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Proposals
|
| |
Votes
Required for Approval |
| |
Broker
Discretionary Voting Allowed |
| |
Effect of
Broker Non-Votes |
| |
Effect of
Abstentions |
|
By separate resolutions, to re-elect Christine Russell and Jurgan Ingels as Class I directors | | |
Majority of votes cast
|
| |
No
|
| |
No effect
|
| |
No effect
|
|
To ratify the appointment of MaloneBailey, LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2023 | | |
Majority of votes cast
|
| |
Yes
|
| |
N/A
|
| |
No effect
|
|
Proposals
|
| |
Votes
Required for Approval |
| |
Broker
Discretionary Voting Allowed |
| |
Effect of
Broker Non-Votes |
| |
Effect of
Abstentions |
|
To appoint UHY Farrelly Dawe White Limited, as the Company’s statutory auditor under Irish law, to hold office until the conclusion of the Company’s next annual general meeting of shareholders | | |
Majority of votes cast
|
| |
Yes
|
| |
N/A
|
| |
No effect
|
|
To authorize the Audit Committee to determine the remuneration of UHY Farrelly Dawe White Limited in its capacity as the Company’s statutory auditor under Irish law | | |
Majority of votes cast
|
| |
Yes
|
| |
N/A
|
| |
No effect
|
|
Name
|
| |
Current
Term Expires |
| |
Age
|
| |
Audit
Committee |
| |
Compensation and
Human Resources Committee |
| |
Governance and
Sustainability Committee |
| |||||||||
Class I | | | | | | | | | | | | | | | | | | | | | | | | | |
Christine Russell
|
| |
2023
|
| |
73
|
| | |
|
**
|
| | | | | * | | | | | | * | | |
Jurgen Ingels
|
| |
2023
|
| |
52
|
| | |
|
*
|
| | | | | ** | | | | | | | | |
Class II | | | | | | | | | | | | | | | | | | | | | | | | | |
Harold R. Berenson
|
| |
2024
|
| |
66
|
| | | | | | | | | | * | | | | | | | | |
Theodore T. Wang
|
| |
2024
|
| |
56
|
| | | | | | | | | | | | | | | | | | |
Class III | | | | | | | | | | | | | | | | | | | | | | | | | |
Alexander B. Suh†
|
| |
2025
|
| |
62
|
| | |
|
*
|
| | | | | | | | | | | ** | | |
Michael Howard
|
| |
2025
|
| |
63
|
| | | | | | | | | | | | | | | | | | |
Paul O’Brien
|
| |
2025
|
| |
67
|
| | | | | | | | | | | | | | | | | | |
| | |
2022
|
| |
2021
|
| ||||||
Audit fees(1)
|
| | | $ | 617,355 | | | | | $ | 470,132 | | |
Audit-Related(2)
|
| | | | 162,000 | | | | | | — | | |
Tax
|
| | | | — | | | | | | — | | |
All Other Fees
|
| | | | — | | | | | | — | | |
Total fees
|
| | | $ | 779,355 | | | | | $ | 470,132 | | |
Name
|
| |
Age
|
| |
Position
|
|
Paul O’Brien | | |
67
|
| | Chief Executive Officer and Director | |
Conor McCarthy | | |
65
|
| | Chief Financial Officer | |
Franz Aman | | |
61
|
| | Chief Marketing Officer | |
Roya Shakoori | | |
46
|
| |
General Counsel and Corporate Secretary
|
|
Name and Principal Position
|
| |
Year
|
| |
Salary
($) |
| |
Bonus
($) |
| |
Stock
Awards ($) |
| |
Option
Awards(1) ($) |
| |
Non-Equity
Incentive Plan Compensation ($) |
| |
Change in
Pension Value and Nonqualified Deferred Compensation Earnings ($) |
| |
All Other
Compensation ($) |
| |
Total
($) |
| |||||||||||||||||||||||||||
Michael Howard
Chief Executive Officer |
| | | | 2022 | | | | | | 362,500 | | | | | | — | | | | | | — | | | | | | — | | | | | | 173,688(2) | | | | | | — | | | | | | 133,250(3) | | | | | | 669,438 | | |
| | | 2021 | | | | | | 362,500 | | | | | | — | | | | | | — | | | | | | 58,960 | | | | | | 174,040 | | | | | | — | | | | | | — | | | | | | 595,500 | | | ||
Jon Bakke
Chief Revenue Officer |
| | | | 2022 | | | | | | 279,167 | | | | | | — | | | | | | — | | | | | | — | | | | | | 273,042(2) | | | | | | — | | | | | | — | | | | | | 552,209 | | |
| | | 2021 | | | | | | 270,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | 257,783 | | | | | | — | | | | | | — | | | | | | 527,783 | | | ||
Franz Aman
Chief Marketing Officer |
| | | | 2022 | | | | | | 295,833 | | | | | | — | | | | | | — | | | | | | — | | | | | | 115,928(2) | | | | | | — | | | | | | — | | | | | | 411,761 | | |
| | | 2021 | | | | | | 290,000 | | | | | | — | | | | | | — | | | | | | 1,649 | | | | | | 105,022 | | | | | | — | | | | | | — | | | | | | 396,671 | | |
Name
|
| |
Vesting
Commencement Date |
| |
Number of
Securities Underlying Unexercised Options (#) Exercisable |
