UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in this charter)
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
(Address of principal executive offices) |
(Zip Code) |
(
(Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (18 CFR 230.425) | |
Soliciting material pursuant to 14a-12 under the Exchange Act (17CFR 240.14a-12) | |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company
If an emerging growth company, indicate by check mark if the registrant has elected not lo use the extended transition period for complying with any new or revised financial accounting standards provided pursuant lo Section l 3(a) of the Exchange Act.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers, Compensation Arrangements of Certain Officers.
On December 10, 2024, the board of directors of AtlasClear Holdings, Inc. voted to remove Robert McBey as our Chief Executive Officer, effective as of such date. In addition, Mr. McBey was removed as the Chief Executive Officer of our wholly owned subsidiary Wilson-Davis Co., Inc. (“WDCO”) on the same date.
Item 8.01 Other Events
On December 12, 2024, we appointed Jeff Sime to replace Mr. McBey as the new Chief Executive Officer of WDCO, effective December 16, 2024. Mr. Sime has served as President and CEO of Embed Financial Technologies Inc. since February 2022 and as President of JS Consulting since July 2023. Previously, he served as President of COR Clearing LLC which was acquired by Axos Clearing LLC where he served as President until 2022.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ATLASCLEAR HOLDINGS, INC. | ||
Date: December 16, 2024 | /s/ John Schaible | |
Name: | John Schaible | |
Title: | Executive Chairman |
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Cover |
Dec. 10, 2024 |
---|---|
Cover [Abstract] | |
Document Type | 8-K |
Amendment Flag | false |
Document Period End Date | Dec. 10, 2024 |
Entity File Number | 001-41956 |
Entity Registrant Name | AtlasClear Holdings, Inc. |
Entity Central Index Key | 0001963088 |
Entity Tax Identification Number | 92-2303797 |
Entity Incorporation, State or Country Code | DE |
Entity Address, Address Line One | 2203 Lois Ave. N. |
Entity Address, Address Line Two | Ste. 814 |
Entity Address, City or Town | Tampa |
Entity Address, State or Province | FL |
Entity Address, Postal Zip Code | 33607 |
City Area Code | 727 |
Local Phone Number | 446-6660 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Title of 12(b) Security | Common Stock par value $0.0001 per share |
Trading Symbol | ATCH |
Security Exchange Name | NYSEAMER |
Entity Emerging Growth Company | true |
Elected Not To Use the Extended Transition Period | false |
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