EX-99.1 2 v010757_ex99-1.htm Unassociated Document

JPM BHCA/Barrier Therapeutics, Inc. Exhibit 99.1

 
 
Name and Address of Reporting Person(1)
 
 
 
Designated Reporter(1)
 
 
Statement for (month/day/year)
 
 
Issuer Name, Ticker
or Trading Symbol
 
 
Title and Amount of
Security
Title of Derivative Securities and Title and Amount of Securities Underlying Derivative Securities
 
Ownership Form:
Direct (D) or
Indirect (I)
 
 
Nature of Indirect
Beneficial Ownership
 
 
Disclaims
Pecuniary Interest
JPMP Master Fund Manager, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas - 40th Floor
New York, NY 10020
J.P. Morgan Partners (BHCA), L.P.
December 30, 2004
Seattle Genetics, Inc. (“SGEN”)
See Table II
Rows 1 and 6
See Table II
Rows 1 and 6
I
See Explanatory
Note 2 below
No
JPMP Capital Corp.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas - 40th Floor
New York, NY 10020
J.P. Morgan Partners (BHCA), L.P.
December 30, 2004
Seattle Genetics, Inc. (“SGEN”)
See Table II
See Table II
I
See Explanatory
Note 3 below
No
J.P. Morgan Chase & Co.
270 Park Avenue
35th Floor
New York, NY 10017
J.P. Morgan Partners (BHCA), L.P.
December 30, 2004
Seattle Genetics, Inc. (“SGEN”)
See Table II
See Table II
I
See Explanatory
Note 4 below
No
J.P. Morgan Partners Global Investors, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
December 30, 2004
Seattle Genetics, Inc. (“SGEN”)
See Table II
Rows 2 and 8
See Table II
Rows 2 and 8
D
   
J.P. Morgan Partners Global Investors (Cayman), L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
December 30, 2004
Seattle Genetics, Inc. (“SGEN”)
See Table II
Rows 3 and 9
See Table II
Rows 3 and 9
D
   
J.P. Morgan Partners Global Investors A, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
December 30, 2004
Seattle Genetics, Inc. (“SGEN”)
See Table II
Row 4 and 10
See Table II
Rows 4 and 10
D
   
 

 
     

 

J.P. Morgan Partners Global Investors (Cayman) II, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
December 30, 2004
Seattle Genetics, Inc. (“SGEN”)
See Table II
Rows 5 and 11
See Table II
Rows 5 and 11
D
   
J.P. Morgan Partners Global Investors (Selldown), L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
December 30, 2004
Seattle Genetics, Inc. (“SGEN”)
See Table II
Rows 6 and 12
See Table II
Rows 6 and 12
D
   
JPMP Global Investors, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
December 30, 2004
Seattle Genetics, Inc. (“SGEN”)
See Table II
Rows 2-6 and 8-12
See Table II
Rows 2-6 and 8-12
I
See Explanatory Note 5
No
Explanatory Note:

1) The Designated Reporter is executing this report on behalf of all Reporting Persons, each of whom has authorized it to do so. Each of the Reporting Persons disclaims beneficial ownership of the Issuer’s securities to the extent it exceeds such Person’s pecuniary interest.

2) The amounts shown in Table II in rows 1 and 6 represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA"), a portion of which may be deemed attributable to the Reporting Person because it is the sole general partner of JPM BHCA.

3) The amounts shown in Table II represent the beneficial ownership of the Issuer’s equity securities by (a) JPM BHCA, and (b) J.P. Morgan Partners Global Investors, L.P., J.P. Morgan Partners Global Investors A, L.P., J.P. Morgan Partners Global Investors (Cayman), L.P., J.P. Morgan Partners Global Investors (Cayman) II, L.P. and J.P. Morgan Partners Global Investors (Selldown), L.P. (the “JPMP Global Entities”), a portion of which may be deemed attributable to the Reporting Person because it is (1) the general partner of JPMP Master Fund Manager, L.P. (“MF Manager”), the sole general partner of JPM BHCA and (2) the general partner of JPMP Global Investors, L.P. which is the general partner of each of the JPMP Global Entities. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM BHCA, MF Manager and each of the JPMP Global Entities. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds its pecuniary interest therein.

4) The amounts shown in Table II represent the beneficial ownership of the Issuer’s equity securities by JPM BHCA and the JPMP Global Entities, a portion of which may be deemed attributable to the Reporting Person because it is the sole stockholder of JPMP Capital Corp. and of Chatham Ventures, Inc., the limited partner of JPM BHCA. The actual pro rata portion of such beneficial ownership that may be attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM BHCA, MF Manager and the each of the JPMP Global Entities. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds its pecuniary interest therein.

5) The amounts shown in Table II in rows 2-6 and 8-12 represent the beneficial ownership of the Issuer’s equity securities by the JPMP Global Entities. The Reporting Person is the general partner of each of the JPMP Global Entities.