0001193125-13-146871.txt : 20130409 0001193125-13-146871.hdr.sgml : 20130409 20130409085028 ACCESSION NUMBER: 0001193125-13-146871 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20130408 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130409 DATE AS OF CHANGE: 20130409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 13749929 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 8-K 1 d518721d8k.htm FORM 8-K FORM 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): April 8, 2013

 

 

JPMORGAN CHASE & CO.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   001-05805   13-2624428

(State or Other Jurisdiction

of Incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

 

270 Park Avenue,

New York, NY

   10017
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code:

(212) 270-6000

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨  

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨  

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨  

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨  

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 8.01. Other Events

On April 8, 2013, JPMorgan Chase & Co. (the “Company”) issued a press release announcing the redemption on May 8, 2013 of all of the issued and outstanding trust preferred capital securities of each of the trusts listed in the press release (the “Trust Preferred Securities”) pursuant to the optional redemption provisions provided in the documents governing such Trust Preferred Securities. Under applicable regulatory capital guidelines issued by the Federal Reserve, upon notice of redemption, the Trust Preferred Securities will no longer qualify as Tier 1 capital for the Company. The Federal Reserve approved the Company’s authority to effect these redemptions as part of the capital actions submitted by the Company to the Federal Reserve under the Federal Reserve’s Comprehensive Capital Analysis and Review. The redemptions will be funded with available cash.

A copy of the press release referenced above is attached hereto as Exhibit 99.1.

 

Item 9.01. Financial Statements and Exhibits

 

  (d) Exhibits

 

99.1 JPMorgan Chase & Co. press release, dated April 8, 2013

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

JPMORGAN CHASE & CO.
(Registrant)
By:  

/s/ Anthony J. Horan

  Name:   Anthony J. Horan
  Title:   Corporate Secretary

Dated: April 9, 2013

EX-99.1 2 d518721dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

 

LOGO

JPMorgan Chase & Co.

270 Park Avenue, New York, NY 10017-2070

NYSE symbol: JPM

www.jpmorganchase.com

 

 

News release: IMMEDIATE RELEASE

JPMORGAN CHASE ANNOUNCES REDEMPTION OF

APPROXIMATELY $5 BILLION IN AGGREGATE AMOUNT OF

OUTSTANDING TRUST PREFERRED CAPITAL SECURITIES

NEW YORK, APRIL 8, 2013 – JPMorgan Chase & Co. (NYSE: JPM) announced today that each of the trusts listed below will redeem all of the issued and outstanding trust preferred capital securities identified below (the “Trust Preferred Securities”) on May 8, 2013 pursuant to the optional redemption provisions provided in the documents governing such Trust Preferred Securities. In each case, the redemption price will be 100% of the liquidation amount of each Trust Preferred Security, together with accrued and unpaid distributions to the redemption date. The redemptions will be funded with available cash.

 

Trust

   

Security

    Amount      CUSIP     

NYSE Ticker

J.P. Morgan Chase Capital X

    7.000% Capital Securities, Series J    $ 1,000,000,000         46623D200       JPM-PrJ

J.P. Morgan Chase Capital XI

    5.875% Capital Securities, Series K    $ 1,075,000,000         46626V207       JPM-PrK

J.P. Morgan Chase Capital XII

    6.250% Capital Securities, Series L    $ 400,000,000         46626X203       JPM-PrX

JPMorgan Chase Capital XIV

    6.200% Capital Securities, Series N    $ 600,000,000         48122F207       JPM-PrY

JPMorgan Chase Capital XVI

    6.350% Capital Securities, Series P    $ 500,000,000         481228203       JPM-PrP

JPMorgan Chase Capital XIX

    6.625% Capital Securities, Series S    $ 562,500,000         48123A207       JPM-PrS

JPMorgan Chase Capital XXIV

    6.875% Capital Securities, Series X    $ 700,000,000         48123W209       JPM-PrW

BANK ONE Capital VI

    7.200% Preferred Securities    $ 100,000,000         06423W204       JPM-PrO

About JPMorgan Chase & Co.

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.4 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private equity. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

# # #

 

Media Contact:   Joe Evangelisti   joseph.evangelisti@jpmchase.com   (212) 270-7438

Investor Contact:

   Sarah Youngwood   sarah.m.youngwood@jpmorgan.com   (212) 270-7325
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