0001213900-24-011817.txt : 20240209
0001213900-24-011817.hdr.sgml : 20240209
20240209080011
ACCESSION NUMBER: 0001213900-24-011817
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230907
FILED AS OF DATE: 20240209
DATE AS OF CHANGE: 20240209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gray Christopher
CENTRAL INDEX KEY: 0002010808
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41795
FILM NUMBER: 24611248
MAIL ADDRESS:
STREET 1: 516 NORTH BEVERLY DRIVE
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PodcastOne, Inc.
CENTRAL INDEX KEY: 0001940177
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 352503373
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 335 NORTH MAPLE DRIVE
STREET 2: #127
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
BUSINESS PHONE: 310-858-0888
MAIL ADDRESS:
STREET 1: 335 NORTH MAPLE DRIVE
STREET 2: #127
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
FORMER COMPANY:
FORMER CONFORMED NAME: Courtside Group, Inc.
DATE OF NAME CHANGE: 20220729
FORMER COMPANY:
FORMER CONFORMED NAME: Courtside Group, Inc
DATE OF NAME CHANGE: 20220727
3
1
ownership.xml
X0206
3
2023-09-07
0
0001940177
PodcastOne, Inc.
PODC
0002010808
Gray Christopher
C/O PODCASTONE, INC.,
335 NORTH MAPLE DRIVE, SUITE 127
BEVERLY HILLS
CA
90212
0
1
0
0
President
Common Stock, $0.00001 par value
23025
D
Restricted Stock Units
Common Stock, $0.00001 par value
325000
D
Represents Restricted Stock Units (the "RSUs") granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 28, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. 162,500 of the RSUs vested on January 1, 2024 (the "Initial Vesting Date"), and the remaining RSUs shall vest in equal amounts of 40,625 RSUs on each successive quarterly anniversary of the Initial Vesting Date, with the last tranche to vest on January 1, 2025 (inclusive), subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date and subject to earlier full vesting upon a PC1 Change of Control (as defined in the EA), or such other earlier vesting acceleration conditions as provided in the EA. (continued to Footnote 2)
(continued from Footnote 1) Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) promptly after the applicable vesting date, (ii) the date of a PC1 Change of Control and (iii) such other earlier settlement as provided in the EA. The securities reported herein do not include 150,000 RSUs granted to the Reporting Person by LiveOne, Inc., the Issuer's parent, pursuant to the EA, which vest on the same vesting schedule as set forth in Footnote 1.
/s/ Christoper "Kit" Gray
2024-02-09