8-K

0001193125-17-027483.txt : 20170201 0001193125-17-027483.hdr.sgml : 20170201 20170201162155 ACCESSION NUMBER: 0001193125-17-027483 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 ITEM INFORMATION: Other Events FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 17565174 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 8-K 1 d336763d8k.htm 8-K 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): February 1, 2017

JPMorgan Chase & Co.

(Exact name of registrant as specified in its charter)

Delaware

1-5805

13-2624428

(State or other jurisdiction of

incorporation or organization)

(Commission

File Number)

(I.R.S. employer

identification no.)


270 Park Avenue, New York, New York		10017
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (212) 270-6000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 8.01

Other Events.

On January 31, 2017, JPMorgan Chase Bank, N.A. and certain affiliates (“JPMorgan” or the “Firm”) entered into an agreement to settle all remaining lawsuits, claims, objections and other disputes brought by Lehman Brothers Holdings Inc. and certain of its affiliates (“Lehman”) against JPMorgan, which were not already resolved in the January 25, 2016 settlement between JPMorgan and Lehman. (For additional information concerning the prior settlement, reference is made to the Firm’s Current Report on Form 8-K dated January 25, 2016.) The matters resolved by the current settlement include, among other things, (i) Lehman’s claims objection challenging JPMorgan’s disposition of securities collateral posted to JPMorgan in its roles as clearing bank for Lehman and as Lehman’s custodian for tri-party repurchase agreements; (ii) Lehman’s remaining claims against JPMorgan in an adversary proceeding related to certain payments claimed to be due to Lehman Brothers Special Financing Inc.; and (iii) Lehman’s objections regarding JPMorgan’s securities lending claims and the sufficiency of documentation provided by JPMorgan for a number of other claims. Under the current settlement, the Firm will pay $797.5 million to Lehman.

The Firm has previously reserved for this settlement. The settlement is subject to Bankruptcy Court approval, and a hearing on a motion to obtain such approval is currently scheduled for February 16, 2017.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


		JPMorgan Chase & Co.
		(Registrant)

By:		/s/ Stacey Friedman
		Stacey Friedman
		General Counsel

Dated: February 1, 2017