADVNTGE COLLEGE 2024 OPTCL I N/L Non Taxable Mutual Fund - College Fund No Load 19452P388 132515 10695 SH SOLE 0 0 10695 TORTOISE ENERGY INFRA CORPORATION Closed End Funds - Taxable 89147L886 4691152 159563 SH SOLE 0 0 159563 BLACKROCK INNOVATION AND GRW SHS BEN INT Closed End Funds - Taxable 09260Q108 2299158 286321 SH SOLE 0 0 286321 ABRDN EMRG MKTS EQTY INCM FD Closed End Funds - Taxable 00301W105 250033 46648 SH SOLE 0 0 46648 THORNBURG INCM BUILDER OPP TR Closed End Funds - Taxable 885213108 5196397 332889 SH SOLE 0 0 332889 GAMCO NAT RES GOLD & INCOME TR SH BEN INT Closed End Funds - Taxable 36465E101 3434602 661773 SH SOLE 0 0 661773 NEUBERGER BERMAN MLP & ENERGY Closed End Funds - Taxable 64129H104 1747515 265984 SH SOLE 0 0 265984 ROYCE MICRO-CAP TR INCORPORATED Closed End Funds - Taxable 780915104 1561463 178046 SH SOLE 0 0 178046 BLACKROCK HEALTH SCIENCES TRUST II Closed End Funds - Taxable 09260E105 2849857 170548 SH SOLE 0 0 170548 METLIFE INC FLOATING RATE NON-CUM PERP PFD FLOATS QUARTERLY Preferred Stock 59156R504 5654883 237102 SH SOLE 0 0 237102 PGIM SHORT DUR HIG YLD OPP FD Closed End Funds - Taxable 69355J104 3787755 255584 SH SOLE 0 0 255584 COHEN & STEERS REAL ESTATE OPP SHS BENFIN INT Closed End Funds - Taxable 19249Q103 419634 31316 SH SOLE 0 0 31316 WESTERN ASSET GLOBAL CORPORATION DEFI Closed End Funds - Taxable 95790C107 810501 63819 SH SOLE 0 0 63819 BLACKROCK 529 COLLEGE ADVNTGE GLOBAL ALLOCATION OPTION I N/L Non Taxable Mutual Fund - College Fund No Load 19452P198 709280 36636 SH SOLE 0 0 36636 FEDERATED HERMES PRIME CASH OBLIGATION FD CL WS M/M Money Market Funds - No Load 60934N625 5179483 5179483 SH SOLE 0 0 5179483 THE GOLDMAN SACHS GROUP, INCORPORATED. PFD 1/1000 C Preferred Stock 38144X609 966516 47800 SH SOLE 0 0 47800 PIONEER MUN HIGH INCOME OPPORT COMMON STOCK Closed End Investment Co. Non Tax Dividend 723760104 7659037 701377 SH SOLE 0 0 701377 BLACKROCK 529 COLLEGE ADVNTGE CAPITAL APPRECIATION OPT I N/L Non Taxable Mutual Fund - College Fund No Load 19452P297 308597 6977 SH SOLE 0 0 6977 FIRST EAGLE SMALL CAP OPPORTUNITY FUND CL I N/L Mutual Fund (Open End) - No Load 32008F234 832365 92178 SH SOLE 0 0 92178 DELAWARE NATIONAL HIGH YIELD MUNI BOND FD INSTL CL N/L Non-Taxable Mutual Fund - No Load 24610H302 115265 11526 SH SOLE 0 0 11526 LVMH MOET HENNESSY LOU VUITTON ADR American Depository Receipts 502441306 376134 2050 SH SOLE 0 0 2050 MCDONALDS CORPORATION Common Stock 580135101 321831 1151 SH SOLE 0 0 1151 MICROSOFT CORPORATION Common Stock 594918104 8432262 29248 SH SOLE 0 0 29248 BLACKROCK ESG CAP ALLC TR SHS BEN INT Closed End Funds - Taxable 09262F100 3805937 243814 SH SOLE 0 0 243814 JOHN HANCOCK MULTIFACTOR SMALL CAP ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 47804J842 3556500 111524 SH SOLE 0 0 111524 ANGEL OAK ULTRASHORT INCOME