The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Activision Blizzard, Inc. | COM | 00507V109 | 3,674,400 | 48,000 | SH | DFND | 1 | 0 | 48,000 | 0 | ||
Alphabet Inc. | CAP STK CL A | 02079K305 | 2,117,520 | 24,000 | SH | SOLE | 0 | 24,000 | 0 | 0 | ||
Amarin Corporation PLC | COM | 023111206 | 2,420,000 | 2,000,000 | SH | DFND | 1 | 0 | 2,000,000 | 0 | ||
Amazon.Com Inc. | COM | 023135106 | 5,040,000 | 60,000 | SH | SOLE | 0 | 60,000 | 0 | 0 | ||
Amerant Bancorp Inc. | CL A | 023576101 | 11,829,032 | 440,724 | SH | DFND | 1 | 0 | 440,724 | 0 | ||
Anterix Inc | COM | 03676C100 | 12,868,000 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | ||
Avidbank Holdings, Inc. | COM | 05368J103 | 41,400 | 2,000 | SH | DFND | 1 | 0 | 2,000 | 0 | ||
BCB Bancorp, Inc. | COM | 055298103 | 16,550,800 | 920,000 | SH | DFND | 1 | 0 | 920,000 | 0 | ||
BKF Capital Group, Inc. | COM | 05548G201 | 712,465 | 29,380 | SH | DFND | 1 | 0 | 29,380 | 0 | ||
Baker Hughes Company | COM | 05722G100 | 147,525 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | ||
The Bancorp Bank | COM | 05969A105 | 9,032,389 | 318,266 | SH | DFND | 1 | 0 | 318,266 | 0 | ||
Banc of California, Inc. | COM | 05990K106 | 18,104,955 | 1,136,532 | SH | DFND | 1 | 0 | 1,136,532 | 0 | ||
Bank of San Francisco | COM | 064774102 | 2,793,086 | 102,687 | SH | DFND | 1 | 0 | 102,687 | 0 | ||
Blue Foundry Bancorp | COM | 09549B104 | 4,334,164 | 337,289 | SH | DFND | 1 | 0 | 337,289 | 0 | ||
Brinker International, Inc. | COM | 109641100 | 8,622,082 | 270,200 | SH | DFND | 1 | 0 | 270,200 | 0 | ||
British American Tobacco - ADR | SPONSORED ADR | 110448107 | 599,700 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | ||
Carbon Energy Corp | COM | 14115T208 | 2,639 | 52,778 | SH | DFND | 1 | 0 | 52,778 | 0 | ||
Catalyst Bancorp Inc | COM | 14888L101 | 71,412 | 5,623 | SH | DFND | 1 | 0 | 5,623 | 0 | ||
Continental Resources Inc. | COM NEW | 212015101 | 742,700 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | ||
Corebridge Financial Inc | COM | 21871X109 | 3,009,000 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | ||
Diamond Offshore Drilling Inc | COM | 25271C201 | 3,195,556 | 307,265 | SH | DFND | 1 | 0 | 307,265 | 0 | ||
The Walt Disney Company | COM | 254687106 | 86,880 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | ||
Dolby Laboratories Inc. | COM CL A | 25659T107 | 14,989,750 | 212,500 | SH | DFND | 1 | 0 | 212,500 | 0 | ||
Dolby Laboratories Inc. | COM | 25659T107 | 229,608 | 3,255 | SH | SOLE | 0 | 3,255 | 0 | 0 | ||
EQRx, Inc. Warrant | *W EXP 12/17/202 | 26886C115 | 26,820 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
ES Bancshares, Inc | COM | 296049109 | 2,817,023 | 658,183 | SH | DFND | 1 | 0 | 658,183 | 0 | ||
FFBW Inc. | COM | 30260M103 | 3,401,985 | 293,022 | SH | DFND | 1 | 0 | 293,022 | 0 | ||
META Platforms Inc. (Facebook) | COM | 30303M102 | 1,491,614 | 12,395 | SH | SOLE | 0 | 12,395 | 0 | 0 | ||
Farmers & Merchants Bank | COM | 308243104 | 1,515,395 | 203 | SH | SOLE | 0 | 203 | 0 | 0 | ||
