UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): September 13, 2011
JPMORGAN CHASE & CO.
(Exact name of registrant as specified in its charter)
Delaware | 1-5805 | 13-2624428 | ||
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) | ||
270 Park Avenue, New York, New York | 10017 | |||
(Address of Principal Executive Offices) | (Zip Code) |
Registrants telephone number, including area code: (212) 270-6000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
2 | ||||
ITEM 9.01 Financial Statements and Exhibits | 2 | |||
SIGNATURE | 3 | |||
EXHIBIT INDEX | 4 | |||
EX-99.1 |
Item 7.01 | Regulation FD Disclosure. |
On September 13, 2011, management of JPMorgan Chase & Co. (JPMorgan Chase or the Firm) provided guidance concerning the Firms financial performance during a presentation at a U.S. financial services investor conference. Exhibit 99.1 is a copy of the slide used in connection with the presentation. The slide is also posted on the Firms website.
This slide is being furnished pursuant to Item 7.01, and the information contained therein shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities under that Section. Furthermore, the information contained in Exhibit 99.1 shall not be deemed to be incorporated by reference into the filings of JPMorgan Chase under the Securities Act of 1933.
This Current Report on Form 8-K (including the Exhibit hereto) contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements are based on the current beliefs and expectations of JPMorgan Chases management and are subject to significant risks and uncertainties. Actual results may differ from those set forth in the forward-looking statements. Factors that could cause JPMorgan Chases actual results to differ materially from those described in the forward-looking statements can be found in JPMorgan Chases Annual Report on Form 10-K for the year ended December 31, 2010 and Quarterly Reports on Form 10-Q for the quarters ended March 31, 2011 and June 30, 2011, which has been filed with the Securities and Exchange Commission and are available on JPMorgan Chases website (www.jpmorganchase.com) and on the Securities and Exchange Commissions website (www.sec.gov). JPMorgan Chase does not undertake to update the forward-looking statements to reflect the impact of circumstances or events that may arise after the date of the forward-looking statements.
Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits
Exhibit |
Description of Exhibit | |
99.1 | JPMorgan Chase & Co. presentation slide, dated September 13, 2011 |
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
JPMORGAN CHASE & CO. (Registrant) | ||||||
By: | /s/ Neila B. Radin | |||||
Neila B. Radin | ||||||
Senior Vice President | ||||||
Dated: September 13, 2011 |
3
Exhibit |
Description of Exhibit | |
99.1 | JPMorgan Chase & Co. presentation slide, dated September 13, 2011 |
4
Exhibit 99.1
Outlook
Investment Bank
Markets revenue will be down 30% +/- based on current run-rate from 2Q11
IB fees could be $1B +/-
Asset Management
Lower revenue driven by market levels |
Corporate / Private Equity
Private Equity
Based on the current market environment, will report a modest loss in Private Equity
Corporate
We will likely recognize additional litigation expense this quarter
Corporate net income, excluding these items, will report a small loss this quarter |
This presentation contains forward looking statements, which are based on managements current expectations and are subject to significant risks and uncertainties. Actual results may differ. For further information about these matters, please refer to the Firms filings with the SEC.