FUND CL I N/L Mutual Fund (Open End) - No Load 03463K828 1810528 189188 SH SOLE 0 0 189188 JOHN HANCOCK MULTIFACTOR MID CAP ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 47804J206 1858739 38821 SH SOLE 0 0 38821 FIRST TRUST CAPITAL STRENGTH ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 33733E104 1577400 21626 SH SOLE 0 0 21626 FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 33738R704 5232515 108976 SH SOLE 0 0 108976 ABRDN JAPAN EQUITY FUND INCORPORATED Closed End Funds - Taxable 00306J109 179761 32863 SH SOLE 0 0 32863 TOUCHSTONE SANDS CAPITAL EMERG MARKETS GROWTH FD CL Y N/L Mutual Fund (Open End) - No Load 89154Q570 655809 49124 SH SOLE 0 0 49124 AVANTIS U.S. EQUITY ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 025072885 1095309 15453 SH SOLE 0 0 15453 PACER US SMALL CAP CASH COWS 100 ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 69374H857 2295970 60325 SH SOLE 0 0 60325 PACER US CASH COWS 100 ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 69374H881 1302299 27738 SH SOLE 0 0 27738 AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 032108409 1235314 34827 SH SOLE 0 0 34827 JPMORGAN CHASE & COMPANY Common Stock 46625H100 3881283 29785 SH SOLE 0 0 29785 IQ ULTRA SHORT DURATION ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 45409F819 431823 9091 SH SOLE 0 0 9091 SPDR SSGA MULTI-ASSET REAL RETURN ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 78467V103 281978 10224 SH SOLE 0 0 10224 PROCTER AND GAMBLE COMPANY Common Stock 742718109 12595976 84713 SH SOLE 0 0 84713 AVANTIS U.S. SMALL CAP VALUE ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 025072877 571299 7714 SH SOLE 0 0 7714 INVESCO S&P SMALLCAP FINANCIALS ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 46138E156 790883 18247 SH SOLE 0 0 18247 AVANTIS EMERGING MARKETS EQUITY ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 025072604 813501 15381 SH SOLE 0 0 15381 CALIFORNIA ST, VAR PURP GO BDS General Obligations - non-taxable 13063CVM9 15886 15000 SH SOLE 0 0 15000 GOODYEAR AZ PUB IMPT CORP MUN FACILITIES REV, REV REF BDS Revenue Supported Bonds - non-taxable 382512ES6 16216 15000 SH SOLE 0 0 15000 GREENSBORO NC ENTERPRISE SYS REV, COMBINED ENTERPRISE REV BDS Revenue Supported Bonds - non-taxable 395468KM2 16623 15000 SH SOLE 0 0 15000 KITSAP CNTY WA SCH DIST NO 401 CENTRAL KITSAP, ULTD TAX GO BDS General Obligations - non-taxable 498098SC7 16421 15000 SH SOLE 0 0 15000 CHARLOTTE NC ARPT REV, AIRPORT REV BDS Revenue Supported Bonds - non-taxable 161036MD7 16264 15000 SH SOLE 0 0 15000 MOUNTAIN VIEW LOS ALTOS CA UN HIGH SCH DIST, GO BDS General Obligations - non-taxable 624454LR3 16380 15000 SH SOLE 0 0 15000 MFS INTERNATIONAL DIVERSIFICATION FD CL I N/L Mutual Fund (Open End) - No Load 55273G298 559719 25722 SH SOLE 0 0 25722 INVESCO HIGH INCOME 2024 