0001225208-16-040714.txt : 20161024 0001225208-16-040714.hdr.sgml : 20161024 20161024164706 ACCESSION NUMBER: 0001225208-16-040714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161021 FILED AS OF DATE: 20161024 DATE AS OF CHANGE: 20161024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BACON ASHLEY CENTRAL INDEX KEY: 0001580075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 161948516 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml X0306 4 2016-10-21 0000019617 JPMORGAN CHASE & CO JPM 0001580075 BACON ASHLEY JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 Chief Risk Officer Common Stock 2016-10-21 4 M 0 50000.0000 45.7900 A 64938.0000 D Common Stock 2016-10-21 4 F 0 41315.0000 68.1150 D 23623.0000 D Stock Appreciation Rights 45.7900 2016-10-21 4 M 0 50000.0000 0.0000 D 2017-10-18 Common Stock 50000.0000 0.0000 D Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. /s/ Holly Youngwood under POA 2016-10-24