<SEC-DOCUMENT>0001950047-24-009706.txt : 20241211
<SEC-HEADER>0001950047-24-009706.hdr.sgml : 20241211
<ACCEPTANCE-DATETIME>20241211170034
ACCESSION NUMBER: 0001950047-24-009706
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20241211
DATE AS OF CHANGE: 20241211
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Rubrik, Inc.
CENTRAL INDEX KEY: 0001943896
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 464560494
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-42028
FILM NUMBER: 241542265
BUSINESS ADDRESS:
STREET 1: 3495 DEER CREEK ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 8444782745
MAIL ADDRESS:
STREET 1: 3495 DEER CREEK ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Choudary Kiran Kumar
CENTRAL INDEX KEY: 0002020220
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: 3495 DEER CREEK ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
</SEC-HEADER>
<DOCUMENT>
<TYPE>144
<SEQUENCE>1
<FILENAME>primary_doc.xml
<TEXT>
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<ccc>XXXXXXXX</ccc>
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<liveTestFlag>LIVE</liveTestFlag>
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<issuerCik>0001943896</issuerCik>
<issuerName>RUBRIK INC</issuerName>
<secFileNumber>001-42028</secFileNumber>
<issuerAddress>
<ns2:street1>3495 DEER CREEK ROAD</ns2:street1>
<ns2:city>Palo Alto</ns2:city>
<ns2:stateOrCountry>CA</ns2:stateOrCountry>
<ns2:zipCode>94304</ns2:zipCode>
</issuerAddress>
<issuerContactPhone>8444782745</issuerContactPhone>
<nameOfPersonForWhoseAccountTheSecuritiesAreToBeSold>KIRAN KUMAR CHOUDARY</nameOfPersonForWhoseAccountTheSecuritiesAreToBeSold>
<relationshipsToIssuer>
<relationshipToIssuer>Officer</relationshipToIssuer>
</relationshipsToIssuer>
</issuerInfo>
<securitiesInformation>
<securitiesClassTitle>Common</securitiesClassTitle>
<brokerOrMarketmakerDetails>
<name>Morgan Stanley Smith Barney LLC Executive Financial Services</name>
<address>
<ns2:street1>1 New York Plaza</ns2:street1>
<ns2:street2>8th Floor</ns2:street2>
<ns2:city>New York</ns2:city>
<ns2:stateOrCountry>NY</ns2:stateOrCountry>
<ns2:zipCode>10004</ns2:zipCode>
</address>
</brokerOrMarketmakerDetails>
<noOfUnitsSold>23400</noOfUnitsSold>
<aggregateMarketValue>1619982.00</aggregateMarketValue>
<noOfUnitsOutstanding>69118119</noOfUnitsOutstanding>
<approxSaleDate>12/11/2024</approxSaleDate>
<securitiesExchangeName>NYSE</securitiesExchangeName>
</securitiesInformation>
<securitiesToBeSold>
<securitiesClassTitle>Common</securitiesClassTitle>
<acquiredDate>04/25/2024</acquiredDate>
<natureOfAcquisitionTransaction>Restricted Stock Units</natureOfAcquisitionTransaction>
<nameOfPersonfromWhomAcquired>Issuer</nameOfPersonfromWhomAcquired>
<isGiftTransaction>N</isGiftTransaction>
<amountOfSecuritiesAcquired>10400</amountOfSecuritiesAcquired>
<paymentDate>04/25/2024</paymentDate>
<natureOfPayment>N/A</natureOfPayment>
</securitiesToBeSold>
<securitiesToBeSold>
<securitiesClassTitle>Common</securitiesClassTitle>
<acquiredDate>12/11/2024</acquiredDate>
<natureOfAcquisitionTransaction>Exercise of Stock Options</natureOfAcquisitionTransaction>
<nameOfPersonfromWhomAcquired>Issuer</nameOfPersonfromWhomAcquired>
<isGiftTransaction>N</isGiftTransaction>
<amountOfSecuritiesAcquired>13000</amountOfSecuritiesAcquired>
<paymentDate>12/11/2024</paymentDate>
<natureOfPayment>Cash</natureOfPayment>
</securitiesToBeSold>
<nothingToReportFlagOnSecuritiesSoldInPast3Months>N</nothingToReportFlagOnSecuritiesSoldInPast3Months>
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<sellerDetails>
<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
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<ns2:city>Palo Alto</ns2:city>
<ns2:stateOrCountry>CA</ns2:stateOrCountry>
<ns2:zipCode>94304</ns2:zipCode>
</address>
</sellerDetails>
<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>12/06/2024</saleDate>
<amountOfSecuritiesSold>30000</amountOfSecuritiesSold>
<grossProceeds>1973334.00</grossProceeds>
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<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
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<ns2:zipCode>94304</ns2:zipCode>
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</sellerDetails>
<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>12/04/2024</saleDate>
<amountOfSecuritiesSold>1800</amountOfSecuritiesSold>
<grossProceeds>92718.00</grossProceeds>
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<sellerDetails>
<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
<address>
<ns2:street1>3495 DEER CREEK ROAD</ns2:street1>
<ns2:city>Palo Alto</ns2:city>
<ns2:stateOrCountry>CA</ns2:stateOrCountry>
<ns2:zipCode>94304</ns2:zipCode>
</address>
</sellerDetails>
<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>11/26/2024</saleDate>
<amountOfSecuritiesSold>1800</amountOfSecuritiesSold>
<grossProceeds>90671.50</grossProceeds>
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<ns2:zipCode>94304</ns2:zipCode>
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<saleDate>11/22/2024</saleDate>
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<ns2:stateOrCountry>CA</ns2:stateOrCountry>
<ns2:zipCode>94304</ns2:zipCode>
</address>
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<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>11/20/2024</saleDate>
<amountOfSecuritiesSold>1800</amountOfSecuritiesSold>
<grossProceeds>81000.00</grossProceeds>
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<sellerDetails>
<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
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<ns2:street1>3495 DEER CREEK ROAD</ns2:street1>
