-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H5p7c0BLHuPCkK6oJax8vyPCWub0itSMi5BL4/FJScwyoQ0rmc5N7KDGPZNPaUIK UO5lFb83Rp9L+FJg0TConA== 0000019617-10-000269.txt : 20100624 0000019617-10-000269.hdr.sgml : 20100624 20100624125556 ACCESSION NUMBER: 0000019617-10-000269 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100624 ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20100624 DATE AS OF CHANGE: 20100624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: J P MORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 10914464 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL NEW YORK CORP DATE OF NAME CHANGE: 19880508 8-K 1 f8kstbopin340.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

 

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of report (Date of earliest event reported): June 24, 2010

 

JPMORGAN CHASE & CO. 

 

 

(Exact Name of Registrant
as Specified in Charter)

 

 

DELAWARE

(State or Other Jurisdiction of Incorporation)

 

001-05805

 

13-2624428

(Commission File Number)

 

(IRS Employer Identification No.)

 

270 Park Avenue,

 

 

New York, NY

 

10017 

(Address of Principal Executive Offices) 

 

(Zip Code) 

 

 

Registrant's telephone number, including area code:
(212) 270-6000 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 8.01.    Other Events

On June 24, 2010, JPMorgan Chase & Co. (the "Company") closed a public offering of $1,250,000,000 aggregate principal amount of its 3.40% Notes due 2015 (the "Notes"). The Notes were registered under the Securities Act of 1933, as amended, pursuant to a registration statement on Form S-3 (File No. 333-146731). In connection with the offering of the Notes, the Company is filing the legal opinion as to the legality of the Notes as Exhibit 5.1 to this report.

 

Item 9.01.    Financial Statements and Exhibits

      (d) Exhibits

5.1

Opinion of Simpson Thacher & Bartlett LLP

   

 

 

 

SIGNATURE

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

JPMORGAN CHASE & CO.

(Registrant)

 

 

 

 

 

 

By:

   /s/ Anthony J. Horan

 Name: 

 

Anthony J. Horan

 Title:

 

Corporate Secretary

 

Dated: June 24, 2010

 

 

 

EXHIBIT INDEX

Exhibit Number

Description

5.1

Opinion of Simpson Thacher & Bartlett LLP

   
EX-5 2 f8kstbop340.htm FORM: APRIL 1999

Exhibit 5.1


June 24, 2010

JPMorgan Chase & Co.
270 Park Avenue
New York, NY 10017

Ladies and Gentlemen:

We have acted as counsel to JPMorgan Chase & Co., a Delaware corporation (the "Company"), in connection with the Registration Statement on Form S-3 (File No. 333-146731) (the "Registration Statement") filed by the Company with the Securities and Exchange Commission (the "Commission") under the Securities Act of 1933, as amended, and the issuance by the Company of $1,250,000,000 aggregate principal amount of 3.40% Notes due 2015 (the "Securities") pursuant to the Underwriting Agreement dated June 17, 2010 (the "Underwriting Agreement") between the Company and J.P. Morgan Securities Inc. The Securities are being issued under the indenture dated as of December 1, 1989, as supplemented by the Agreement of Resignation, Appointment and Acceptance, dated March 29, 1996, and as amended by the First Supplemental Indenture, dated as of November 1, 2007, the Second Supplemental Indenture, dated as of December 2, 2008, the Third Supplemental Indenture, dated as of December 9, 2008, the Fourth Supplemental Indentu re, dated as of December 12, 2008, and the Fifth Supplemental Indenture, dated as of December 22, 2008 (as so supplemented and amended, the "Indenture") between the Company and Deutsche Bank Trust Company Americas (formerly known as Bankers Trust Company) (the "Trustee").

We have examined the Registration Statement; the Indenture, which has been filed with the Commission as an exhibit to the Registration Statement; duplicates of the global notes representing the Securities; and the Underwriting Agreement. We also have examined the originals, or duplicates or certified or conformed copies, of such corporate and other records, agreements, documents and other instruments and have made such other investigations as we have deemed relevant and necessary in connection with the opinions hereinafter set forth. As to questions of fact material to this opinion, we have relied upon certificates or comparable documents of public officials and of officers and representatives of the Company.

In rendering the opinion set forth below, we have assumed the genuineness of all signatures, the legal capacity of natural persons, the authenticity of all documents submitted to us as originals, the conformity to original documents of all documents submitted to us as duplicates or certified or conformed copies and the authenticity of the originals of such latter documents. We also have assumed that the Indenture is the valid and legally binding obligation of the Trustee.

Based upon the foregoing, and subject to the qualifications, assumptions and limitations stated herein, we are of the opinion that the Securities have been duly authorized, executed and issued by the Company and, assuming due authentication thereof by the Trustee or The Bank of New York Mellon, as authenticating agent under the Indenture on behalf of the Trustee, and upon payment and delivery in accordance with the Underwriting Agreement, the Securities will constitute valid and legally binding obligations of the Company enforceable against the Company in accordance with their terms.

Our opinion set forth above is subject to (i) the effects of bankruptcy, insolvency, fraudulent conveyance, reorganization, moratorium and other similar laws relating to or affecting creditors' rights generally, (ii) general equitable principles (whether considered in a proceeding in equity or at law) and (iii) an implied covenant of good faith and fair dealing.

We do not express any opinion herein concerning any law other than the law of the State of New York, the federal law of the United States and the Delaware General Corporation Law (including the statutory provisions, all applicable provisions of the Delaware Constitution and reported judicial decisions interpreting the foregoing).

We hereby consent to the filing of this opinion letter as Exhibit 5.1 to the Registration Statement and to the use of our name under the caption "Legal Opinions" in the Prospectus included in the Registration Statement.

 

Very truly yours,

 

/s/ Simpson Thacher & Bartlett LLP
SIMPSON THACHER & BARTLETT LLP

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