TARGE Closed End Funds - Taxable 46136K105 341340 46823 SH SOLE 0 0 46823 WESTERN ASSET INVT GRADE DEFIN Closed End Funds - Taxable 95790A101 357883 21139 SH SOLE 0 0 21139 CALAMOS MARKET NEUTRAL INCOME FUND CL I N/L Alternative Mutual Fund (Open End) - No Load 128119880 741057 52298 SH SOLE 0 0 52298 BANK OF AMERICA CORPORATION PFD PER1/1000E Preferred Stock 060505815 1398695 65914 SH SOLE 0 0 65914 DAVIS SELECT INTERNATIONAL ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 23908L405 1208346 65780 SH SOLE 0 0 65780 PEPSICO INCORPORATED Common Stock 713448108 795010 4361 SH SOLE 0 0 4361 AT&T INCORPORATED Common Stock 00206R102 794428 41269 SH SOLE 0 0 41269 INTERNATIONAL BUSINESS MACHINES Common Stock 459200101 2490972 19002 SH SOLE 0 0 19002 SWISS HELVETIA FD INCORPORATED Closed End Funds - Taxable 870875101 494769 62392 SH SOLE 0 0 62392 TAIWAN FD INCORPORATED Closed End Funds - Taxable 874036106 1254530 46533 SH SOLE 0 0 46533 TORTOISE MIDSTRM ENERGY FD INCORPORATED Closed End Funds - Taxable 89148B200 2079577 62431 SH SOLE 0 0 62431 T. ROWE PRICE INTERNATIONAL DISCOVERY FD INVSTR CL N/L Mutual Fund (Open End) - No Load 77956H302 592827 9856 SH SOLE 0 0 9856 MEXICO EQUITY & INCOME FD Closed End Funds - Taxable 592834105 379045 37641 SH SOLE 0 0 37641 FEDERATED HERMES GOVT OBL FD MMKT INSTL SHRS IS M/M Money Market Funds - No Load 60934N104 439182 439182 SH SOLE 0 0 439182 DTF TAX-FREE INCOME 2028 TERM Closed End Investment Co. Non Tax Dividend 23334J107 2123472 191682 SH SOLE 0 0 191682 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW Common Stock 084670702 522130 1691 SH SOLE 0 0 1691 META PLATFORMS INCORPORATED CLASS A Common Stock 30303M102 712118 3360 SH SOLE 0 0 3360 GENERAL ELECTRIC COMPANY COM NEW Common Stock 369604301 315480 3300 SH SOLE 0 0 3300 DAVIS SELECT FINANCIAL ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 23908L108 1035710 39889 SH SOLE 0 0 39889 TRANSOCEAN LIMITED REG SHS Foreign Ordinary Shares H8817H100 170111 26747 SH SOLE 0 0 26747 FLUOR CORPORATION NEW Common Stock 343412102 617644 19982 SH SOLE 0 0 19982 MORGAN STANLEY INDIA INVT FD I Closed End Funds - Taxable 61745C105 846452 43497 SH SOLE 0 0 43497 GUGGENHEIM ACTIVE ALLOC FD COMMON STOCK Closed End Funds - Taxable 40170T106 420358 29940 SH SOLE 0 0 29940 FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 33741X102 1122927 42135 SH SOLE 0 0 42135 TOUCHSTONE MID CAP FUND CL Y N/L Mutual Fund (Open End) - No Load 89155H793 672771 15339 SH SOLE 0 0 15339 MORGAN STANLEY CHINA A SH FD I Closed End Funds - Taxable 617468103 217281 15131 SH SOLE 0 0 15131 KROGER COMPANY Common Stock 501044101 232977 4719 SH SOLE 0 0 4719 NEXPOINT DIVERSIFIED REL ET TR COM NEW REIT Real Estate Investment Trusts 65340G205 961655 92645 SH SOLE 0 0 92645 INVESCO HIG INCM 2023 TARG TRM Closed End Funds - Taxable 