0001225208-17-010130.txt : 20170519 0001225208-17-010130.hdr.sgml : 20170519 20170519164601 ACCESSION NUMBER: 0001225208-17-010130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170517 FILED AS OF DATE: 20170519 DATE AS OF CHANGE: 20170519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIMON JAMES CENTRAL INDEX KEY: 0001195345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 17858530 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml X0306 4 2017-05-17 0000019617 JPMORGAN CHASE & CO JPM 0001195345 DIMON JAMES JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 1 Chairman & CEO Common Stock 117399.0000 D Common Stock 7314.1441 I By 401(k) Common Stock 918470.0000 I By Family Trusts Common Stock 4320060.0000 I By GRATs Common Stock 115800.0000 I By LLC Common Stock 1058960.0000 I By Spouse Common Stock 326040.0000 I By Spouse's GRATs Amount owned directly includes 117,399 shares acquired by Reporting Person's spouse from a Grantor Retained Annuity Trust (GRAT) on May 17, 2017, pursuant to an agreement entered into on February 13, 2017, under the terms of the GRAT, and transferred from the spouse to the Reporting Person on May 19, 2017. These transfers are exempt from Section 16 pursuant to Rule 16a-13. Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. /s/ Holly Youngwood under POA 2017-05-19