PRESIDENT AND CHIEF COMPLIANCE OFFICER

0001951757-23-000499.txt : 20230808 0001951757-23-000499.hdr.sgml : 20230808 20230808165744 ACCESSION NUMBER: 0001951757-23-000499 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230808 EFFECTIVENESS DATE: 20230808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Balboa Wealth Partners CENTRAL INDEX KEY: 0001929008 IRS NUMBER: 810694237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22715 FILM NUMBER: 231152306 BUSINESS ADDRESS: STREET 1: 6263 NORTH SCOTTSDALE ROAD STREET 2: SUITE 265 CITY: SCOTTSDALE STATE: AZ ZIP: 85250 BUSINESS PHONE: 9494451465 MAIL ADDRESS: STREET 1: 6263 NORTH SCOTTSDALE ROAD STREET 2: SUITE 265 CITY: SCOTTSDALE STATE: AZ ZIP: 85250 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001929008 XXXXXXXX 06-30-2023 06-30-2023 Balboa Wealth Partners

6263 NORTH SCOTTSDALE ROAD SUITE 265 SCOTTSDALE AZ 85250

13F HOLDINGS REPORT 028-22715 N JEFFREY A. GILBERT PRESIDENT AND CHIEF COMPLIANCE OFFICER 949-445-1465 JEFFREY A. GILBERT SCOTTSDALE AZ 08-08-2023 1 301 286729497 false 1 Axxcess Wealth Management, LLC INFORMATION TABLE 2 F_13F_Balboa_Q22023.xml MCDONALDS CORP COM 580135101 891306 2987 SH DFND 1.0 0 0 2987 ZIONS BANCORPORATION N A COM 989701107 210851 7850 SH SOLE 0 0 7850 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 37437 33000 PRN SOLE 0 0 33000 WELLTOWER INC COM 95040Q104 229889 2842 SH DFND 1.0 0 0 2842 MOODYS CORP COM 615369105 290024 834 SH DFND 1.0 0 0 834 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 221109 3379 SH DFND 1.0 0 0 3379 GOLDMAN SACHS GROUP INC COM 38141G104 361220 1120 SH DFND 1.0 0 0 1120 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3282130 32522 SH DFND 1.0 0 0 32522 SPDR SER TR PORTFOLIO S&P600 78468R853 294294 7577 SH SOLE 0 0 7577 ISHARES TR S&P 500 VAL ETF 464287408 700948 4349 SH SOLE 0 0 4349 MAIN STR CAP CORP COM 56035L104 563542 14078 SH SOLE 0 0 14078 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 11985 13000 PRN SOLE 0 0 13000 VENTAS INC COM 92276F100 443913 9391 SH DFND 1.0 0 0 9391 GABELLI UTIL TR COM 36240A101 583012 85990 SH SOLE 0 0 85990 STARBUCKS CORP COM 855244109 237371 2396 SH DFND 1.0 0 0 2396 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 1096531 25289 SH SOLE 0 0 25289 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 99964 13240 SH SOLE 0 0 13240 GENERAL MTRS CO COM 37045V100 241045 6251 SH DFND 1.0 0 0 6251 INTEL CORP COM 458140100 428261 12807 SH DFND 1.0 0 0 12807 SPDR SER TR BLOOMBERG EMERGI 78464A391 282401 13346 SH SOLE 0 0 13346 IONIS PHARMACEUTICALS INC NOTE 4/0 462222AD2 17072 18000 PRN SOLE 0 0 18000 PATRICK INDS INC NOTE 1.750%12/0 703343AG8 39249 40000 PRN SOLE 0 0 40000 FORD MTR CO DEL NOTE 3/1 345370CZ1 39093 36000 PRN SOLE 0 0 36000 EXXON MOBIL CORP COM 30231G102 704895 6572 SH DFND 1.0 0 0 6572 SPDR SER TR S&P BIOTECH 78464A870 695636 8361 SH SOLE 0 0 8361 CISCO