8-K 1 dp07298_8k.htm
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC  20549
 

FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): October 19, 2007
 
JPMORGAN CHASE & CO.
(Exact Name of Registrant
as Specified in Charter)
 
 
DELAWARE
  
 
(State or Other Jurisdiction of Incorporation)
  
 
001-05805
  
13-2624428
(Commission File Number)
  
(IRS Employer Identification No.)
 
270 Park Avenue,
New York, NY
  
10017
(Address of Principal Executive Offices)
  
(Zip Code)
 
     
Registrant’s telephone number, including area code: (212) 270-6000
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
Item 9.01.     Financial Statements and Exhibits
 
(d)    Exhibits
 
The following Exhibits are incorporated by reference into the Registration Statement on Form S-3ASR (333-130051) of JPMorgan Chase & Co. (the “Registrant”) as exhibits thereto and are filed as part of this Current Report.
 
8.1
Tax Opinion of Davis Polk & Wardwell relating to Lesser Index Annual Review Notes Linked to the S&P 500® Index and the Dow Jones EURO STOXX 50® Index due November 1, 2010
8.2
Tax Opinion of Davis Polk & Wardwell relating to Return Enhanced Notes Linked to the Russell 2000® Index due November 24, 2008
8.3
Tax Opinion of Davis Polk & Wardwell relating to Lesser Index Return Enhanced Notes Linked to the TOPIX® Index and the Nikkei 225 Index due November 24, 2008
8.4
Tax Opinion of Davis Polk & Wardwell relating to Principal Protected Dual Directional Knock-Out Notes Linked to the S&P 500® Index due January 14, 2009

 
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SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
JPMORGAN CHASE & CO.
(Registrant)
  
   
By:
 /s/ Neila B. Radin  
 
Name:
Neila B. Radin
  
 
Title:
Senior Vice President
  

 
Dated: October 23, 2007
 

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EXHIBIT INDEX
 
 Exhibit Number
  
 Description
8.1
  
Tax Opinion of Davis Polk & Wardwell relating to Lesser Index Annual Review Notes Linked to the S&P 500® Index and the Dow Jones EURO STOXX 50® Index due November 1, 2010
8.2
  
Tax Opinion of Davis Polk & Wardwell relating to Return Enhanced Notes Linked to the Russell 2000® Index due November 24, 2008
8.3
  
Tax Opinion of Davis Polk & Wardwell relating to Lesser Index Return Enhanced Notes Linked to the TOPIX® Index and the Nikkei 225 Index due November 24, 2008
8.4
  
Tax Opinion of Davis Polk & Wardwell relating to Principal Protected Dual Directional Knock-Out Notes Linked to the S&P 500® Index due January 14, 2009
 
 
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