46135X108 193157 24732 SH SOLE 0 0 24732 BANK OF AMERICA CORPORATION PFD DP1/1200 4 Preferred Stock 060505591 394138 18088 SH SOLE 0 0 18088 WILLIAM BLAIR EMERGING MARKETS SMALL CAP GROWTH FD CL I N/L Mutual Fund (Open End) - No Load 969251859 750333 43548 SH SOLE 0 0 43548 FIRST TR HIGH YIELD OPPRT 2027 Closed End Funds - Taxable 33741Q107 323984 23208 SH SOLE 0 0 23208 NEW IRELAND FD INCORPORATED Closed End Funds - Taxable 645673104 0 48794 SH SOLE 0 0 48794 GS FINANCE CORP. 5Y U.S. EQUITY ITM DIGITAL PLUS BARRIER NOTE Equity Linked Debt - No CPN and $1000 par 40057FHR8 172484 200000 SH SOLE 0 0 200000 QUALCOMM INCORPORATED Common Stock 747525103 915642 7177 SH SOLE 0 0 7177 SANOFI SPONSORED ADR American Depository Receipts 80105N105 202823 3727 SH SOLE 0 0 3727 PROSHARES S&P MIDCAP 400 DIVIDEND ARISTOCRATS ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 74347B680 234041 3308 SH SOLE 0 0 3308 AMERICAN VA 529 GLOBAL GROWTH FD CL F2 N/L Non Taxable Mutual Fund - College Fund No Load 02630R310 222436 12269 SH SOLE 0 0 12269 THORNBURG INVESTMENT INCOME BUILDER FUND CL I N/L Mutual Fund (Open End) - No Load 885215467 759505 34013 SH SOLE 0 0 34013 GDL FD COM SH BEN IT Closed End Funds - Taxable 361570104 2014977 256842 SH SOLE 0 0 256842 CARDINAL HEALTH INCORPORATED Common Stock 14149Y108 255115 3379 SH SOLE 0 0 3379 DIMENSIONAL ETF TRUST U S SM CAP ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 25434V500 532059 10096 SH SOLE 0 0 10096 AMERICAN CENTY ETF TR AVANTIS U S SM CAP EQUITY Exchange Traded Funds (Country Baskets/iShares) - Domestic 025072323 955786 21671 SH SOLE 0 0 21671 ARBITRAGE FUND CL I N/L Alternative Mutual Fund (Open End) - No Load 03875R205 616021 48353 SH SOLE 0 0 48353 NORTH TX TWY AUTH REV, SUB LIEN REV BDS, BUILD AMERICA BONDS DIRECT PAY Taxable Municipal Bonds 66285WFT8 32128 29000 SH SOLE 0 0 29000 KAYNE ANDERSON NEXTGEN ENRGY Closed End Funds - Taxable 48661E108 345884 45037 SH SOLE 0 0 45037 AMERICAN CENTURY EMERGING MARKETS FUND CL I N/L Mutual Fund (Open End) - No Load 025086877 225925 22281 SH SOLE 0 0 22281 JOHNSON & JOHNSON Common Stock 478160104 405756 2618 SH SOLE 0 0 2618 GNMA REMIC TRUST 2021-146 EA CMOs 38382WB97 79718 140000 SH SOLE 0 0 140000 BLACKSTONE SENI FLTN RAT 2027 Closed End Funds - Taxable 09256U105 287723 22700 SH SOLE 0 0 22700 NUVEEN OHIO QLTY MUN INCOME FD Closed End Investment Co. Non Tax Dividend 670980101 131561 10351 SH SOLE 0 0 10351 UNITED PARCEL SERVICE INCORPORATED CLASS B Common Stock 911312106 533666 2751 SH SOLE 0 0 2751 CISCO SYSTEMS INCORPORATED Common Stock 17275R102 1134577 21704 SH SOLE 0 0 21704 FEDERATED HERMES KAUFMANN FUND INSTL SHARES IS N/L Mutual Fund (Open End) - No Load 31421N873 88696 17918 SH SOLE 0 0 17918 FIDELITY ADVISOR NEW INSIGHTS FUND CL I N/L Mutual Fund (Open End) - No Load 316071604 