Federal Life Group, Inc. | COM | 313533101 | 1,149 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | ||
First Bank | COM | 31931U102 | 2,753,376 | 200,100 | SH | DFND | 1 | 0 | 200,100 | 0 | ||
Standard Biotools Inc. | COM | 34385P108 | 1,138,122 | 972,754 | SH | DFND | 1 | 0 | 972,754 | 0 | ||
Great Lakes Dredge & Dock | COM | 390607109 | 4,685,625 | 787,500 | SH | DFND | 1 | 0 | 787,500 | 0 | ||
Gulf Coast Ultra Deep Rty Trust Unit | UNIT BEN INT | 40222T104 | 195,000 | 5,000,000 | SH | DFND | 1 | 0 | 5,000,000 | 0 | ||
Gulf Coast Ultra Deep Rty Trust Unit | UNIT BEN INT | 40222T104 | 28,156 | 721,942 | SH | SOLE | 0 | 721,942 | 0 | 0 | ||
Gyrodyne, LLC | COM | 403829104 | 514,334 | 63,498 | SH | DFND | 1 | 0 | 63,498 | 0 | ||
Gyrodyne, LLC | COM | 403829104 | 37,730 | 4,658 | SH | SOLE | 0 | 4,658 | 0 | 0 | ||
Helmerich & Payne Inc. | COM | 423452101 | 4,957,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
Hugoton Realty Trust TEX Unit Ben Int | UNIT BEN INT | 444717102 | 365,645 | 190,440 | SH | SOLE | 0 | 190,440 | 0 | 0 | ||
ICC Holdings, Inc. | COM | 44931Q104 | 886,426 | 56,281 | SH | DFND | 1 | 0 | 56,281 | 0 | ||
Intel Corp. | COM | 458140100 | 14,325,721 | 542,025 | SH | SOLE | 0 | 542,025 | 0 | 0 | ||
Ironwood Pharmaceuticals | COM | 46333X108 | 6,442,800 | 520,000 | SH | DFND | 1 | 0 | 520,000 | 0 | ||
LICT Corp. | COM | 50187G104 | 3,820,000 | 191 | SH | DFND | 1 | 0 | 191 | 0 | ||
Laboratory Corporation of America | COM | 50540R409 | 18,838,400 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | ||
Madison Square Garden Sports | CL A | 55825T103 | 5,316,570 | 29,000 | SH | DFND | 1 | 0 | 29,000 | 0 | ||
Madison Square Garden Sports | CL A | 55825T103 | 112,198 | 612 | SH | SOLE | 0 | 612 | 0 | 0 | ||
Madison Square Garden Entertainment | CL A | 55826T102 | 6,745,500 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | ||
Madison Square Garden Entertainment | CL A | 55826T102 | 27,522 | 612 | SH | SOLE | 0 | 612 | 0 | 0 | ||
Meridian Corp. | COM | 58958P104 | 6,642,567 | 219,299 | SH | DFND | 1 | 0 | 219,299 | 0 | ||
Mid-Southern Bancorp | COM | 59548Q107 | 2,205,000 | 169,485 | SH | DFND | 1 | 0 | 169,485 | 0 | ||
Mistras Group | COM | 60649T107 | 7,298,821 | 1,480,491 | SH | DFND | 1 | 0 | 1,480,491 | 0 | ||
Bunge Limited | COM | 616962105 | 34,919,500 | 350,000 | SH | DFND | 1 | 0 | 350,000 | 0 | ||
NI Holdings Inc. | COM | 65342T106 | 7,298,500 | 550,000 | SH | DFND | 1 | 0 | 550,000 | 0 | ||
Northeast Bancorp | COM | 663904209 | 9,751,918 | 231,637 | SH | DFND | 1 | 0 | 231,637 | 0 | ||
One Liberty Properties, Inc. | COM | 682406103 | 5,667,655 | 255,070 | SH | DFND | 1 | 0 | 255,070 | 0 | ||
Peapack-Gladstone Financial Corp. | COM | 704699107 | 1,037,656 | 27,879 | SH | DFND | 1 | 0 | 27,879 | 0 | ||
Permian Basin Rlty Trust | UNIT BEN INT | 714236106 | 348,793 | 13,841 | SH | SOLE | 0 | 13,841 | 0 | 0 | ||
Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 4,792,200 | 407,500 | SH | DFND | 1 | 0 | 407,500 | 0 | ||
Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 130,313 | 11,081 | SH | SOLE | 0 | 11,081 | 0 | 0 | ||
