EX-FILING FEES 5 d478440dexfilingfees.htm EX-FILING FEES EX-FILING FEES
   Exhibit 107

CALCULATION OF FILING FEE TABLES

Post-Effective Amendment to Form S-3ASR

(Form Type)

Zymeworks Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
    

Security

Type

 

Security

Class

Title

 

Fee

Calculation

or Carry

Forward

Rule

 

Amount

Registered

 

Proposed

Maximum

Offering

Price Per

Unit

 

Maximum

Aggregate

Offering

Price

 

Fee

Rate

 

Amount of

Registration

Fee

 

Carry

Forward

Form

Type

 

Carry

Forward

File

Number

 

Carry

Forward

Initial

Effective

Date

 

Filing Fee

Previously

Paid In

Connection

with

Unsold

Securities
to be

Carried

Forward

 

 

 
Newly Registered Securities  
                         
Fees to Be Paid   Equity   Common Stock, $0.00001 par value per share   457(o)   (1)   (1)   (1)   —     —                    
                         
    Other   Preferred Stock Purchase Rights (2)   457(o)   (1)   (1)   (1)   —     —                    
                         
    Equity   Preferred Stock   457(o)   (1)   (1)   (1)   —     —                    
                         
    Debt   Debt Securities   457(o)   (1)   (1)   (1)   —     —                    
                         
    Equity   Depositary Shares   457(o)   (1)   (1)   (1)   —     —                    
                         
    Equity   Warrants   457(o)   (1)   (1)   (1)   —     —                    
                         
    Other    Subscription Rights    457(o)   (1)   (1)   (1)   —     —                    
                         
    Other   Purchase Contracts   457(o)   (1)   (1)   (1)   —     —                    
                         
    Other   Units   457(o)   (1)   (1)   (1)   —     —                    
                         
    Unallocated (Universal) Shelf   Unallocated (Universal) Shelf   457(o)   (1)   (1)   $350,000,000   $110.20 per $1,000,000   $38,570                  
 
Carry Forward Securities  
                         
Carry Forward Securities   Equity   Common Stock, $0.00001 par value per share   415(a)(6)   —         $150,000,000 (3)           424(b)(5)   333-259970-01   October 13, 2022   $16,530  
                         
    Equity   Common Stock, $0.00001 par value per share   415(a)(6)   658,612       $3,381,972.62 (4)           424(b)(5)   333-259970-01   October 13, 2022   $372.69  
                         
    Equity   Common Stock, $0.00001 par value per share   415(a)(6)   2,079,224       $10,677,023.16 (5)           424(b)(5)   333-259970-01   October 13, 2022   $1,176.61  
                     
   

Total Offering Amounts 

          $514,058,996       $38,570                  
                     
   

Total Fees Previously Paid 

                  —                    
                     
   

Total Fee Offsets 

                  —                    
                     
   

3Net Fee Due 

                  $38,570                  

 

(1)

An indeterminate aggregate initial offering price and number of securities of each identified class is being registered as may from time to time be offered, issued or sold at indeterminate prices. In addition, an indeterminate number of securities that may be issued upon exercise, settlement, conversion or exchange of any offered securities, or pursuant to anti-dilution adjustments, is being registered. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities.


(2)

Each share of common stock registered for issuance under this registration statement includes an associated right to purchase one one-thousandth of a share of the registrant’s Series B Participating Preferred Stock, par value $0.00001 per share. Until the occurrence of certain prescribed events, the preferred stock purchase rights are not exercisable and may be transferred only with the common stock. No separate consideration is payable for the preferred stock purchase rights.

(3)

Represents $150,000,000 of shares of the registrant’s common stock that may be issued and sold under that certain sales agreement, dated as of November 9, 2022, by and between the registrant and Cantor Fitzgerald & Co., which amount was previously registered by the registrant on the prospectus supplement filed by the registrant with Securities and Exchange Commission (the “SEC”) on November 9, 2022 and all of which remains unsold. Pursuant to Rule 415(a)(6) under the Securities Act of 1933, as amended (the “Securities Act”), the previously paid filing fee will continue to be applied to such shares.

(4)

Represents shares of the registrant’s common stock issuable upon the exchange of exchangeable shares (the “Exchangeable Shares”) in the capital of Zymeworks ExchangeCo Ltd., a company existing under the laws of British Columbia and the registrant’s indirect subsidiary. The registrant previously registered 1,424,533 shares of common stock issuable upon exchange of the Exchangeable Shares on the prospectus supplement filed by the registrant with the SEC on October 13, 2022, of which 658,612 shares remain issuable. Pursuant to Rule 415(a)(6) under the Securities Act, the previously paid filing fee for the remaining 658,612 shares will continue to be applied to such shares.

(5)

Represents shares of the registrant’s common stock issuable upon the exercise of the registrant’s pre-funded warrants (the “Pre-Funded Warrants”). The registrant previously registered 4,794,224 shares of common stock issuable upon exercise of the Pre-Funded Warrants on the prospectus supplement filed by the registrant with the SEC on October 13, 2022, of which 2,079,224 shares remain issuable. Pursuant to Rule 415(a)(6) under the Securities Act, the previously paid filing fee for the remaining 2,079,224 shares will continue to be applied to such shares.