294370 10186 SH SOLE 0 0 10186 AMERICAN FUNDS GROWTH FUND OF AMERICA FUND CL F2 N/L Mutual Fund (Open End) - No Load 399874825 338304 6168 SH SOLE 0 0 6168 FRANKLIN INCOME FUND ADVISOR CL N/L Mutual Fund (Open End) - No Load 353496847 62586 27450 SH SOLE 0 0 27450 BLACKROCK LARGE CAP FOCUS GROWTH FUND INSTL CL N/L Mutual Fund (Open End) - No Load 09251P408 74111 13258 SH SOLE 0 0 13258 WALMART INCORPORATED Common Stock 931142103 230464 1563 SH SOLE 0 0 1563 AMERICAN VA 529 CAPITAL WORLD GROWTH & INC FD CL F2 N/L Non Taxable Mutual Fund - College Fund No Load 140543752 419113 7680 SH SOLE 0 0 7680 AVANTIS INTERNATIONAL SMALL CAP VALUE ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 025072802 232867 3982 SH SOLE 0 0 3982 SMUCKER J M COMPANY COM NEW Common Stock 832696405 326385 2074 SH SOLE 0 0 2074 FIDELITY DIVIDEND ETF FOR RISING RATES Exchange Traded Funds (Country Baskets/iShares) - Domestic 316092832 213058 5240 SH SOLE 0 0 5240 PNC FINL SVCS GROUP INCORPORATED Common Stock 693475105 647320 5093 SH SOLE 0 0 5093 GABELLI HLTHCARE & WELLNESS TR SHS Closed End Funds - Taxable 36246K103 761371 75458 SH SOLE 0 0 75458 INVESCO S&P 500 EQUAL WEIGHT ETF Exchange Traded Funds (Country Baskets/iShares) - Domestic 46137V357 1183425 8183 SH SOLE 0 0 8183 CVS HEALTH CORPORATION Common Stock 126650100 589055 7927 SH SOLE 0 0 7927 DELAWARE IVY MID CAP INCOME OPPORTUNITIES FUND CL I N/L Mutual Fund (Open End) - No Load 46600B409 425563 24642 SH SOLE 0 0 24642 MORGAN STANLEY EMERGING MKTS Closed End Funds - Taxable 617477104 342367 75745 SH SOLE 0 0 75745 JAPAN SMALLER CAPITALIZATION F Closed End Funds - Taxable 47109U104 153395 22199 SH SOLE 0 0 22199 BANK OF HOPE LOS ANGELES, CA Certificates of Deposit (CDs) 062683GT8 249813 250000 SH SOLE 0 0 250000 FIRST TRUST MERGER ARBITRAGE FUND CL I N/L Alternative Mutual Fund (Open End) - No Load 46141T869 876032 81340 SH SOLE 0 0 81340 FIRST EAGLE GLOBAL FUND CL I N/L Mutual Fund (Open End) - No Load 32008F606 362178 5862 SH SOLE 0 0 5862 ELEVANCE HEALTH INCORPORATED Common Stock 036752103 372446 810 SH SOLE 0 0 810 WESBANCO INCORPORATED Common Stock 950810101 827703 26961 SH SOLE 0 0 26961 ROYCE GLOBAL VALUE TR INCORPORATED Closed End Funds - Taxable 78081T104 96885 10765 SH SOLE 0 0 10765 EMERSON ELEC COMPANY Common Stock 291011104 240071 2755 SH SOLE 0 0 2755 AMERICAN FUNDS INVESTMENT CO OF AMERICA FD CL F2 N/L Mutual Fund (Open End) - No Load 461308827 242550 5553 SH SOLE 0 0 5553 ORACLE CORPORATION Common Stock 68389X105 301247 3242 SH SOLE 0 0 3242 TOUCHSTONE FOCUSED FUND CL Y N/L Mutual Fund (Open End) - No Load 89154X229 262522 4723 SH SOLE 0 0 4723 CALAMOS LNG SHR EQT DYNAMIC TR Closed End Funds - Taxable 12812C106 193125 12500 SH SOLE 0 0 12500 NUVEEN CORPORATE INCOME 2023 Closed End Funds - Taxable 67079F101 212675 23142 SH SOLE 0 0 23142 MFS