Plains GP Holdings LP | LTD PARTNR INT A | 72651A207 | 1,172,771 | 94,388 | SH | SOLE | 0 | 94,388 | 0 | 0 | ||
Ponce Financial Group Inc | COM | 732344106 | 2,003,800 | 215,000 | SH | DFND | 1 | 0 | 215,000 | 0 | ||
Popular, Inc. | COM NEW | 733174700 | 17,783,642 | 268,149 | SH | DFND | 1 | 0 | 268,149 | 0 | ||
Positive Phyisicians Holdings Inc | COM | 73740G106 | 3,150 | 450 | SH | SOLE | 0 | 450 | 0 | 0 | ||
S&W Seed Company | COM | 785135104 | 25,997,857 | 17,448,226 | SH | DFND | 1 | 0 | 17,448,226 | 0 | ||
William H. Sadlier, Inc. | COM | 786327106 | 472,078 | 21,217 | SH | DFND | 1 | 0 | 21,217 | 0 | ||
Salesforce, Inc. | COM | 79466L302 | 132,590 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | ||
San Juan Basin Realty Trust Unit | UNIT BEN INT | 798241105 | 1,144,741 | 100,240 | SH | SOLE | 0 | 100,240 | 0 | 0 | ||
Sarcos Technology and Robotics | COM | 80359A106 | 661,628 | 1,178,742 | SH | DFND | 1 | 0 | 1,178,742 | 0 | ||
Scholastic Corporation | COM | 807066105 | 7,892,000 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | ||
Sharecare Inc Warrants | *W EXP 07/01/202 | 81948W112 | 3,733 | 26,666 | SH | DFND | 1 | 0 | 26,666 | 0 | ||
SIGA Technologies | COM | 826917106 | 3,376,032 | 458,700 | SH | DFND | 1 | 0 | 458,700 | 0 | ||
Skyworks Solutions Inc. | COM | 83088M102 | 176,428 | 1,936 | SH | SOLE | 0 | 1,936 | 0 | 0 | ||
SomaLogic, Inc. Warrant | *W EXP 03/01/202 | 83444K113 | 24,000 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | ||
Tastemaker ACQ WNT | COM | 876545112 | 4,569 | 30,437 | SH | DFND | 1 | 0 | 30,437 | 0 | ||
Tejon Ranch Co. | COM | 879080109 | 7,257,168 | 385,200 | SH | DFND | 1 | 0 | 385,200 | 0 | ||
Texas Capital Bancshares, Inc. | COM | 88224Q107 | 18,093,000 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | ||
Tidewater Warrant Exp 11/24/24 | *W EXP 11/24/202 | 88642R174 | 17,866 | 7,444 | SH | DFND | 1 | 0 | 7,444 | 0 | ||
Traditions Bancorp Inc | COM | 89269L102 | 2,694,670 | 144,100 | SH | DFND | 1 | 0 | 144,100 | 0 | ||
Trinity Place Holdings Inc. | COM | 89656D101 | 6,831,213 | 9,232,617 | SH | DFND | 1 | 0 | 9,232,617 | 0 | ||
Wells Fargo & Co. | COM | 949746101 | 8,258,000 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | ||
William Penn Bancorp | COM | 96927A105 | 5,826,096 | 480,701 | SH | DFND | 1 | 0 | 480,701 | 0 | ||
Alkermes PLC | SHS | G01767105 | 9,422,478 | 360,600 | SH | DFND | 1 | 0 | 360,600 | 0 | ||
RenaissanceRe Holdings | COM | G7496G103 | 9,211,500 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | ||
Pioneer Merger Corp. | CL A SHS | G7S24C103 | 1,014,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
Pioneer Merger Corp Warrant 1/7/26 | *W EXP 01/07/202 | G7S24C111 | 17 | 33,332 | SH | DFND | 1 | 0 | 33,332 | 0 | ||
SiriusPoint Ltd | COM | G8192H106 | 4,321,479 | 732,454 | SH | DFND | 1 | 0 | 732,454 | 0 | ||
Cellebrite DI Warrant | *W EXP 08/30/202 | M2197Q115 | 12,362 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | ||
Atlas Corp. | SHARES | Y0436Q109 | 2,646,150 | 172,500 | SH | DFND | 1 | 0 | 172,500 | 0 |