SYS INC COM 17275R102 284545 5500 SH DFND 1.0 0 0 5500 LULULEMON ATHLETICA INC COM 550021109 234292 619 SH DFND 1.0 0 0 619 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 31002 34000 PRN SOLE 0 0 34000 ALPHABET INC CAP STK CL C 02079K107 6014145 49716 SH DFND 1.0 0 0 49716 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 764977 75516 SH SOLE 0 0 75516 INNOVATOR ETFS TR US EQT ULTRA BF 45782C730 253820 8878 SH SOLE 0 0 8878 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 751324 7083 SH DFND 1.0 0 0 7083 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 525950 10673 SH SOLE 0 0 10673 CRANE NXT CO COM 224441105 289537 5130 SH SOLE 0 0 5130 FIRST MAJESTIC SILVER CORP COM 32076V103 62150 11000 SH SOLE 0 0 11000 MICROSOFT CORP COM 594918104 20325491 59686 SH DFND 1.0 0 0 59686 ISHARES TR TRS FLT RT BD 46434V860 468698 9250 SH SOLE 0 0 9250 FORTINET INC COM 34959E109 226997 3003 SH DFND 1.0 0 0 3003 LILLY ELI & CO COM 532457108 773747 1650 SH DFND 1.0 0 0 1650 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 899957 12393 SH DFND 1.0 0 0 12393 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1784952 10267 SH DFND 1.0 0 0 10267 UWM HOLDINGS CORPORATION COM CL A 91823B109 107335 19167 SH SOLE 0 0 19167 INVESCO EXCHANGE TRADED FD T ZACKS MULT AST 46137Y500 204825 9564 SH SOLE 0 0 9564 NORTHROP GRUMMAN CORP COM 666807102 294961 647 SH DFND 1.0 0 0 647 GILEAD SCIENCES INC COM 375558103 330932 4294 SH DFND 1.0 0 0 4294 AERCAP HOLDINGS NV SHS N00985106 266784 4200 SH SOLE 0 0 4200 MEDTRONIC PLC SHS G5960L103 211340 2399 SH DFND 1.0 0 0 2399 BROADCOM INC COM 11135F101 1208330 1393 SH DFND 1.0 0 0 1393 DROPBOX INC NOTE 3/0 26210CAC8 36100 38000 PRN SOLE 0 0 38000 HOME DEPOT INC COM 437076102 1080521 3478 SH DFND 1.0 0 0 3478 STERLING INFRASTRUCTURE INC COM 859241101 904183 16204 SH SOLE 0 0 16204 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 226317 8854 SH SOLE 0 0 8854 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1087617 33424 SH SOLE 0 0 33424 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 646731 11203 SH DFND 1.0 0 0 11203 ISHARES TR FLTG RATE NT ETF 46429B655 202619 3987 SH DFND 1.0 0 0 3987 S&P GLOBAL INC COM 78409V104 518916 1294 SH DFND 1.0 0 0 1294 SPDR SER TR NUVEEN BLMBRG SH 78468R739 521824 11091 SH DFND 1.0 0 0 11091 ISHARES TR U.S. FINLS ETF 464287788 564275 7563 SH SOLE 0 0 7563 ISHARES TR CORE S&P500 ETF 464287200 554085 1243 SH DFND 1.0 0 0 1243 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3106860 6 SH SOLE 0 0 6 MGP INGREDIENTS INC NEW NOTE 1.875%11/1 55303JAB2 32115 26000 PRN SOLE 0 0 26000 SHIFT4 PMTS INC NOTE 12/1 82452JAB5 32407 30000 PRN SOLE 0 0 30000 AQUA METALS INC COM 03837J101 14274 12200 SH SOLE 0 0 12200 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3049563 8943 SH DFND 1.0 0 0 8943 ISHARES TR IBOXX HI YD ETF 464288513 1037418 13819 SH DFND 1.0 0 0 13819 ONEOK