0001213900-24-011817.txt : 20240209 0001213900-24-011817.hdr.sgml : 20240209 20240209080011 ACCESSION NUMBER: 0001213900-24-011817 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230907 FILED AS OF DATE: 20240209 DATE AS OF CHANGE: 20240209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gray Christopher CENTRAL INDEX KEY: 0002010808 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41795 FILM NUMBER: 24611248 MAIL ADDRESS: STREET 1: 516 NORTH BEVERLY DRIVE CITY: BEVERLY HILLS STATE: CA ZIP: 90210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PodcastOne, Inc. CENTRAL INDEX KEY: 0001940177 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] ORGANIZATION NAME: 06 Technology IRS NUMBER: 352503373 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 335 NORTH MAPLE DRIVE STREET 2: #127 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 310-858-0888 MAIL ADDRESS: STREET 1: 335 NORTH MAPLE DRIVE STREET 2: #127 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 FORMER COMPANY: FORMER CONFORMED NAME: Courtside Group, Inc. DATE OF NAME CHANGE: 20220729 FORMER COMPANY: FORMER CONFORMED NAME: Courtside Group, Inc DATE OF NAME CHANGE: 20220727 3 1 ownership.xml X0206 3 2023-09-07 0 0001940177 PodcastOne, Inc. PODC 0002010808 Gray Christopher C/O PODCASTONE, INC., 335 NORTH MAPLE DRIVE, SUITE 127 BEVERLY HILLS CA 90212 0 1 0 0 President Common Stock, $0.00001 par value 23025 D Restricted Stock Units Common Stock, $0.00001 par value 325000 D Represents Restricted Stock Units (the "RSUs") granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 28, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. 162,500 of the RSUs vested on January 1, 2024 (the "Initial Vesting Date"), and the remaining RSUs shall vest in equal amounts of 40,625 RSUs on each successive quarterly anniversary of the Initial Vesting Date, with the last tranche to vest on January 1, 2025 (inclusive), subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date and subject to earlier full vesting upon a PC1 Change of Control (as defined in the EA), or such other earlier vesting acceleration conditions as provided in the EA. (continued to Footnote 2) (continued from Footnote 1) Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) promptly after the applicable vesting date, (ii) the date of a PC1 Change of Control and (iii) such other earlier settlement as provided in the EA. The securities reported herein do not include 150,000 RSUs granted to the Reporting Person by LiveOne, Inc., the Issuer's parent, pursuant to the EA, which vest on the same vesting schedule as set forth in Footnote 1. /s/ Christoper "Kit" Gray 2024-02-09