0001181431-12-036650.txt : 20120615 0001181431-12-036650.hdr.sgml : 20120615 20120615091809 ACCESSION NUMBER: 0001181431-12-036650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120614 FILED AS OF DATE: 20120615 DATE AS OF CHANGE: 20120615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE JOHN CENTRAL INDEX KEY: 0001491918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07258 FILM NUMBER: 12908881 MAIL ADDRESS: STREET 1: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARMING SHOPPES INC CENTRAL INDEX KEY: 0000019353 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 231721355 STATE OF INCORPORATION: PA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 BUSINESS PHONE: 2152459100 MAIL ADDRESS: STREET 1: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 4 1 rrd347668.xml MERGER X0305 4 2012-06-14 1 0000019353 CHARMING SHOPPES INC CHRS 0001491918 LEE JOHN 450 WINKS LANE BENSALEM PA 19020 0 1 0 0 SVP - Chief Accounting Officer Common Stock 2012-06-14 4 U 0 26348 7.35 D 10089 D Common Stock 2012-06-14 4 D 0 10089 7.35 D 0 D Stock Appreciation Right (right to buy) 5.00 2012-06-14 4 D 0 3152 7.35 D 2015-03-31 Common Stock 3152 0 D Stock Appreciation Right (right to buy) 1.57 2012-06-14 4 D 0 12700 7.35 D 2016-03-22 Common Stock 12700 0 D Stock Appreciation Right (right to buy) 5.18 2012-06-14 4 D 0 6112 7.35 D 2017-04-04 Common Stock 6112 0 D Stock Appreciation Right (right to buy) 4.00 2012-06-14 4 D 0 14000 7.35 D 2018-03-28 Common Stock 14000 0 D Stock Appreciation Right (right to buy) 6.04 2012-06-14 4 D 0 6962 7.35 D 2019-04-01 Common Stock 6962 0 D Disposition of shares in tender offer which constitutes a change in control for cash consideration equal to $7.35 per share. Disposition pursuant to a merger for cash consideration equal to $7.35 per share in a transaction excempt under Rule 16b-3(e). SAR canceled pursuant to a merger in exchange for cash consideration equal to the difference between $7.35 and the exercise price of the SAR multiplied by the number of SARs canceled. This transaction is exempt under Rule 16b-3(e). The merger became effective on the transaction date. This SAR (granted 4/1/2008) became exercisable as to one-third of the shares on each of the third and fourth anniveraries of the date of grant and the remaining one-third upon effectiveness of the merger. This SAR (granted 3/23/2009) became exercisable as to 40% of the shares on the second anniversary of the date of grant, 30% of the shares on the third anniversary of the date of grant and the remaining 30% of the shares upon effectiveness of the merger. This SAR (granted 4/5/2010) became exercisable as to 25% of the shares on the first and second anniversaries of the date of grant and each of the two remaining 25% vestings of the shares upon effectiveness of the merger. This SAR (granted 3/29/2011) became exercisable as to 25% of the shares on the first anniversary of the date of grant and each of the three remaining 25% vestings of the shares upon effectiveness of the merger. This SAR (granted 4/2/2012) became exercisable as to all of the shares upon effectiveness of the merger. John Lee 2012-06-14