INC NEW COM 682680103 535668 8679 SH DFND 1.0 0 0 8679 GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 9731 10000 PRN SOLE 0 0 10000 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 46171 47000 PRN SOLE 0 0 47000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 494266 5930 SH DFND 1.0 0 0 5930 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 252718 3887 SH SOLE 0 0 3887 AFFIRM HLDGS INC COM CL A 00827B106 561921 36655 SH SOLE 0 0 36655 BP PLC SPONSORED ADR 055622104 856242 24263 SH DFND 1.0 0 0 24263 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 39967 38000 PRN SOLE 0 0 38000 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 209019 4992 SH SOLE 0 0 4992 SPLUNK INC NOTE 1.125% 9/1 848637AD6 21025 21000 PRN SOLE 0 0 21000 ISHARES TR US INDUSTRIALS 464287754 611851 5770 SH SOLE 0 0 5770 GSK PLC SPONSORED ADR 37733W204 230111 6457 SH DFND 1.0 0 0 6457 MSCI INC COM 55354G100 655540 1397 SH DFND 1.0 0 0 1397 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 15001 15000 PRN SOLE 0 0 15000 CHESAPEAKE ENERGY CORP COM 165167735 295033 3526 SH DFND 1.0 0 0 3526 LEUTHOLD FDS INC CORE ETF 527289789 214868 6932 SH SOLE 0 0 6932 ISHARES TR IBOXX INV CP ETF 464287242 1275289 11793 SH DFND 1.0 0 0 11793 PARATEK PHARMACEUTICALS INC NOTE 4.750% 5/0 699374AB0 24469 25000 PRN SOLE 0 0 25000 HAEMONETICS CORP MASS NOTE 3/0 405024AB6 34118 40000 PRN SOLE 0 0 40000 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 59635 27000 PRN SOLE 0 0 27000 SPDR SER TR BLOOMBERG HIGH Y 78468R622 240750 2616 SH DFND 1.0 0 0 2616 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 16934 21000 PRN SOLE 0 0 21000 ISHARES TR CORE DIV GRWTH 46434V621 369364 7168 SH SOLE 0 0 7168 SIMPSON MFG INC COM 829073105 446247 3222 SH DFND 1.0 0 0 3222 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 293151 5093 SH SOLE 0 0 5093 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 243012 3869 SH DFND 1.0 0 0 3869 WALMART INC COM 931142103 304943 1940 SH DFND 1.0 0 0 1940 ISHARES TR CORE INTL AGGR 46435G672 398904 8093 SH SOLE 0 0 8093 TAYLOR MORRISON HOME CORP COM 87724P106 389770 7992 SH SOLE 0 0 7992 SOFI TECHNOLOGIES INC COM 83406F102 115301 13825 SH SOLE 0 0 13825 PHILIP MORRIS INTL INC COM 718172109 239350 2452 SH DFND 1.0 0 0 2452 CANOPY GROWTH CORP COM 138035100 8113 20915 SH SOLE 0 0 20915 OMEROS CORP NOTE 6.250%11/1 682143AE2 14861 15000 PRN SOLE 0 0 15000 MEDICAL PPTYS TRUST INC COM 58463J304 100866 10893 SH SOLE 0 0 10893 CAMECO CORP COM 13321L108 945060 30165 SH SOLE 0 0 30165 DELTA AIR LINES INC DEL COM NEW 247361702 246638 5188 SH SOLE 0 0 5188 SSGA ACTIVE TR SPDR SSGA FXD 78470P507 1382320 53448 SH SOLE 0 0 53448 ALTRIA GROUP INC COM 02209S103 229282 5061 SH DFND 1.0 0 0 5061 DUKE ENERGY CORP NEW COM NEW 26441C204 242037 2697 SH DFND 1.0 0 0 2697 NIKE INC CL B 654106103 233876 2119 SH DFND 1.0 0 0 2119 SCHWAB STRATEGIC TR INTERNL