The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRDN ASIA PACIFIC INCOME FU | COM | 003009107 | 86,630 | 35,359 | SH | SOLE | 0 | 0 | 35,359 | |||
ABRDN INCOME CREDIT STRATEGI | COM | 003057106 | 255,140 | 37,521 | SH | SOLE | 0 | 0 | 37,521 | |||
ADVENT CONV & INCOME FD | COM | 00764C109 | 117,330 | 11,185 | SH | SOLE | 0 | 0 | 11,185 | |||
ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 | 498,354 | 53,357 | SH | SOLE | 0 | 0 | 53,357 | |||
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 160,054 | 11,909 | SH | SOLE | 0 | 0 | 11,909 | |||
APPLE INC | COM | 037833100 | 3,733,634 | 21,807 | SH | SOLE | 0 | 0 | 21,807 | |||
BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 | 264,477 | 49,620 | SH | SOLE | 0 | 0 | 49,620 | |||
BNY MELLON MUN INCOME INC | COM | 05589T104 | 224,401 | 39,577 | SH | SOLE | 0 | 0 | 39,577 | |||
BLACKROCK FLOATING RATE INC | COM | 091941104 | 1,200,533 | 99,547 | SH | SOLE | 0 | 0 | 99,547 | |||
BLACKROCK INVT QUALITY MUN T | COM | 09247D105 | 200,552 | 19,817 | SH | SOLE | 0 | 0 | 19,817 | |||
BLACKROCK INCOME TR INC | COM NEW | 09247F209 | 3,957,966 | 347,800 | SH | SOLE | 0 | 0 | 347,800 | |||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 776,951 | 75,505 | SH | SOLE | 0 | 0 | 75,505 | |||
BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 | 950,169 | 107,122 | SH | SOLE | 0 | 0 | 107,122 | |||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | 225,777 | 14,893 | SH | SOLE | 0 | 0 | 14,893 | |||
BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | 842,116 | 84,720 | SH | SOLE | 0 | 0 | 84,720 | |||
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 802,716 | 87,825 | SH | SOLE | 0 | 0 | 87,825 | |||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 126,828 | 13,102 | SH | SOLE | 0 | 0 | 13,102 | |||
BLACKROCK LONG-TERM MUN ADVA | COM | 09250B103 | 394,599 | 43,991 | SH | SOLE | 0 | 0 | 43,991 | |||
BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 | 2,051,486 | 198,980 | SH | SOLE | 0 | 0 | 198,980 | |||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 1,011,171 | 166,860 | SH | SOLE | 0 | 0 | 166,860 | |||
BLACKROCK MUNIVEST FD II INC | COM | 09253T101 | 512,882 | 55,208 | SH | SOLE | 0 | 0 | 55,208 | |||
BLACKROCK MUNICIPAL INCOME | COM | 09253X102 | 1,085,871 | 106,982 | SH | SOLE | 0 | 0 | 106,982 | |||
BLACKROCK MUNIHOLDINGS QUALI | COM | 09254C107 | 154,147 | 17,557 | SH | SOLE | 0 | 0 | 17,557 | |||
BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 | 2,081,500 | 217,958 | SH | SOLE | 0 | 0 | 217,958 | |||
BLACKROCK MUNIYILD QULT FD I | COM | 09254F100 | 2,048,503 | 200,245 | SH | SOLE | 0 | 0 | 200,245 | |||
BLACKROCK MUNIYIELD QUALITY | COM | 09254G108 | 145,704 | 16,207 | SH | SOLE | 0 | 0 | 16,207 | |||
BLACKROCK MUNIASSETS FD INC | COM | 09254J102 | 767,196 | 85,244 | SH | SOLE | 0 | 0 | 85,244 | |||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 754,545 | 78,927 | SH | SOLE | 0 | 0 | 78,927 | |||
BLACKROCK MUNIYIELD MICH QU | COM | 09254V105 | 490,698 | 49,416 | SH | SOLE | 0 | 0 | 49,416 | |||
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 485,092 | 47,934 | SH | SOLE | 0 | 0 | 47,934 | |||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 105,908 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | |||
BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 | 121,492 | 12,327 | SH | SOLE | 0 | 0 | 12,327 | |||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 719,383 | 83,358 | SH | SOLE | 0 | 0 | 83,358 | |||
BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | 523,818 | 51,005 | SH | SOLE | 0 | 0 | 51,005 | |||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 781,097 | 61,894 | SH | SOLE | 0 | 0 | 61,894 | |||
BLACKSTONE STRATEGIC CRED 20 | COM SHS BEN IN | 09257R101 | 122,725 | 11,167 | SH | SOLE | 0 | 0 | 11,167 | |||
BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 | 55,860 | 26,103 | SH | SOLE | 0 | 0 | 26,103 | |||
BNY MELLON MUN BD INFRASTRUC | COM SHS | 09662W109 | 143,242 | 14,440 | SH | SOLE | 0 | 0 | 14,440 | |||
CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 128117108 | 145,980 | 13,850 | SH | SOLE | 0 | 0 | 13,850 | |||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 199,011 | 17,833 | SH | SOLE | 0 | 0 | 17,833 | |||
COMMUNITY BK SYS INC | COM | 203607106 | 205,774 | 4,875 | SH | SOLE | 0 | 0 | 4,875 | |||
CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 | 47,683 | 25,363 | SH | SOLE | 0 | 0 | 25,363 | |||
DTF TAX-FREE INCOME 2028 TER | COM | 23334J107 | 152,112 | 14,256 | SH | SOLE | 0 | 0 | 14,256 | |||
DWS MUN INCOME TR | COM | 233368109 | 1,156,363 | 150,177 | SH | SOLE | 0 | 0 | 150,177 | |||
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 252,778 | 33,570 | SH | SOLE | 0 | 0 | 33,570 | |||
ABRDN NATL MUN INCOME FD | SH BEN INT | 24610T108 | 218,887 | 25,422 | SH | SOLE | 0 | 0 | 25,422 | |||
DIMENSIONAL ETF TRUST | US CORE EQT MKT | 25434V104 | 2,228,410 | 74,404 | SH | SOLE | 0 | 0 | 74,404 | |||
DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 25434V203 | 652,910 | 25,006 | SH | SOLE | 0 | 0 | 25,006 | |||
DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 | 1,172,365 | 25,659 | SH | SOLE | 0 | 0 | 25,659 | |||
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | 7,166,844 | 273,544 | SH | SOLE | 0 | 0 | 273,544 | |||
DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | 2,408,823 | 70,806 | SH | SOLE | 0 | 0 | 70,806 | |||
DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 25434V815 | 754,513 | 29,776 | SH | SOLE | 0 | 0 | 29,776 | |||
DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 | 1,628,995 | 72,335 | SH | SOLE | 0 | 0 | 72,335 | |||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 223,241 | 15,311 | SH | SOLE | 0 | 0 | 15,311 | |||
EATON VANCE CALIF MUN INCOM | SH BEN INT | 27826F101 | 187,350 | 20,453 | SH | SOLE | 0 | 0 | 20,453 | |||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 116,804 | 19,797 | SH | SOLE | 0 | 0 | 19,797 | |||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 3,838,008 | 430,753 | SH | SOLE | 0 | 0 | 430,753 | |||
EATON VANCE FLTING RATE INC | COM | 278279104 | 403,944 | 32,814 | SH | SOLE | 0 | 0 | 32,814 | |||
EATON VANCE MUN BD FD | COM | 27827X101 | 1,485,776 | 165,823 | SH | SOLE | 0 | 0 | 165,823 | |||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 508,143 | 61,296 | SH | SOLE | 0 | 0 | 61,296 | |||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 240,390 | 29,605 | SH | SOLE | 0 | 0 | 29,605 | |||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 937,766 | 103,735 | SH | SOLE | 0 | 0 | 103,735 | |||
EATON VANCE SHORT DURATION D | COM | 27828V104 | 289,287 | 27,897 | SH | SOLE | 0 | 0 | 27,897 | |||
EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 | 1,411,780 | 87,039 | SH | SOLE | 0 | 0 | 87,039 | |||
EATON VANCE MUN INCOME 2028 | SHS | 27829U105 | 349,848 | 20,628 | SH | SOLE | 0 | 0 | 20,628 | |||
EVERSOURCE ENERGY | COM | 30040W108 | 227,306 | 3,909 | SH | SOLE | 0 | 0 | 3,909 | |||
EXXON MOBIL CORP | COM | 30231G102 | 1,972,635 | 16,777 | SH | SOLE | 0 | 0 | 16,777 | |||
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 189,916 | 18,510 | SH | SOLE | 0 | 0 | 18,510 | |||
