0001193805-23-001448.txt : 20231024 0001193805-23-001448.hdr.sgml : 20231024 20231024170136 ACCESSION NUMBER: 0001193805-23-001448 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231024 FILED AS OF DATE: 20231024 DATE AS OF CHANGE: 20231024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEALSQ Corp CENTRAL INDEX KEY: 0001951222 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41709 FILM NUMBER: 231343317 BUSINESS ADDRESS: STREET 1: AVENUE LOUIS-CASAI 58 CITY: COINTRIN STATE: V8 ZIP: 1216 BUSINESS PHONE: 212-336-2039 MAIL ADDRESS: STREET 1: CRAIGMUIR CHAMBERS, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG 1110 FORMER COMPANY: FORMER CONFORMED NAME: SEAL (BVI) Corp. DATE OF NAME CHANGE: 20221019 6-K 1 e619023_6k-sealsq.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 6-K

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 under the

Securities Exchange Act of 1934

Date of report: October 24, 2023

Commission File Number: 001-41709

SEALSQ CORP

(Exact Name of Registrant as Specified in Charter)

N/A

(Translation of Registrant’s name into English)


British Virgin Islands	Avenue Louis-Casaï 58 1216 Cointrin, Switzerland	Not Applicable
(State or other jurisdiction of incorporation or organization)	(Address of principal executive office)	(I.R.S. Employer Identification No.)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

☒ Form 20-F ☐ Form 40-F

SEALSQ Transfers Listing of its Ordinary Shares to Nasdaq Capital Market

SEALSQ Corp (Nasdaq: LAES) (the “Company”), a company that focuses on developing and selling Semiconductors, PKI and Post-Quantum technology hardware and software products, has received approval from the Listing Qualifications Department of the Nasdaq Stock Market (“Nasdaq”) to transfer the listing of its shares from the Nasdaq Global Market to the Nasdaq Capital Market. The Nasdaq Capital Market is a continuous trading market that operates in substantially the same manner as the Nasdaq Global Market, and listed companies must meet certain financial and corporate governance requirements. This transfer was effective as of the opening of business on October 20, 2023.

This announcement has no immediate effect on the listing or trading of the Company’s ordinary shares. The Company’s shares will continue to trade under the “LAES” ticker symbol. The approval by Nasdaq was conditioned upon the Company meeting the applicable market value requirement of publicly held shares for continued listing and all other applicable requirements for listing on the Nasdaq Capital Market.

The transfer to the Nasdaq Capital Market means the Company is no longer in default of Nasdaq Listing Rules and will continue to monitor its compliance with the continued listing requirements of the Nasdaq Capital Market.

Forward-Looking Statements

This communication expressly or implicitly contains certain forward-looking statements concerning SEALSQ Corp and its businesses. Forward-looking statements include statements regarding our business strategy, financial performance, results of operations, market data, events or developments that we expect or anticipates will occur in the future, as well as any other statements which are not historical facts. Although we believe that the expectations reflected in such forward-looking statements are reasonable, no assurance can be given that such expectations will prove to have been correct. These statements involve known and unknown risks and are based upon a number of assumptions and estimates which are inherently subject to significant uncertainties and contingencies, many of which are beyond our control. Actual results may differ materially from those expressed or implied by such forward-looking statements. Important factors that, in our view, could cause actual results to differ materially from those discussed in the forward-looking statements include SEALSQ’s ability to implement its growth strategies, SEALSQ’s ability to continue beneficial transactions with material parties, including a limited number of significant customers; market demand and semiconductor industry conditions; and the risks discussed in SEALSQ’s filings with the SEC. Risks and uncertainties are further described in reports filed by SEALSQ with the SEC.

SEALSQ Corp is providing this communication as of this date and does not undertake to update any forward-looking statements contained herein as a result of new information, future events or otherwise.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: October 24, 2023	SEALSQ CORP

	By:	/s/ Carlos Moreira
		Name: Carlos Moreira
		Title: Chief Executive Officer

	By:	/s/ Peter Ward
		Name: Peter Ward
		Title: Chief Financial Officer