DIVID 808524672 218788 9139 SH SOLE 0 0 9139 SPDR INDEX SHS FDS PORTFLO EURP ETF 78463X103 595249 15457 SH SOLE 0 0 15457 STRATEGY SHS NS 7HANDL IDX 86280R506 394376 19399 SH SOLE 0 0 19399 ULTA BEAUTY INC COM 90384S303 1215076 2582 SH SOLE 0 0 2582 CONMED CORP NOTE 2.625% 2/0 207410AF8 41872 27000 PRN SOLE 0 0 27000 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 30023 31000 PRN SOLE 0 0 31000 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 30109 34000 PRN SOLE 0 0 34000 VANGUARD INDEX FDS SMALL CP ETF 922908751 290379 1460 SH DFND 1.0 0 0 1460 VERIZON COMMUNICATIONS INC COM 92343V104 956222 25712 SH DFND 1.0 0 0 25712 ETSY INC NOTE 0.125%10/0 29786AAJ5 24990 21000 PRN SOLE 0 0 21000 CHEVRON CORP NEW COM 166764100 1102091 7004 SH DFND 1.0 0 0 7004 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 26397 23000 PRN SOLE 0 0 23000 MERCK & CO INC COM 58933Y105 496457 4302 SH DFND 1.0 0 0 4302 NETFLIX INC COM 64110L106 1444807 3280 SH DFND 1.0 0 0 3280 CBRE GBL REAL ESTATE INC FD COM 12504G100 65223 12471 SH SOLE 0 0 12471 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4503323 9403 SH DFND 1.0 0 0 9403 ISHARES TR U.S. BAS MTL ETF 464287838 612429 4603 SH SOLE 0 0 4603 APPLIED OPTOELECTRONICS INC NOTE 5.000% 3/1 03823UAB8 20129 27000 PRN SOLE 0 0 27000 VERISK ANALYTICS INC COM 92345Y106 302097 1337 SH DFND 1.0 0 0 1337 VANGUARD WORLD FDS UTILITIES ETF 92204A876 290527 2044 SH DFND 1.0 0 0 2044 AMAZON COM INC COM 023135106 8765015 67237 SH DFND 1.0 0 0 67237 ISHARES TR 7-10 YR TRSY BD 464287440 286612 2967 SH DFND 1.0 0 0 2967 BUILDERS FIRSTSOURCE INC COM 12008R107 517752 3807 SH SOLE 0 0 3807 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 559211 11153 SH SOLE 0 0 11153 DATADOG INC NOTE 0.125% 6/1 23804LAB9 33643 27000 PRN SOLE 0 0 27000 EMERSON ELEC CO COM 291011104 289198 3199 SH DFND 1.0 0 0 3199 COTY INC COM CL A 222070203 486881 39616 SH SOLE 0 0 39616 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 26111 33000 PRN SOLE 0 0 33000 ADOBE SYSTEMS INCORPORATED COM 00724F101 4342206 8880 SH DFND 1.0 0 0 8880 PEABODY ENERGY CORP COM 704551100 323795 14949 SH SOLE 0 0 14949 DOW INC COM 260557103 208531 3915 SH DFND 1.0 0 0 3915 JPMORGAN CHASE & CO COM 46625H100 1041717 7163 SH DFND 1.0 0 0 7163 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 204960 2562 SH SOLE 0 0 2562 SCHWAB STRATEGIC TR US TIPS ETF 808524870 349361 6663 SH DFND 1.0 0 0 6663 TESLA INC COM 88160R101 37961362 145018 SH DFND 1.0 0 0 145018 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 227369 3005 SH DFND 1.0 0 0 3005 ILLINOIS TOOL WKS INC COM 452308109 279184 1116 SH DFND 1.0 0 0 1116 LITHIUM AMERS CORP NEW COM NEW 53680Q207 846556 41888 SH SOLE 0 0 41888 NICE LTD NOTE 9/1 653656AB4 51477 53000 PRN SOLE 0 0 53000 ROYAL CARIBBEAN GROUP COM V7780T103 453136 4368 SH DFND 1.0 0 0 4368 INVESCO QQQ TR UNIT SER 1 46090E103 3479795 9420 SH DFND 