0001225208-11-018616.txt : 20110722 0001225208-11-018616.hdr.sgml : 20110722 20110722165942 ACCESSION NUMBER: 0001225208-11-018616 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110721 FILED AS OF DATE: 20110722 DATE AS OF CHANGE: 20110722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER HEIDI CENTRAL INDEX KEY: 0001199930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 11983054 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J P MORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL NEW YORK CORP DATE OF NAME CHANGE: 19880508 4 1 doc4.xml X0303 4 2011-07-21 0000019617 J P MORGAN CHASE & CO JPM 0001199930 MILLER HEIDI JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 Executive Vice President Common Stock 2011-07-21 4 M 0 50000.0000 34.7800 A 356662.8862 D Common Stock 2011-07-21 4 F 0 45436.0000 41.8900 D 311226.8862 D Common Stock 6154.0000 I As Custodian For Children Common Stock 4855.7400 I By 401(k) Stock Appreciation Rights 34.7800 2011-07-21 4 M 0 50000.0000 0.0000 D 2015-10-20 Common Stock 50000.0000 100000.0000 D SARs exercised pursuant to 10b5-1 Plan dated July 19, 2011. Stock Appreciation Rights vest and become exercisable in three equal annual installments beginning October 20, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. /s/ Anthony Horan under POA 2011-07-22