| |
Number of
Securities Underlying Unexercised Options (#) Unexercisable |
| |
Option
Exercise Price ($)(1) |
| |
Option
Expiration Date |
| |||||||||||||||
Michael Howard
|
| | |
|
12/01/2015
|
| | | |
|
442,256
|
| | | |
|
—
|
| | | |
|
0.38
|
| | | |
|
12/01/2025
|
| |
| |
|
10/29/2019
|
| | | |
|
176,014
|
| | | |
|
292,613 (2)
|
| | | |
|
0.47
|
| | | |
|
10/29/2029
|
| | ||
| |
|
03/31/2021
|
| | | |
|
42,212
|
| | | |
|
105,524(3)
|
| | | |
|
0.80
|
| | | |
|
03/31/2031
|
| | ||
Jon Bakke
|
| | |
|
06/22/2017
|
| | | |
|
480,444
|
| | | |
|
—
|
| | | |
|
0.47
|
| | | |
|
12/13/2027
|
| |
Franz Aman
|
| | |
|
03/30/2018
|
| | | |
|
47,100
|
| | | |
|
—
|
| | | |
|
0.47
|
| | | |
|
03/30/2028
|
| |
| |
|
12/10/2020
|
| | | |
|
1,998
|
| | | |
|
2,565(4)
|
| | | |
|
0.80
|
| | | |
|
12/10/2030
|
| |
Name
|
| |
Fees Earned
or Paid in Cash ($) |
| |
Option Awards
($)(1) |
| |
All Other
Compensation ($) |
| |
Total
($) |
| ||||||||||||
Harold R. Berenson(2)
|
| | | | — | | | | | | 188,382 | | | | | | — | | | | | | 188,382 | | |
Christine Russell(3)
|
| | | | — | | | | | | 171,062 | | | | | | — | | | | | | 171,062 | | |
Michael Widenius(4)
|
| | | | — | | | | | | — | | | | | | 456,330(5) | | | | | | 456,330 | | |
Annual Retainers (for the Fiscal Year)
|
| |
Amount
|
| |||
Board member
|
| | | $ | 45,000 | | |
Chair of Committee: | | | | | | | |
Audit
|
| | | $ | 20,000 | | |
Compensation and Human Resources
|
| | | $ | 15,000 | | |
Governance and Sustainability
|
| | | $ | 10,000 | | |
Committee member: | | | | | | | |
Audit
|
| | | $ | 10,000 | | |
Compensation and Human Resources
|
| | | $ | 7,500 | | |
Governance and Sustainability
|
| | | $ | 5,000 | | |
Lead independent director
|
| | | $ | 20,000 | | |
Non-employee Board Chair
|
| | | $ | 40,000 | | |
Plan Category
|
| |
(a)
Number of Ordinary Shares to be Issued Upon Exercise of Outstanding Options, Warrants and Rights |
| |
(b)
Weighted- Average Exercise Price of Outstanding Options, Warrants and Rights |
| |
(c)
Number of Securities Remaining Available for Future Issuance Under Equity Compensation Plans (Excluding Securities Reflected in Column (a)) |
| |||||||||
Equity compensation plans approved by security holders
|
| | | | 9,641,693(1) | | | | | $ | 1.15 | | | | | | 3,947,224(2) | | |
Equity compensation plans not approved by security holders
|
| | | | — | | | | | | — | | | | | | — | | |
Total
|
| | | | 9,641,693 | | | | | $ | 1.15 | | | | | | 3,947,224 | | |
Name and Address of Beneficial Owner(1)
|
| |
Number of
Shares |
| |
Percentage
of Shares |
| ||||||
5% and Greater Shareholders: | | | | | | | | | | | | | |
Shihuang “Simon” Xie(2)
|
| | | | 8,716,779 | | | | | | 12.49% | | |
Lionyet International Ltd.(2)
|
| | | | 5,284,084 | | | | | | 7.57% | | |
Theodore T. Wang(3)
|
| | | | 5,284,083 | | | | | | 7.57% | | |
Intel Capital Corporation(4)
|
| | | | 6,282,325 | | | | | | 9.39% | | |
Entities affiliated with Runa Capital(5)
|
| | | | 5,269,012 | | | | | | 7.87% | | |
Entities affiliated with SmartFin Capital(6)
|
| | | | 5,878,775 | | | | | | 8.79% | | |
Alibaba.com (Europe)(7)
|
| | | | 4,559,016 | | | | | | 6.81% | | |
Entities affiliated with Open Ocean(8)
|
| | | | 3,506,755 | | | | | | 5.24% | | |
Lakeside Travel Holding Ltd.(2)
|
| | | | 3,432,695 | | | | | | 5.13% | | |
California Technology Partners II, LP(10)
|
| | | | 3,633,683 | | | | | | 5.43% | | |
Executive Officers and Directors: | | | | | | | | | | | | | |
Paul O’Brien(15)
|
| | | | — | | | | | | * | | |
Michael Howard(9)
|
| | | | 2,384,564 | | | | | | 3.64% | | |
Alexander B. Suh(10)
|
| | | | 4,412,322 | | | | | | 6.59% | | |
Theodore T. Wang(3)
|
| | | | 5,284,083 | | | | | | 7.57% | | |
Christine Russell(11)
|
| | | | 21,391 | | | | | | * | | |
Harold R. Berenson(12)
|
| | | | 21,392 | | | | | | * | | |
Jurgen Ingels(6)
|
| | | | 5,878,775 | | | | | | 8.79% | | |
Conor McCarthy
|
| | | | — | | | | | | * | | |
Franz Aman(13)
|
| | | | 379,664 | | | | | | * | | |
Roya Shakoori
|
| | | | — | | | | | | * | | |
All directors and executive officers (10 individuals) as a group(14)
|
| | | | 18,461,824 | | | | | | 26.10% | | |