HIGH YIELD MUN TR SH BEN INT Closed End Investment Co. Non Tax Dividend 59318E102 324897 101214 SH SOLE 0 0 101214 VINEBROOK HOMES TRUST, INC CLASS A Partnerships - AIG Comm in Passport 927902940 576234 9141 SH SOLE 0 0 9141 CENTER COAST BRKFLD MLP ENRGY SHS BEN INT Closed End Funds - Taxable 151461209 377242 19597 SH SOLE 0 0 19597 INVESCO ROCHESTER AMT-FREE MUNI FD CL Y N/L Non-Taxable Mutual Fund - No Load 001419183 716220 103800 SH SOLE 0 0 103800 TRI CONTL CORPORATION Closed End Funds - Taxable 895436103 784260 29539 SH SOLE 0 0 29539 PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED, COFINA Revenue Supported Bonds - non-taxable 74529JRH0 20931 23000 SH SOLE 0 0 23000 PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA Revenue Supported Bonds - non-taxable 74529JPX7 14125 15000 SH SOLE 0 0 15000 PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA Zero Coupon Municipal Bonds - non-taxable 74529JQG3 5488 21000 SH SOLE 0 0 21000 PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINA Zero Coupon Municipal Bonds - non-taxable 74529JQH1 3287 17000 SH SOLE 0 0 17000 GOLDMAN SACHS GROUP, INC. 8Y MOMENTUM BUILDER INDEX MARKET Equity Linked Debt - No CPN and $1000 par 38147QZQ2 166575 113000 SH SOLE 0 0 113000 GOLDMAN SACHS GROUP, INC. 8Y MOMENTUM BUILDER INDEX MARKET Equity Linked Debt - No CPN and $1000 par 38147QXD3 179407 125000 SH SOLE 0 0 125000 RAYMOND JAMES FINL INCORPORATED Common Stock 754730109 977561 10481 SH SOLE 0 0 10481 HSBC USA INC. 6Y DJ INDUSTRIAL ACCELERATED BARRIER NOTE Equity Linked Debt - No CPN and $1000 par 40435FCX3 91305 50000 SH SOLE 0 0 50000 GENWORTH FINL INCORPORATED COM CLASS A Common Stock 37247D106 66826 13312 SH SOLE 0 0 13312 METROPOLITAN PIER & EXPOSITION AUTH IL REV, BDS, MCCORMICK PLACE EXPANSION Zero Coupon Municipal Bonds - non-taxable 592250AR5 4378 20000 SH SOLE 0 0 20000 BRISTOL-MYERS SQUIBB COMPANY Common Stock 110122108 266150 3840 SH SOLE 0 0 3840 INVESCO HIGH YIELD MUNICIPAL FUND CL Y N/L Non-Taxable Mutual Fund - No Load 001419654 153398 17673 SH SOLE 0 0 17673 NORTHROP GRUMMAN CORPORATION Common Stock 666807102 245635 532 SH SOLE 0 0 532 NUVEEN INT DUR QUAL MUN TRM FD Closed End Investment Co. Non Tax Dividend 670677103 231265 18110 SH SOLE 0 0 18110 MFS INVT GRADE MUN TR SH BEN INT Closed End Investment Co. Non Tax Dividend 59318B108 224072 30321 SH SOLE 0 0 30321 GABELLI ABC FUND CL AAA N/L Alternative Mutual Fund (Open End) - No Load 36239V108 166664 16228 SH SOLE 0 0 16228 UPLAND CA UNI SCH DIST, ELECTION OF 2008 GO BDS Zero Coupon Municipal Bonds - non-taxable 91537PFE0 17785 60000 SH SOLE 0 0 60000 FOWLER CA UNI SCH DIST, GO BDS Zero Coupon Municipal Bonds - non-taxable 351136EU6 91806 300000 SH SOLE 0 0 300000 GENERAL ELECTRIC COMPANY Corp Bonds - Non-Convert 36966TAJ1 25216 26000 SH SOLE 0 0 26000 GENERAL ELECTRIC