-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IhC5uF/06oRICbECpT4O4PJF2O7h+Pj8vUAzcnZnaFlH6dBBCZK6OrUaS1RucWOp V+LpJ+kVe3InwoTp6KvUNg== 0000019353-00-000020.txt : 20000207 0000019353-00-000020.hdr.sgml : 20000207 ACCESSION NUMBER: 0000019353-00-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000131 FILED AS OF DATE: 20000204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHARMING SHOPPES INC CENTRAL INDEX KEY: 0000019353 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 231721355 STATE OF INCORPORATION: PA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-07258 FILM NUMBER: 523690 BUSINESS ADDRESS: STREET 1: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 BUSINESS PHONE: 2152459100 MAIL ADDRESS: STREET 1: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 COMPANY DATA: COMPANY CONFORMED NAME: GRAUB JONATHON CENTRAL INDEX KEY: 0001102749 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O CHARMING SHOPPES INC STREET 2: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 MAIL ADDRESS: STREET 1: C/O CHARMING SHOPPES INC STREET 2: 450 WINKS LANE CITY: BENSALEM STATE: PA ZIP: 19020 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) GRAUB, JONATHON 450 WINKS LANE BENSALEM, PA 19020 2. Issuer Name and Ticker or Trading Symbol CHARMING SHOPPES, INC. (CHRS) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year January 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) SENIOR VICE PRESIDENT - REAL ESTATE 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 01/19/00 M 8,500 A $4.5000 D Common Stock 01/19/00 S 8,500 D $7.0000 D Common Stock 01/19/00 M 1,500 A $4.5000 D Common Stock 01/19/00 S 1,500 D $7.0000 D Common Stock 01/19/00 M 20,000 A $4.5000 D Common Stock 01/19/00 S 20,000 D $7.2500 15,500 D Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $4.5000 01/19/00 M 8,500 (2) 03/29/91 03/29/00 (right to buy)(1) Non-Qualified Stock Option $4.5000 01/19/00 M 1,500 (2) 03/29/91 03/29/00 (right to buy)(1) Non-Qualified Stock Option $4.5000 01/19/00 M 20,000 (2) 03/29/91 03/29/00 (right to buy)(1) Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 01/19/00 Common Stock 8,500 D (right to buy)(1) Non-Qualified Stock Option 01/19/00 Common Stock 1,500 D (right to buy)(1) Non-Qualified Stock Option 01/19/00 Common Stock 20,000 14,500 D (right to buy)(1) Explanation of Responses: (1) Employee stock option granted under Charming Shoppes, Inc. 1990 Employees' Stock Incentive Plan, for no consideration other than services, in a transaction exempt under rule 16b-3. (2) Option becomes exercisable for 25% of the underlying shares annually, beginning on the dated indicated. These options are scheduled to expire on March 29, 2000.
SIGNATURE OF REPORTING PERSON /S/ JONATHON GRAUB DATE -----END PRIVACY-ENHANCED MESSAGE-----