0000019617-17-000419.txt : 20170519 0000019617-17-000419.hdr.sgml : 20170519 20170519163925 ACCESSION NUMBER: 0000019617-17-000419 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170516 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20170519 DATE AS OF CHANGE: 20170519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 17858465 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 8-K 1 annualmeetingvoteresults20.htm 8-K Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________

FORM 8-K
_____________________

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
the Securities Exchange Act OF 1934

Date of Report (Date of earliest event reported): May 16, 2017
_____________________

JPMORGAN CHASE & CO.
(Exact Name of Registrant as Specified in its Charter)
_____________________

DELAWARE
(State or Other Jurisdiction of Incorporation)

1-05805
 
13-2624428
(Commission File Number)
 
(I.R.S. Employer Identification No.)
270 Park Avenue, New York, New York 
 
10017
(Address of principal executive offices)
 
(Zip Code)

Registrant's telephone number, including area code: (212) 270-6000
_____________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐





Item 5.07    Submission of Matters to a Vote of Security Holders.
(a)
Registrant held its Annual Meeting of Shareholders on Tuesday, May 16, 2017; 3,150,546,562 shares were represented in person or by proxy, or 88.55% of the total shares outstanding.
(b)
The results of shareholder voting on the proposals presented were as follows:
MANAGEMENT PROPOSALS:
Proposal 1- Shareholders elected the 12 director nominees named in the Proxy Statement. All director nominees received at least 95% of the votes cast.
Name
For
Against
Abstain
Broker Non-Votes
Linda B. Bammann
2,721,886,334

21,428,972

5,069,622

402,161,634

James A. Bell
2,706,737,374

36,252,497

5,395,057

402,161,634

Crandall C. Bowles
2,713,777,243

28,961,384

5,646,301

402,161,634

Stephen B. Burke
2,668,955,822

74,001,954

5,427,152

402,161,634

Todd A. Combs
2,722,835,384

19,999,379

5,550,165

402,161,634

James S. Crown
2,697,153,511

45,858,482

5,372,935

402,161,634

James Dimon
2,622,335,603

111,035,333

15,013,992

402,161,634

Timothy P. Flynn
2,712,852,875

30,021,402

5,510,651

402,161,634

Laban P. Jackson, Jr.
2,678,987,451

63,870,710

5,526,767

402,161,634

Michael A. Neal
2,733,235,397

9,725,724

5,423,807

402,161,634

Lee R. Raymond
2,641,828,266

98,536,664

8,019,998

402,161,634

William C. Weldon
2,656,986,678

82,891,680

8,506,570

402,161,634


Proposal 2 - Shareholders approved the Advisory Resolution to Approve Executive Compensation
For
Against
Abstain
Broker Non-Votes
2,539,997,877
187,204,486
21,182,565
402,161,634
92.42%
6.81%
0.77%
 

Proposal 3 - Shareholders ratified the appointment of PricewaterhouseCoopers LLP as Registrant’s Independent Registered Public Accounting Firm for 2017
For
Against
Abstain
Broker Non-Votes
3,080,490,997
62,903,713
7,151,852
0
97.77%
2.00%
0.23%
 

Proposal 4 - Shareholders indicated a preference for an Annual Advisory Vote on Executive Compensation
One
Two
Three
Abstain
Broker Non-Votes
2,609,772,372
51,181,321
79,750,121
7,681,114
402,161,634
94.96%
1.86%
2.90%
0.28%
 






SHAREHOLDER PROPOSALS:

Proposal 5 - Shareholders did not approve the proposal on Independent Board Chairman
For
Against
Abstain
Broker Non-Votes
915,038,143
1,718,356,722
114,990,063
402,161,634
33.29%
62.52%
4.19%
 

Proposal 6 - Shareholders did not approve the proposal on Vesting for Government Service
For
Against
Abstain
Broker Non-Votes
727,829,025
1,991,878,074
28,677,829
402,161,634
26.48%
72.48%
1.04%
 

Proposal 7 - Shareholders did not approve the proposal on Clawback Amendment
For
Against
Abstain
Broker Non-Votes
106,334,243
2,626,041,011
16,009,674
402,161,634
3.87%
95.55%
0.58%
 

Proposal 8 - Shareholders did not approve the proposal on Gender Pay Equity
For
Against
Abstain
Broker Non-Votes
408,604,154
2,216,761,594
123,019,180
402,161,634
14.87%
80.66%
4.47%
 

Proposal 9 - Shareholders did not approve the proposal on How Votes are Counted
For
Against
Abstain
Broker Non-Votes
233,075,872
2,499,688,243
15,620,813
402,161,634
8.48%
90.95%
0.57%
 

Proposal 10 - Shareholders did not approve the proposal on Special Shareowner Meetings
For
Against
Abstain
Broker Non-Votes
1,185,801,556
1,531,612,242
30,971,130
402,161,634
43.14%
55.73%
1.13%
 





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
 
JPMORGAN CHASE & CO.
 
By:
 
/s/ Molly Carpenter
 
Name:
Title:
 
Molly Carpenter
Corporate Secretary

Date: May 19, 2017