6-K/A 1 ea0218559-6ka1_pixiedust.htm AMENDMENT NO. 1 TO FORM 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 6-K/A

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of October 2024

 

Commission File Number 001-41749

 

PIXIE DUST TECHNOLOGIES, INC.

(Translation of registrant’s name into English)

 

Pixie Dust Technologies, Inc.

2-2-1 Yaesu, Chuo-ku

Tokyo, 104-0028, Japan

(Address of Principal Executive Offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

 

Form 20-F     Form 40-F

 

 

 

 

 

INFORMATION CONTAINED IN THIS FORM 6-K/A REPORT

 

On October 23, 2024, Pixie Dust Technologies, Inc. (the “Company”) furnished the press release attached hereto as Exhibit 99.1.

 

This Amendment No. 1 to the Form 6-K, originally filed on October 23, 2024 is being filed solely to amend the previously disclosed effective date of the delisting from NASDAQ and the Form 15-F filing from November 15, 2024, to November 14, 2024, wherever the date appears. Additionally, trading of the Company’s American Depositary Receipts (“ADRs”) on NASDAQ will be suspended effective prior to trading on November 14, 2024. No other changes have been made to the original filing.

 

EXHIBIT INDEX

 

Exhibit No.   Description
99.1   Press release of the Company, dated October 24, 2024.

 

Safe Harbor Statement

 

Exhibit 99.1 attached hereto contains forward-looking statements. These forward-looking statements are made under the “safe harbor” provisions of the U.S. Private Securities Litigation Reform Act of 1995. These statements can be identified by terminology such as “will,” “expects,” “anticipates,” “future,” “intends,” “plans,” “believes,” “estimates” and similar statements. PIXIE DUST TECHNOLOGIES, INC. may also make written or oral forward-looking statements in its reports filed with, or furnished to, the U.S. Securities and Exchange Commission (the “Commission”), in its reports to shareholders, in press releases and other written materials and in oral statements made by its officers, directors or employees to third parties. Statements that are not historical facts, including statements about PIXIE DUST TECHNOLOGIES, INC.’s beliefs and expectations, are forward-looking statements. Forward-looking statements involve inherent risks and uncertainties. A number of factors could cause actual results to differ materially from those contained in any forward-looking statement, including but not limited to the following: review by the Commission of PIXIE DUST TECHNOLOGIES, INC.’s applications to delist and deregister its American Depositary Receipts and PIXIE DUST TECHNOLOGIES, INC.’s goals and strategies. Further information regarding these and other risks is included in PIXIE DUST TECHNOLOGIES, INC.’s reports filed with, or furnished to the Commission. PIXIE DUST TECHNOLOGIES, INC. does not undertake any obligation to update any forward-looking statement, except as required under applicable law. All information provided in this press release and in the attachments is as of the date of this press release, and PIXIE DUST TECHNOLOGIES, INC. undertakes no duty to update such information, except as required under applicable law.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: October 24, 2024 Pixie Dust Technologies, Inc.
 
  By: /s/ Yoichi Ochiai
  Name:  Yoichi Ochiai
  Title: Chief Executive Officer

 

 

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