0001193125-12-267218.txt : 20120612 0001193125-12-267218.hdr.sgml : 20120612 20120611213128 ACCESSION NUMBER: 0001193125-12-267218 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20120611 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20120612 DATE AS OF CHANGE: 20120611 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 12901870 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 8-K 1 d365638d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): June 11, 2012

 

 

JPMORGAN CHASE & CO.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   001-05805   13-2624428

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

270 Park Avenue,

New York, NY

  10017
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 270-6000

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01. Other Events

On June 11, 2012, JPMorgan Chase & Co. (the “Company”) issued a press release announcing the redemption on July 12, 2012 of all of the issued and outstanding trust preferred capital securities of each of the trusts listed in the press release. Under applicable bank regulatory capital guidelines, upon notice of redemption the trust preferred capital securities will no longer qualify as Tier 1 capital for the Company. The redemptions will be funded with available cash.

A copy of the press release referenced above is attached hereto as Exhibit 99.1.

Item 9.01. Financial Statements and Exhibits

 

(d)    Exhibits

99.1    JPMorgan Chase & Co. press release, dated June 11, 2012


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

JPMORGAN CHASE & CO.

(Registrant)

By:

 

/s/ Anthony J. Horan

  Name:   Anthony J. Horan
  Title:   Corporate Secretary

Dated: June 11, 2012


EXHIBIT INDEX

 

Exhibit
Number
   Description
99.1    JPMorgan Chase & Co. press release, dated June 11, 2012
EX-99.1 2 d365638dex991.htm JPMORGAN CHASE & CO. PRESS RELEASE, DATED JUNE 11, 2012 <![CDATA[JPMorgan Chase & Co. press release, dated June 11, 2012]]>

EXHIBIT 99.1

 

LOGO

JPMorgan Chase & Co.

270 Park Avenue, New York, NY 10017-2070

NYSE symbol: JPM

www.jpmorganchase.com

 

 

News release: IMMEDIATE RELEASE

JPMORGAN CHASE ANNOUNCES REDEMPTION OF

APPROXIMATELY $9.0 BILLION IN AGGREGATE AMOUNT OF

OUTSTANDING TRUST PREFERRED CAPITAL SECURITIES

NEW YORK, JUNE 11, 2012 – JPMorgan Chase & Co. (NYSE: JPM) – Following the Federal Reserve’s announcement on June 7, 2012 of proposed rules which will implement the phase-out of Tier 1 capital treatment for trust preferred capital securities, JPMorgan Chase & Co. announced today that each of the trusts listed below will redeem all of the issued and outstanding trust preferred capital securities identified below on July 12, 2012 pursuant to redemption provisions relating to the occurrence of a “Capital Treatment Event” (as defined in the documents governing those securities). In each case, the redemption price will be 100% of the liquidation amount of each trust preferred capital security, together with accrued and unpaid distributions to the redemption date. The redemptions will be funded with available cash.

 

Trust

  

Security

   Amount     

CUSIP

JPMorgan Chase Capital XV

   5.875% Capital Securities, Series O    $ 92,939,000       46627NAA3

JPMorgan Chase Capital XVII

   5.850% Capital Securities, Series Q    $ 500,000,000       46627VAA5

JPMorgan Chase Capital XVIII

   6.950% Capital Securities, Series R    $ 750,000,000       481227AA4

JPMorgan Chase Capital XX

   6.550% Capital Securities, Series T    $ 909,576,000       48123CAA2

JPMorgan Chase Capital XXII

   6.450% Capital Securities, Series V    $ 913,773,000       48123QAA1

JPMorgan Chase Capital XXV

   6.800% Capital Securities, Series Y    $ 1,500,000,000       46631VAA9

JPMorgan Chase Capital XXVI

  

Fixed-to-Floating Rate Capital Securities, Series Z

   $ 1,815,000,000       48124G104

JPMorgan Chase Capital XXVII

   7.000% Capital Securities, Series AA    $ 1,000,000,000       48125BAA2

JPMorgan Chase Capital XXVIII

  

Fixed-to-Floating Rate Capital Securities, Series BB

   $ 1,500,000,000       48124Y204

 

Media Contact:

   Joe Evangelisti    joseph.evangelisti@jpmchase.com    (212) 270-7438

Investor Contact:

   Sarah Youngwood    sarah.m.youngwood@jpmorgan.com    (212) 270-7325


JPMorgan Chase & Co.

News Release

About JPMorgan Chase & Co.

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.3 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, asset management and private equity. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

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