COMPANY Corp Bonds - Non-Convert 36966TJG8 23629 25000 SH SOLE 0 0 25000 SOLAREDGE TECHNOLOGIES INCORPORATED Common Stock 83417M104 243160 800 SH SOLE 0 0 800 BLUE BIOFUELS INCORPORATED Common Stock 09530Q102 4027 24300 SH SOLE 0 0 24300 GREENE CNTY OH UNIV HSG REV, REV BDS, CENTRAL ST UNIV, MARAUDER DEV LLC Revenue Supported Bonds - non-taxable 39465RBZ8 28541 30000 SH SOLE 0 0 30000 FNMA REMIC TRUST 2005-109 GD CMOs 31394UZA3 5297 25000 SH SOLE 0 0 25000 OHIO ST UNIV GENL RCPTS, GENL RCPTS BDS Revenue Supported Bonds - non-taxable 677632A27 25046 25000 SH SOLE 0 0 25000 OHIO ST TPKE COMMN TPKE REV, REV BDS, INFRASTRUCTURE PROJ Zero Coupon Municipal Bonds - non-taxable 67760HKF7 62182 100000 SH SOLE 0 0 100000 FIMM MONEY MARKET PORT FUND INSTL CL M/M Money Market Funds - No Load 31607A109 61000 61000 SH SOLE 0 0 61000 ROLLS ROYCE HOLDINGS PLC SPONSORED ADR American Depository Receipts 775781206 24834 13475 SH SOLE 0 0 13475 FIRST EAGLE OVERSEAS FUND CL I N/L Mutual Fund (Open End) - No Load 32008F200 480451 19531 SH SOLE 0 0 19531 EUROPEAN EQUITY FD INCORPORATED Closed End Funds - Taxable 298768102 93339 11051 SH SOLE 0 0 11051 PROVECTUS BIOPHARMACEUTICALS I Common Stock 74373P108 4392 26620 SH SOLE 0 0 26620 VIRTUS CONVERTIBLE & INCORPORATED 2024 Closed End Funds - Taxable 92838R105 89346 10365 SH SOLE 0 0 10365 UNITED STATES TREASURY BILLS U.S. Treasury Bills 912796YN3 49981 50000 SH SOLE 0 0 50000 UNITED STATES TREASURY NOTES U.S. Treasury Notes (Incl Ips) 91282CCA7 21888 20000 SH SOLE 0 0 20000 INVESCO AMERICAN FRANCHISE FUND CL Y N/L Mutual Fund (Open End) - No Load 00142J545 233799 12254 SH SOLE 0 0 12254 HAMILTON CNTY OH SWR SYS REV, REF REV BDS, METRO SWR DIST GREATR CINCINAT Revenue Supported Bonds - non-taxable 407288ZF9 46762 45000 SH SOLE 0 0 45000 OHIO ST, GO BDS General Obligations - non-taxable 677522BM5 45000 45000 SH SOLE 0 0 45000 OHIO ST, COMMON SCHS GO REF BDS General Obligations - non-taxable 677522BW3 31863 30000 SH SOLE 0 0 30000 OHIO ST, INFRASTRUCTURE IMPT GO REF BDS General Obligations - non-taxable 677522CJ1 47743 45000 SH SOLE 0 0 45000 LAKOTA OH LOC SCH DIST, REF BDS General Obligations - non-taxable 512804RB3 35605 35000 SH SOLE 0 0 35000 COLUMBUS OHIO, GO BDS General Obligations - non-taxable 199492EC9 45261 45000 SH SOLE 0 0 45000 CINCINNATI OH CITY SCH DIST, SCH IMPT GO REF BDS General Obligations - non-taxable 172252A57 36564 35000 SH SOLE 0 0 35000 CLEVELAND-CUYAHOGA CNTY OH PORT AUTH REV, DEV REV BDS, EUCLID AVENUE DEV Revenue Supported Bonds - non-taxable 186103HS9 46221 45000 SH SOLE 0 0 45000 REYNOLDSBURG OH CITY SCH DIST, GO ULTD TAX REF BDS General Obligations - non-taxable 761852GQ9 30460 30000 SH SOLE 0 0 30000 VANGUARD TOTAL STOCK MARKET INDEX FUND ADMIRAL SHARES N/L Mutual Fund (Open End) - No Load 922908728 1188601 11961 SH SOLE 0 0 11961