Delaware (State or other jurisdiction of incorporation or organization) | 92-1243173 (I.R.S. Employer Identification No.) | |||||||||||||||||||
One Kellogg Square Battle Creek, Michigan (Address of Principal Executive Offices) | 49017-3534 (Zip Code) | |||||||||||||||||||
Large accelerated filer | ☐ | Accelerated filer | ☐ | ||||||||||||||||||||||||||||||||
Non-accelerated filer | ☒ | Smaller reporting company | ☐ | ||||||||||||||||||||||||||||||||
Emerging growth company | ☐ |
Number | Description | |||||||
4.1 | ||||||||
4.2 | ||||||||
4.3 | ||||||||
5.1* | ||||||||
23.1* | ||||||||
23.2* | Consent of Kirkland & Ellis LLP (included in Exhibit 5.1) | |||||||
24.1* | ||||||||
107* |
WK KELLOGG CO | |||||
By: | /s/ Gary Pilnick | ||||
Gary Pilnick | |||||
Chief Executive Officer |
Signature | Title | |||||||
/s/ Gary Pilnick | Chief Executive Officer and Chairman of the Board (Principal Executive Officer) | |||||||
Gary Pilnick | ||||||||
/s/ David McKinstray | Chief Financial Officer (Principal Financial Officer) | |||||||
David McKinstray | ||||||||
/s/ Lisa Walter | Chief Accounting Officer (Principal Accounting Officer) | |||||||
Lisa Walter | ||||||||
/s/ Wendy Arlin | Director | |||||||
Wendy Arlin | ||||||||
/s/ R. David Banyard, Jr. | Director | |||||||
R. David Banyard, Jr. | ||||||||
/s/ Michael Corbo | Director | |||||||
Michael Corbo | ||||||||
/s/ Zack Gund | Director | |||||||
Zack Gund | ||||||||
/s/ Ramón Murguía | Director | |||||||
Ramón Murguía | ||||||||
/s/ Julio Nemeth | Director | |||||||
Julio Nemeth | ||||||||
/s/ Mindy Sherwood | Director | |||||||
Mindy Sherwood |
Security Type | Security Class Title | Fee Calculation Rule | Amount Registered(1) | Proposed Maximum Offering Price Per Unit(2) | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | |||||||||||||||||||||||||||||||||||||
Equity | Common Stock, par value $0.0001 per share | 457(c) and 457(h) | 5,000,000(3) | $23.36 | $ 116,800,000.00 | 0.00014760 | $ 17,239.68 | |||||||||||||||||||||||||||||||||||||
Total Offering Amounts | $116,800,000.00 | $ 17,239.68 | ||||||||||||||||||||||||||||||||||||||||||
Total Fee Offsets | $— | |||||||||||||||||||||||||||||||||||||||||||
Net Fee Due | $ 17,239.68 |
(1) | Pursuant to Rule 416 under the Securities Act, this Registration Statement covers (i) such additional number of shares of common stock, par value $0.0001 per share, of the Registrant (“Common Stock”) issuable upon stock splits, stock dividends, reclassifications, recapitalizations, combinations or similar events or (ii) such reduced number of shares of Common Stock in respect of any reverse stock splits, stock dividends, reclassifications, recapitalizations, combinations or similar events, in each case with respect to the shares of Common Stock being registered pursuant to this Registration Statement. |
(2) | Estimated solely for purposes of calculating the registration fee, the price per share represents the average of the high ($23.57) and low ($23.14) sales prices per share of the Common Stock as reported on the New York Stock Exchange on May 6, 2024, which date is within five business days prior to the filing of this Registration Statement. |
(3) | Consists of an additional 5,000,000 shares of Common Stock reserved for issuance under the Amended and Restated WK Kellogg Co 2023 Long-Term Incentive Plan. |
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333 West Wolf Point Plaza Chicago, IL 60654 United States +1 312 862 2000 www.kirkland.com | Facsimile: +1 312 862 2200 |
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WK Kellogg Co May 8, 2024 Page 2 |
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WK Kellogg Co May 8, 2024 Page 3 |
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