0001181431-12-036650.txt : 20120615
0001181431-12-036650.hdr.sgml : 20120615
20120615091809
ACCESSION NUMBER: 0001181431-12-036650
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120614
FILED AS OF DATE: 20120615
DATE AS OF CHANGE: 20120615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEE JOHN
CENTRAL INDEX KEY: 0001491918
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07258
FILM NUMBER: 12908881
MAIL ADDRESS:
STREET 1: 450 WINKS LANE
CITY: BENSALEM
STATE: PA
ZIP: 19020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARMING SHOPPES INC
CENTRAL INDEX KEY: 0000019353
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 231721355
STATE OF INCORPORATION: PA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 450 WINKS LANE
CITY: BENSALEM
STATE: PA
ZIP: 19020
BUSINESS PHONE: 2152459100
MAIL ADDRESS:
STREET 1: 450 WINKS LANE
CITY: BENSALEM
STATE: PA
ZIP: 19020
4
1
rrd347668.xml
MERGER
X0305
4
2012-06-14
1
0000019353
CHARMING SHOPPES INC
CHRS
0001491918
LEE JOHN
450 WINKS LANE
BENSALEM
PA
19020
0
1
0
0
SVP - Chief Accounting Officer
Common Stock
2012-06-14
4
U
0
26348
7.35
D
10089
D
Common Stock
2012-06-14
4
D
0
10089
7.35
D
0
D
Stock Appreciation Right (right to buy)
5.00
2012-06-14
4
D
0
3152
7.35
D
2015-03-31
Common Stock
3152
0
D
Stock Appreciation Right (right to buy)
1.57
2012-06-14
4
D
0
12700
7.35
D
2016-03-22
Common Stock
12700
0
D
Stock Appreciation Right (right to buy)
5.18
2012-06-14
4
D
0
6112
7.35
D
2017-04-04
Common Stock
6112
0
D
Stock Appreciation Right (right to buy)
4.00
2012-06-14
4
D
0
14000
7.35
D
2018-03-28
Common Stock
14000
0
D
Stock Appreciation Right (right to buy)
6.04
2012-06-14
4
D
0
6962
7.35
D
2019-04-01
Common Stock
6962
0
D
Disposition of shares in tender offer which constitutes a change in control for cash consideration equal to $7.35 per share.
Disposition pursuant to a merger for cash consideration equal to $7.35 per share in a transaction excempt under Rule 16b-3(e).
SAR canceled pursuant to a merger in exchange for cash consideration equal to the difference between $7.35 and the exercise price of the SAR multiplied by the number of SARs canceled. This transaction is exempt under Rule 16b-3(e). The merger became effective on the transaction date.
This SAR (granted 4/1/2008) became exercisable as to one-third of the shares on each of the third and fourth anniveraries of the date of grant and the remaining one-third upon effectiveness of the merger.
This SAR (granted 3/23/2009) became exercisable as to 40% of the shares on the second anniversary of the date of grant, 30% of the shares on the third anniversary of the date of grant and the remaining 30% of the shares upon effectiveness of the merger.
This SAR (granted 4/5/2010) became exercisable as to 25% of the shares on the first and second anniversaries of the date of grant and each of the two remaining 25% vestings of the shares upon effectiveness of the merger.
This SAR (granted 3/29/2011) became exercisable as to 25% of the shares on the first anniversary of the date of grant and each of the three remaining 25% vestings of the shares upon effectiveness of the merger.
This SAR (granted 4/2/2012) became exercisable as to all of the shares upon effectiveness of the merger.
John Lee
2012-06-14