0001225208-21-005942.txt : 20210326 0001225208-21-005942.hdr.sgml : 20210326 20210326162337 ACCESSION NUMBER: 0001225208-21-005942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210325 FILED AS OF DATE: 20210326 DATE AS OF CHANGE: 20210326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lake Marianne CENTRAL INDEX KEY: 0001566079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 21777721 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2021-03-25 0000019617 JPMORGAN CHASE & CO JPM 0001566079 Lake Marianne 383 MADISON AVENUE NEW YORK NY 10179-0001 1 Executive Vice President Common Stock 2021-03-25 4 M 0 55783.8550 0 A 146632.8550 D Common Stock 2021-03-25 4 F 0 29688.8550 151.1500 D 116944.0000 D Common Stock 9434.0000 I By Family Trust Common Stock 44802.0000 I By GRATs Performance Share Units 2021-03-25 4 M 0 55783.8550 0.0000 D Common Stock 55783.8550 0.0000 D These shares represent JPMC common stock acquired on March 25, 2021 upon settlement of a Performance Share Unit (PSU) award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Balance reflects a) 9,184 shares transferred from a Grantor Retained Annutiy Trust (GRAT) to the Grantor and b) 9,434 shares transferred from a GRAT to a Family Trust on February 16, 2021. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2020, as provided under the terms of a PSU award granted on January 16, 2018, and as previously reported on a Form 4 filed on March 18, 2021. The PSUs settled in shares of common stock on March 25, 2021. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. /s/ David K.F. Gillis under POA 2021-03-26