-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UoWK5Ys361mhPwrZS2JK4AgKDZwaiLqPnPn9zY2ONp1/70MIdZcN1j1mlBcIhAac ogb9ot20p/k5vACoT2IC1w== 0000912057-02-032233.txt : 20020814 0000912057-02-032233.hdr.sgml : 20020814 20020814180932 ACCESSION NUMBER: 0000912057-02-032233 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAGELLAN HEALTH SERVICES INC CENTRAL INDEX KEY: 0000019411 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOSPITALS [8060] IRS NUMBER: 581076937 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06639 FILM NUMBER: 02738076 BUSINESS ADDRESS: STREET 1: 6950 COLUMBIA GATEWAY STREET 2: STE 400 CITY: COLUMBIA STATE: MD ZIP: 21046 BUSINESS PHONE: 4109531000 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER MEDICAL CORP DATE OF NAME CHANGE: 19920703 8-K 1 a2087186z8-k.htm 8-K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


FORM 8-K


CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): August 14, 2002


Magellan Health Services, Inc.
(Exact Name of Registrant as Specified in Charter)

Delaware
(State or Other Jurisdiction
of Incorporation)

 

1-6639
(Commission File
Number)

 

58-1076937
(IRS Employer
Identification No.)

6950 Columbia Gateway Drive Suite 400
Columbia, Maryland

(Address of Principal Executive Offices)

 

21046
(Zip Code)

Registrant's telephone number, including area code:
(410) 953-1000

Not Applicable
(Former Name or Former Address, if Changed Since Last Report)




Item 5. Other Events

        Attached and incorporated herein by reference as Exhibits 99.1 and 992., respectively, are copies of Statements Under Oath, dated August 13, 2002, of the Principal Financial Officer and the Principal Executive Officer of Magellan Health Services, Inc. regarding facts and circumstances relating to Exchange Act Filings.


Item 7. Financial Statements, Pro Forma Financial Information and Exhibits

(a)
Financial Statements of business acquired: Not applicable.

(b)
Pro forma financial information: Not applicable

(c)
Exhibits:

Exhibit Number
  Description
99.1   Statement Under Oath of Principal Financial Officer dated August 13, 2002, Regarding Facts and Circumstances Relating to Exchange Act Filings

99.2

 

Statement Under Oath of Principal Executive Officer dated August 13, 2002, Regarding Facts and Circumstances Relating to Exchange Act Filings


SIGNATURES

        Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.

    MAGELLAN HEALTH SERVICES, INC.

 

 

 

 
    By: /s/  MARK S. DEMILIO      
Mark S. Demilio
Executive Vice President and
Chief Financial Officer

Date: August 14, 2002




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SIGNATURES
EX-99.(A) 3 a2087186zex-99_a.htm EXHIBIT 99(A)
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Exhibit 99.1

STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE
OFFICER AND PRINCIPAL FINANCIAL OFFICER
REGARDING FACTS AND CIRCUMSTANCES RELATING
TO EXCHANGE ACT FILINGS

I, Mark S. Demilio, Executive Vice President, Chief Financial Officer, state and attest that:

  (1) To the best of my knowledge, based upon a review of the covered reports of Magellan Health Services, Inc., and, except as corrected or supplemented in a subsequent covered report:

 

 


no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

 

 


no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

 

(2)

I have reviewed the contents of this statement with Magellan Health Services Inc.'s Audit Committee.

 

(3)

In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":

 

 


Annual Report on Form 10-K/A for the fiscal year ended September 30, 2001 of Magellan Health Services, Inc. as filed with the U.S. Securities and Exchange Commission on April 1, 2002;

 

 


Annual Report on Form 10-K for the fiscal year ended September 30, 2001 of Magellan Health Services, Inc. as filed with the U.S. Securities and Exchange Commission on December 31, 2001;

 

 


all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Magellan Health Services, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and

 

 


any amendments to any of the foregoing.

/s/  
MARK S. DEMILIO      
Mark S. Demilio
Executive Vice President,
Chief Financial Officer
Magellan Health Services, Inc.

 

 

 

Subscribed and sworn to before me
this 13th day of August, 2002.

/s/  
TAIYA L. GRAHAM      
Notary Public

Date: August 13, 2002

 

 

 

My Commission Expires: October 1, 2005



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EX-99.(B) 4 a2087186zex-99_b.htm EXHIBIT 99(B)
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Exhibit 99.2

STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE
OFFICER AND PRINCIPAL FINANCIAL OFFICER
REGARDING FACTS AND CIRCUMSTANCES RELATING
TO EXCHANGE ACT FILINGS

I, Daniel S. Messina, President and Chief Executive Officer, state and attest that:

  (1) To the best of my knowledge, based upon a review of the covered reports of Magellan Health Services, Inc., and, except as corrected or supplemented in a subsequent covered report:

 

 


no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

 

 


no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

 

(2)

I have reviewed the contents of this statement with Magellan Health Services Inc.'s Audit Committee.

 

(3)

In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":

 

 


Annual Report on Form 10-K/A for the fiscal year ended September 30, 2001 of Magellan Health Services, Inc. as filed with the U.S. Securities and Exchange Commission on April 1, 2002;

 

 


Annual Report on Form 10-K for the fiscal year ended September 30, 2001 of Magellan Health Services, Inc. as filed with the U.S. Securities and Exchange Commission on December 31, 2001;

 

 


all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Magellan Health Services, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and

 

 


any amendments to any of the foregoing.

/s/  
DANIEL S. MESSINA      
Daniel S. Messina
President and Chief Executive Officer
Magellan Health Services, Inc.

 

 

 

Subscribed and sworn to before me
this 13th day of August, 2002.

/s/  
TAIYA L. GRAHAM      
Notary Public

Date: August 13, 2002

 

 

 

My Commission Expires: October 1, 2005



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