0001140361-24-010161.txt : 20240228 0001140361-24-010161.hdr.sgml : 20240228 20240228171558 ACCESSION NUMBER: 0001140361-24-010161 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20240223 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KKR Private Equity Conglomerate LLC CENTRAL INDEX KEY: 0001957845 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-56540 FILM NUMBER: 24696886 BUSINESS ADDRESS: STREET 1: KOHLBERG KRAVIS ROBERTS & CO. LP STREET 2: 30 HUDSON YARDS, SUITE 7500 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: KOHLBERG KRAVIS ROBERTS & CO. LP STREET 2: 30 HUDSON YARDS, SUITE 7500 CITY: NEW YORK STATE: NY ZIP: 10001 8-K 1 ef20022687_8k.htm 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 


FORM 8-K
 


CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): February 23, 2024
 
KKR Private Equity Conglomerate LLC
(Exact name of registrant as specified in its charter)
 
Delaware
000-56540
88-4368033
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)

30 Hudson Yards, New York, NY

10001
(Address of principal executive offices)

(Zip Code)

(212) 750-8300
(Registrant’s telephone number, including area code)
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act: None
 
Title of each class
 
Trading Symbol(s)
 
Name of each exchange
on which registered
         

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 3.02.
Unregistered Sales of Equity Securities

On February 1, 2024, KKR Private Equity Conglomerate LLC (the “Company”) sold the following unregistered shares (the “Investor Shares”) of the Company (with the final number of shares being determined on February 23, 2024) to third party investors for cash:

Class
 
Number of Shares Sold(1)
   
Aggregate Consideration(1)
 
Class R-D Shares


400,379


$
10,408,533

Class R-I Shares
   
1,620,974
   
$
42,139,972
 
Class R-U Shares
   
4,567,769
   
$
119,273,855
(2) 

(1) Share and dollar amounts are rounded to the nearest whole number.

(2) Includes brokerage commissions of $1,078,715, in the aggregate.

The offer and sale of the Investor Shares were exempt from the registration provisions of the Securities Act of 1933, as amended, by virtue of Section 4(a)(2), including Regulation D (for sales to accredited investors) and/or Regulation S (for sales to non-U.S. investors outside of the United States) thereunder.


Signatures
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

KKR PRIVATE EQUITY CONGLOMERATE LLC




By:
/s/ Sung Bum Cho
 


Name:
Sung Bum Cho


Title:
General Counsel & Secretary




Date:  February 28, 2024





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