0001225208-22-005169.txt : 20220329 0001225208-22-005169.hdr.sgml : 20220329 20220329161811 ACCESSION NUMBER: 0001225208-22-005169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220325 FILED AS OF DATE: 20220329 DATE AS OF CHANGE: 20220329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lake Marianne CENTRAL INDEX KEY: 0001566079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 22781040 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2022-03-25 0000019617 JPMORGAN CHASE & CO JPM 0001566079 Lake Marianne 383 MADISON AVENUE NEW YORK NY 10179-0001 1 Co-CEO CCB Common Stock 2022-03-25 4 M 0 69570.6631 0 A 145961.6631 D Common Stock 2022-03-25 4 F 0 38472.6631 141.9900 D 107489.0000 D Common Stock 9434.0000 I By Family Trust Common Stock 89802.0000 I By GRATs Performance Share Units 2022-03-25 4 M 0 69570.6631 0.0000 D Common Stock 69570.6631 0.0000 D These shares represent JPMC common stock acquired on March 25, 2022 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Balance reflects 45,000 shares transferred from the Grantor for funding of a Grantor Retained Annuity Trust on January 20, 2022. This transfer is exempt from Section 16 pursuant to Rule 16a-13. Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2021, as provided under the terms of a PSU award granted on January 15, 2019, and as previously reported on a Form 4 filed on March 17, 2022. The PSUs settled in shares of common stock on March 25, 2022. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. /s/ David K.F. Gillis under POA 2022-03-29