0001225208-16-041689.txt : 20161114
0001225208-16-041689.hdr.sgml : 20161111
20161114170250
ACCESSION NUMBER: 0001225208-16-041689
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161110
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JPMORGAN CHASE & CO
CENTRAL INDEX KEY: 0000019617
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 132624428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 270 PARK AVE
STREET 2: 38TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2122706000
MAIL ADDRESS:
STREET 1: 270 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: J P MORGAN CHASE & CO
DATE OF NAME CHANGE: 20010102
FORMER COMPANY:
FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/
DATE OF NAME CHANGE: 19960402
FORMER COMPANY:
FORMER CONFORMED NAME: CHEMICAL BANKING CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Gordon
CENTRAL INDEX KEY: 0001311487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05805
FILM NUMBER: 161995810
MAIL ADDRESS:
STREET 1: 200 VESEY STREET, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285-3913
4
1
doc4.xml
X0306
4
2016-11-10
0000019617
JPMORGAN CHASE & CO
JPM
0001311487
Smith Gordon
JPMORGAN CHASE & CO.
270 PARK AVENUE
NEW YORK
NY
10017-2070
1
Executive Vice President
Common Stock
2016-11-10
4
M
0
179977.0000
35.6100
A
351580.0000
D
Common Stock
2016-11-10
4
M
0
40000.0000
19.4900
A
391580.0000
D
Common Stock
2016-11-10
4
F
0
159762.0000
75.7350
D
231818.0000
D
Common Stock
57370.0000
I
By GRAT
Stock Appreciation Rights
35.6100
2016-11-10
4
M
0
179977.0000
0.0000
D
2022-01-18
Common Stock
179977.0000
44995.0000
D
Stock Appreciation Rights
19.4900
2016-11-10
4
M
0
40000.0000
0.0000
D
2019-01-20
Common Stock
40000.0000
0.0000
D
The exercise reported was effected pursuant to a 10b5-1 Plan dated November 1, 2016.
Balance reflects shares transferred from indirect to direct ownership from a GRAT distribution on October 31, 2016.
Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.
Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.
/s/ Holly Youngwood under POA
2016-11-14