-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvgZQhaV0ZHw/tQpcP47cBarb2rZBgReu+/7yOrP4h6DBXhEFoauDFMmVyBOz8Cu nVSUR7p9/AjSA0KflYUNZw== 0001225208-04-001124.txt : 20040702 0001225208-04-001124.hdr.sgml : 20040702 20040702144838 ACCESSION NUMBER: 0001225208-04-001124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040701 FILED AS OF DATE: 20040702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J P MORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 39TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL NEW YORK CORP DATE OF NAME CHANGE: 19880508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHARF CHARLES W CENTRAL INDEX KEY: 0001195358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 04899401 BUSINESS ADDRESS: STREET 1: BANK ONE CORPORATION, STREET 2: 1 BANK ONE PLAZA IL1-0027 CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml X0202 4 2004-07-01 0000019617 J P MORGAN CHASE & CO JPM 0001195358 SCHARF CHARLES W 270 PARK AVENUE NEW YORK 10017-2070 1 Executive Vice President Common Stock 2004-07-01 4 A 0 362221 0 A 363294 D Common Stock 2004-07-01 4 A 0 196490 0 A 559784 D Common Stock 2004-07-01 4 A 0 1601 0 A 1601 I 401(k) Employee Stock Option ( right to buy ) 24.95 2004-07-01 4 A 0 1029600 0 A 2001-06-12 2010-06-12 Common Stock 1029600 1029600 D Employee Stock Option ( right to buy ) 29.96 2004-07-01 4 A 0 396000 0 A 2004-08-15 2009-08-15 Common Stock 396000 396000 D Employee Stock Option (right to buy) 31.22 2004-07-01 4 A 0 198000 0 A 2003-04-16 2012-04-16 Common Stock 198000 198000 D Employee Stock Option (right to buy) 28.7 2004-07-01 4 A 0 114840 0 A 2004-07-01 2011-02-09 Common Stock 114840 114840 D Employee Stock Option (right to buy) 28.7 2004-07-01 4 A 0 56760 0 A 2002-02-09 2011-02-09 Common Stock 56760 56760 D See Remarks Option vests over 5 years in 20% annual increments from date of grant. The date exercisable reported in the table is the first vesting date. See Remarks. Option vests over 3 years in one-third annual increments from date of grant. The date exercisable reported in the table is the first vesting date. (1) Shares received in the merger between Bank One Corporation (ONE) & JP Morgan Chase & Co. (JPM), pursuant to which each share of ONE common stock was exchanged for 1.32 shares of JPM common stock, having a market value of $38.77 per share on the effective date of the merger. (3) Options received in the merger of ONE & JPM, pursuant to which each outstanding option to purchase ONE common stock was converted to an option to purchase JPM common stock on substantially the same terms, except that the number of shares was adjusted by multiplying the number of ONE options by 1.32 and the exercise price was adjusted by dividing the ONE exercise price by 1.32. /s/ Laurence Goldman for Charles Scharf, Power of Attorney 2004-07-02 -----END PRIVACY-ENHANCED MESSAGE-----