HIGH INCOME SECS FD | SHS BEN INT | 42968F108 | 186,431 | 30,118 | SH | SOLE | 0 | 0 | 30,118 | |||
HIGHLAND OPPORTUNITIES | HIGHLAND INCOME | 43010E404 | 255,439 | 31,771 | SH | SOLE | 0 | 0 | 31,771 | |||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 709,778 | 71,408 | SH | SOLE | 0 | 0 | 71,408 | |||
INVESCO SR INCOME TR | COM | 46131H107 | 232,238 | 59,244 | SH | SOLE | 0 | 0 | 59,244 | |||
INVESCO MUNICIPAL TRUST | COM | 46131J103 | 259,860 | 31,158 | SH | SOLE | 0 | 0 | 31,158 | |||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 317,560 | 37,360 | SH | SOLE | 0 | 0 | 37,360 | |||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 428,567 | 52,074 | SH | SOLE | 0 | 0 | 52,074 | |||
INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 46132E103 | 722,329 | 97,480 | SH | SOLE | 0 | 0 | 97,480 | |||
INVESCO BD FD | COM | 46132L107 | 335,911 | 23,214 | SH | SOLE | 0 | 0 | 23,214 | |||
INVESCO MUNI INCOME OPP TRST | COM | 46132X101 | 416,025 | 71,605 | SH | SOLE | 0 | 0 | 71,605 | |||
INVESCO QUALITY MUN INCOME T | COM | 46133G107 | 125,647 | 14,976 | SH | SOLE | 0 | 0 | 14,976 | |||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | 879,802 | 31,254 | SH | SOLE | 0 | 0 | 31,254 | |||
ISHARES TR | DOW JONES US ETF | 464287846 | 242,496 | 2,321 | SH | SOLE | 0 | 0 | 2,321 | |||
ISHARES TR | PFD AND INCM SEC | 464288687 | 325,259 | 10,788 | SH | SOLE | 0 | 0 | 10,788 | |||
MFS MUN INCOME TR | SH BEN INT | 552738106 | 524,897 | 115,362 | SH | SOLE | 0 | 0 | 115,362 | |||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 135,697 | 50,633 | SH | SOLE | 0 | 0 | 50,633 | |||
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 480,054 | 67,900 | SH | SOLE | 0 | 0 | 67,900 | |||
MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 | 412,942 | 132,353 | SH | SOLE | 0 | 0 | 132,353 | |||
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 381,136 | 121,769 | SH | SOLE | 0 | 0 | 121,769 | |||
NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 | 1,470,678 | 150,222 | SH | SOLE | 0 | 0 | 150,222 | |||
NEUBERGER BERMAN MUN FD INC | COM | 64124P101 | 323,050 | 35,076 | SH | SOLE | 0 | 0 | 35,076 | |||
NEUBERGER BERMAN HIGH YIELD | COM | 64128C106 | 448,589 | 59,574 | SH | SOLE | 0 | 0 | 59,574 | |||
NUVEEN MASSACHUSETS QLT MUN | COM | 67061E104 | 437,408 | 46,140 | SH | SOLE | 0 | 0 | 46,140 | |||
NUVEEN CALIFORNIA MUNI VLU F | COM STK | 67062C107 | 681,409 | 82,997 | SH | SOLE | 0 | 0 | 82,997 | |||
NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 67062F100 | 1,346,381 | 101,232 | SH | SOLE | 0 | 0 | 101,232 | |||
NUVEEN N Y MUN VALUE FD | COM | 67062M105 | 251,578 | 31,408 | SH | SOLE | 0 | 0 | 31,408 | |||
NUVEEN MUN CR OPPORTUNITIES | COM | 670663103 | 354,214 | 36,555 | SH | SOLE | 0 | 0 | 36,555 | |||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 348,369 | 34,356 | SH | SOLE | 0 | 0 | 34,356 | |||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 115,761 | 11,996 | SH | SOLE | 0 | 0 | 11,996 | |||
NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 | 467,830 | 34,913 | SH | SOLE | 0 | 0 | 34,913 | |||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 117,011 | 11,219 | SH | SOLE | 0 | 0 | 11,219 | |||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 1,911,888 | 185,440 | SH | SOLE | 0 | 0 | 185,440 | |||
NUVEEN PFD & INCOME SECS FD | COM | 67072C105 | 282,467 | 45,781 | SH | SOLE | 0 | 0 | 45,781 | |||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 1,069,087 | 130,218 | SH | SOLE | 0 | 0 | 130,218 | |||
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 399,024 | 63,037 | SH | SOLE | 0 | 0 | 63,037 | |||