<ns2:city>Palo Alto</ns2:city>
<ns2:stateOrCountry>CA</ns2:stateOrCountry>
<ns2:zipCode>94304</ns2:zipCode>
</address>
</sellerDetails>
<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>11/14/2024</saleDate>
<amountOfSecuritiesSold>10000</amountOfSecuritiesSold>
<grossProceeds>444822.00</grossProceeds>
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<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
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<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>11/12/2024</saleDate>
<amountOfSecuritiesSold>1800</amountOfSecuritiesSold>
<grossProceeds>79110.00</grossProceeds>
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<ns2:zipCode>94304</ns2:zipCode>
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<securitiesClassTitle>Common</securitiesClassTitle>
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<amountOfSecuritiesSold>2670</amountOfSecuritiesSold>
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<ns2:zipCode>94304</ns2:zipCode>
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</sellerDetails>
<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>11/08/2024</saleDate>
<amountOfSecuritiesSold>7330</amountOfSecuritiesSold>
<grossProceeds>330118.28</grossProceeds>
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<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
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<ns2:street1>3495 DEER CREEK ROAD</ns2:street1>
<ns2:city>Palo Alto</ns2:city>
<ns2:stateOrCountry>CA</ns2:stateOrCountry>
<ns2:zipCode>94304</ns2:zipCode>
</address>
</sellerDetails>
<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>11/06/2024</saleDate>
<amountOfSecuritiesSold>1800</amountOfSecuritiesSold>
<grossProceeds>77662.30</grossProceeds>
</securitiesSoldInPast3Months>
<securitiesSoldInPast3Months>
<sellerDetails>
<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
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<ns2:street1>3495 DEER CREEK ROAD</ns2:street1>
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<ns2:stateOrCountry>CA</ns2:stateOrCountry>
<ns2:zipCode>94304</ns2:zipCode>
</address>
</sellerDetails>
<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>10/31/2024</saleDate>
<amountOfSecuritiesSold>4500</amountOfSecuritiesSold>
<grossProceeds>188973.45</grossProceeds>
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<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
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<securitiesClassTitle>Common</securitiesClassTitle>
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<ns2:zipCode>94304</ns2:zipCode>
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<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>10/28/2024</saleDate>
<amountOfSecuritiesSold>1500</amountOfSecuritiesSold>
<grossProceeds>59100.00</grossProceeds>
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<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
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<ns2:stateOrCountry>CA</ns2:stateOrCountry>
<ns2:zipCode>94304</ns2:zipCode>
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<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
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<ns2:zipCode>94304</ns2:zipCode>
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<securitiesClassTitle>Common</securitiesClassTitle>
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<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
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<ns2:zipCode>94304</ns2:zipCode>
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<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
<address>
<ns2:street1>3495 DEER CREEK ROAD</ns2:street1>
<ns2:city>Palo Alto</ns2:city>
<ns2:stateOrCountry>CA</ns2:stateOrCountry>
<ns2:zipCode>94304</ns2:zipCode>
</address>
</sellerDetails>
<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>10/15/2024</saleDate>
<amountOfSecuritiesSold>2417</amountOfSecuritiesSold>
<grossProceeds>96680.00</grossProceeds>
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<name>10b5-1 Sales for KIRAN KUMAR CHOUDARY</name>
<address>
<ns2:street1>3495 DEER CREEK ROAD</ns2:street1>
<ns2:city>Palo Alto</ns2:city>
<ns2:stateOrCountry>CA</ns2:stateOrCountry>
<ns2:zipCode>94304</ns2:zipCode>
</address>
</sellerDetails>
<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>10/14/2024</saleDate>
<amountOfSecuritiesSold>45800</amountOfSecuritiesSold>
<grossProceeds>1796208.40</grossProceeds>
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<sellerDetails>
<name>KIRAN KUMAR CHOUDARY</name>
<address>
<ns2:street1>3495 DEER CREEK ROAD</ns2:street1>
<ns2:city>Palo Alto</ns2:city>
<ns2:stateOrCountry>CA</ns2:stateOrCountry>
<ns2:zipCode>94304</ns2:zipCode>
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</sellerDetails>
<securitiesClassTitle>Common</securitiesClassTitle>
<saleDate>09/26/2024</saleDate>
<amountOfSecuritiesSold>51924</amountOfSecuritiesSold>
<grossProceeds>1630906.88</grossProceeds>
</securitiesSoldInPast3Months>
<remarks>The securities to be sold were and will be received upon the exercise of stock options over the next three months. The dates of acquisition and payment were and will be the dates of exercise/sale.
</remarks>
<noticeSignature>
<noticeDate>12/11/2024</noticeDate>
<planAdoptionDates>
<planAdoptionDate>07/15/2024</planAdoptionDate>
</planAdoptionDates>
<signature>/s/ Kiran Kumar Choudary</signature>
</noticeSignature>
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</SEC-DOCUMENT>