0001225208-21-005942.txt : 20210326
0001225208-21-005942.hdr.sgml : 20210326
20210326162337
ACCESSION NUMBER: 0001225208-21-005942
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210325
FILED AS OF DATE: 20210326
DATE AS OF CHANGE: 20210326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lake Marianne
CENTRAL INDEX KEY: 0001566079
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05805
FILM NUMBER: 21777721
MAIL ADDRESS:
STREET 1: JPMORGAN CHASE & CO.
STREET 2: 270 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JPMORGAN CHASE & CO
CENTRAL INDEX KEY: 0000019617
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 132624428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 383 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2122706000
MAIL ADDRESS:
STREET 1: 383 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: J P MORGAN CHASE & CO
DATE OF NAME CHANGE: 20010102
FORMER COMPANY:
FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/
DATE OF NAME CHANGE: 19960402
FORMER COMPANY:
FORMER CONFORMED NAME: CHEMICAL BANKING CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2021-03-25
0000019617
JPMORGAN CHASE & CO
JPM
0001566079
Lake Marianne
383 MADISON AVENUE
NEW YORK
NY
10179-0001
1
Executive Vice President
Common Stock
2021-03-25
4
M
0
55783.8550
0
A
146632.8550
D
Common Stock
2021-03-25
4
F
0
29688.8550
151.1500
D
116944.0000
D
Common Stock
9434.0000
I
By Family Trust
Common Stock
44802.0000
I
By GRATs
Performance Share Units
2021-03-25
4
M
0
55783.8550
0.0000
D
Common Stock
55783.8550
0.0000
D
These shares represent JPMC common stock acquired on March 25, 2021 upon settlement of a Performance Share Unit (PSU) award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant.
Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.
Balance reflects a) 9,184 shares transferred from a Grantor Retained Annutiy Trust (GRAT) to the Grantor and b) 9,434 shares transferred from a GRAT to a Family Trust on February 16, 2021. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2020, as provided under the terms of a PSU award granted on January 16, 2018, and as previously reported on a Form 4 filed on March 18, 2021. The PSUs settled in shares of common stock on March 25, 2021. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant.
/s/ David K.F. Gillis under POA
2021-03-26