NUVEEN REAL ASSET INCOME & G | COM | 67074Y105 | 128,481 | 12,098 | SH | SOLE | 0 | 0 | 12,098 | |||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 356,762 | 43,191 | SH | SOLE | 0 | 0 | 43,191 | |||
PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | 424,679 | 39,395 | SH | SOLE | 0 | 0 | 39,395 | |||
PIMCO CALIF MUN INCOME FD | COM | 72200N106 | 1,154,409 | 138,418 | SH | SOLE | 0 | 0 | 138,418 | |||
PIMCO MUN INCOME FD | COM | 72200R107 | 178,859 | 21,293 | SH | SOLE | 0 | 0 | 21,293 | |||
PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 | 333,819 | 46,299 | SH | SOLE | 0 | 0 | 46,299 | |||
PIMCO NEW YORK MUN FD II | COM | 72200Y102 | 389,258 | 60,632 | SH | SOLE | 0 | 0 | 60,632 | |||
PIMCO MUN INCOME FD III | COM | 72201A103 | 281,839 | 43,561 | SH | SOLE | 0 | 0 | 43,561 | |||
PIMCO CALIF MUN INCOME FD II | COM | 72201C109 | 72,199 | 10,540 | SH | SOLE | 0 | 0 | 10,540 | |||
PIMCO NEW YORK MUN INCOME FD | COM | 72201E105 | 67,690 | 12,748 | SH | SOLE | 0 | 0 | 12,748 | |||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 295,934 | 17,126 | SH | SOLE | 0 | 0 | 17,126 | |||
PIONEER FLOATING RATE FUND I | COM | 72369J102 | 282,083 | 31,308 | SH | SOLE | 0 | 0 | 31,308 | |||
PIONEER MUNICIPAL HIGH INCOM | COM | 723762100 | 209,197 | 31,084 | SH | SOLE | 0 | 0 | 31,084 | |||
PUTNAM MANAGED MUN INCOME TR | COM | 746823103 | 524,223 | 95,836 | SH | SOLE | 0 | 0 | 95,836 | |||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 55,275 | 16,500 | SH | SOLE | 0 | 0 | 16,500 | |||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 244,782 | 81,054 | SH | SOLE | 0 | 0 | 81,054 | |||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 4,455,494 | 484,293 | SH | SOLE | 0 | 0 | 484,293 | |||
RIVERNORTH MANAGED DUR MUN I | COM | 76882H105 | 148,816 | 10,847 | SH | SOLE | 0 | 0 | 10,847 | |||
SPDR SER TR | S&P BIOTECH | 78464A870 | 485,154 | 6,644 | SH | SOLE | 0 | 0 | 6,644 | |||
VIRTUS STONE HBR EMG MKTS TO | COM | 86164W100 | 53,543 | 10,218 | SH | SOLE | 0 | 0 | 10,218 | |||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 188,175 | 48,750 | SH | SOLE | 0 | 0 | 48,750 | |||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 622,596 | 4,007 | SH | SOLE | 0 | 0 | 4,007 | |||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 594,601 | 11,110 | SH | SOLE | 0 | 0 | 11,110 | |||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 203,554 | 2,185 | SH | SOLE | 0 | 0 | 2,185 | |||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 227,034 | 1,423 | SH | SOLE | 0 | 0 | 1,423 | |||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 624,112 | 2,938 | SH | SOLE | 0 | 0 | 2,938 | |||
CARLYLE CREDIT INCOME FUND | SHS BEN INT | 92535C104 | 181,491 | 22,187 | SH | SOLE | 0 | 0 | 22,187 | |||
VIRTUS CONVERTIBLE & INCOME | COM | 92838X102 | 112,594 | 36,204 | SH | SOLE | 0 | 0 | 36,204 | |||
WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | 236,101 | 23,399 | SH | SOLE | 0 | 0 | 23,399 | |||
WESTERN ASSET HIGH INCOME OP | COM | 95766K109 | 100,439 | 27,593 | SH | SOLE | 0 | 0 | 27,593 | |||
WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | 259,078 | 29,012 | SH | SOLE | 0 | 0 | 29,012 | |||
WESTERN ASSET MUN HIGH INCOM | COM | 95766N103 | 381,541 | 62,650 | SH | SOLE | 0 | 0 | 62,650 | |||
WESTERN ASSET MUN PARTNERS F | COM | 95766P108 | 729,011 | 68,905 | SH | SOLE | 0 | 0 | 68,905 | |||
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 96,168 | 12,298 | SH | SOLE | 0 | 0 | 12,298 | |||
WESTERN ASSET INTER MUNI FD | COM | 958435109 | 162,869 | 22,747 | SH | SOLE | 0 | 0 | 22,747 |