0001752724-18-000878.txt : 20181012 0001752724-18-000878.hdr.sgml : 20181012 20181011184444 ACCESSION NUMBER: 0001752724-18-000878 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180731 FILED AS OF DATE: 20181012 EFFECTIVENESS DATE: 20181012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AB DISCOVERY GROWTH FUND, INC. CENTRAL INDEX KEY: 0000019614 IRS NUMBER: 136021421 STATE OF INCORPORATION: NY FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-00204 FILM NUMBER: 181119071 BUSINESS ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN DISCOVERY GROWTH FUND, INC. DATE OF NAME CHANGE: 20121031 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN SMALL MID CAP GROWTH FUND DATE OF NAME CHANGE: 20081103 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCEBERNSTEIN MID CAP GROWTH FUND INC DATE OF NAME CHANGE: 20030319 N-CEN 1 primary_doc.xml X0101 N-CEN LIVE 000019614 XXXXXXXX 811-00204 N-1A true AB DISCOVERY GROWTH FUND, INC. 811-00204 0000019614 549300I01DFK1EYZ2O55 ALLIANCEBERNSTEIN LP 1345 AVENUE OF THE AMERICAS NEW YORK 10105 US-NY US 212-969-1000 State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Custody and Accounting Records. N N N-1A 1 N Robert M. Keith 002309907 Y Earl D. Weiner 000000000 N Marshall C. Turner, Jr. 000000000 N Nancy P. Jacklin 000000000 N William H. Foulk, Jr 002326508 N Carol C. McMullen 000000000 N Michael J. Downey 000000000 N Garry L. Moody 000000000 N Vincent S. Noto 000000000 1345 Avenue of the Americas New York 10105 XXXXXX N N N N N N N AllianceBernstein Investments, Inc. 8-30851 000014549 0000000000 Y N Ernst & Young LLP 42 00000000000000000000 N N N N N N N AB DISCOVERY GROWTH FUND, INC. S000010117 549300I01DFK1EYZ2O55 N 9 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split 123476737.72000000 1339079.00000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N AllianceBernstein L.P. 801-56720 000108477 0JK55UGWSWNF3X7KLQ85 N AllianceBernstein Investor Services, Inc. 084-01187 0000000000 Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N Ice Data Services, Inc. 13-3668779 Tax ID N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N N Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (London, GB, Branch) 0000000000 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N AllianceBernstein Investor Services, Inc. 0000000000 Y N N AllianceBernstein L.P. 0JK55UGWSWNF3X7KLQ85 Y N N Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 0.00000000 Sanford C. Bernstein Limited N/A 000000000 54930049G8WQ5OOUSD19 GB 0.00000000 Citation Group Ltd. N/A 000000000 00000000000000000000 88361.53000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 61478.92000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 309605.58000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 33276.50000000 Deutsche Bank Aktiengesellschaft 8-17822 000002525 7LTWFZYICNSX8D621K86 DE 105728.17000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 34538.94000000 Cowen and Company, LLC 8-04125 000007616 549300WR155U7DVMIW58 93276.13000000 JPMorgan Chase & Co. 8-35008 000000079 8I5DZWZKVSZI1NUHU748 138704.63000000 Barclays Bank PLC N/A 000008175 G5GSEF7VJP5I7OUK5573 GB 45421.86000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 66124.65000000 1098432.70000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 1118658627.00000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 8244841.00000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 930880.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 43975354.00000000 JPMorgan Chase & Co. 8-35008 000000079 8I5DZWZKVSZI1NUHU748 14501767.00000000 Leerink Partners LLC 8-48535 000039011 549300AAH7U76CEUBI94 5255339.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 24244475.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 27310608.00000000 1243121891.00000000 Y 2189361663.42000000 N true INTERNAL CONTROL RPT 2 NCEN_4391800830188935.txt Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of AB Discovery Growth Fund, Inc.: In planning and performing our audit of the financial statements of AB Discovery Growth Fund, Inc. (the "Fund") as of and for the year ended July 31, 2018, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of July 31, 2018. This report is intended solely for the information and use of management and the Board of Directors of AB Discovery Growth Fund, Inc. and the Securities and Exchange Commission, and is not intended to be and should not be used by anyone other than these specified parties. /s/ ERNST & YOUNG LLP New York, New York September 26, 2018