0001225208-19-014201.txt : 20191106 0001225208-19-014201.hdr.sgml : 20191106 20191106165742 ACCESSION NUMBER: 0001225208-19-014201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191105 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BACON ASHLEY CENTRAL INDEX KEY: 0001580075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 191197054 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10179 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 383 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2019-11-05 0000019617 JPMORGAN CHASE & CO JPM 0001580075 BACON ASHLEY 383 MADISON AVENUE NEW YORK NY 10179-0001 1 Chief Risk Officer Common Stock 2019-11-05 4 M 0 31381.0000 46.5800 A 143572.0000 D Common Stock 2019-11-05 4 M 0 11249.0000 35.6100 A 154821.0000 D Common Stock 2019-11-05 4 M 0 10000.0000 44.2900 A 164821.0000 D Common Stock 2019-11-05 4 F 0 35768.0000 129.5700 D 129053.0000 D Stock Appreciation Rights 46.5800 2019-11-05 4 M 0 31381.0000 0.0000 D 2023-01-17 Common Stock 31381.0000 0.0000 D Stock Appreciation Rights 35.6100 2019-11-05 4 M 0 11249.0000 0.0000 D 2022-01-18 Common Stock 11249.0000 0.0000 D Stock Appreciation Rights 44.2900 2019-11-05 4 M 0 10000.0000 0.0000 D 2021-01-19 Common Stock 10000.0000 0.0000 D Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. /s/ David K.F. Gillis under POA 2019-11-06