1.0 0 0 9420 IMMUNIC INC COM 4525EP101 30120 12000 SH SOLE 0 0 12000 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 28042 27000 PRN SOLE 0 0 27000 SOUTHERN CO COM 842587107 675413 9614 SH DFND 1.0 0 0 9614 CONSOLIDATED EDISON INC COM 209115104 205122 2269 SH DFND 1.0 0 0 2269 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 781301 13151 SH SOLE 0 0 13151 SERVICENOW INC COM 81762P102 289977 516 SH DFND 1.0 0 0 516 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 27811 27000 PRN SOLE 0 0 27000 COSTCO WHSL CORP NEW COM 22160K105 2768821 5143 SH DFND 1.0 0 0 5143 BOEING CO COM 097023105 2818986 13350 SH DFND 1.0 0 0 13350 UNITEDHEALTH GROUP INC COM 91324P102 427803 890 SH DFND 1.0 0 0 890 NVIDIA CORPORATION COM 67066G104 16214731 38331 SH DFND 1.0 0 0 38331 COCA COLA CO COM 191216100 274760 4563 SH DFND 1.0 0 0 4563 NCL CORP LTD NOTE 5.375% 8/0 62886HAX9 37168 27000 PRN SOLE 0 0 27000 BLACKROCK CORPOR HI YLD FD I COM 09255P107 163067 18281 SH SOLE 0 0 18281 ROBLOX CORP CL A 771049103 271421 6735 SH DFND 1.0 0 0 6735 PALO ALTO NETWORKS INC COM 697435105 504888 1976 SH DFND 1.0 0 0 1976 AMBARELLA INC SHS G037AX101 593137 7089 SH SOLE 0 0 7089 ISHARES INC INTL HIGH YIELD 464286210 271244 5765 SH SOLE 0 0 5765 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 2207412 39895 SH DFND 1.0 0 0 39895 WOLFSPEED INC NOTE 0.250% 2/1 977852AB8 30861 40000 PRN SOLE 0 0 40000 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 510899 11068 SH SOLE 0 0 11068 SCHWAB CHARLES CORP COM 808513105 573458 10117 SH DFND 1.0 0 0 10117 HUNTINGTON BANCSHARES INC COM 446150104 305883 28375 SH DFND 1.0 0 0 28375 VISA INC COM CL A 92826C839 1996024 8405 SH DFND 1.0 0 0 8405 LOOP INDS INC COM 543518104 156734 48675 SH SOLE 0 0 48675 TEXAS INSTRS INC COM 882508104 1549907 8610 SH DFND 1.0 0 0 8610 ORACLE CORP COM 68389X105 245769 2064 SH DFND 1.0 0 0 2064 PFIZER INC COM 717081103 720178 19634 SH DFND 1.0 0 0 19634 ISHARES TR 0-5 YR TIPS ETF 46429B747 219990 2254 SH SOLE 0 0 2254 SPDR SER TR BLOOMBERG 1 10 Y 78468R861 369311 20006 SH SOLE 0 0 20006 RITHM CAPITAL CORP COM NEW 64828T201 143358 15332 SH SOLE 0 0 15332 MASTERCARD INCORPORATED CL A 57636Q104 2804779 7131 SH DFND 1.0 0 0 7131 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 29206 32000 PRN SOLE 0 0 32000 INNOVATOR ETFS TR US EQTY PWR BUF 45782C748 2951581 93198 SH SOLE 0 0 93198 ISHARES TR U.S. TECH ETF 464287721 690998 6347 SH SOLE 0 0 6347 ACTIVISION BLIZZARD INC COM 00507V109 241935 2870 SH SOLE 0 0 2870 MICRON TECHNOLOGY INC COM 595112103 1092448 17310 SH DFND 1.0 0 0 17310 INNOVATOR ETFS TR EMRGNG MKT JULY 45782C714 387885 16828 SH SOLE 0 0 16828 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 53632 21000 PRN SOLE 0 0 21000 DISNEY WALT CO COM 254687106 1082198 12121 SH DFND 1.0 0 0 12121 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 246304 2972 SH DFND 1.0 0 0 2972 ISHARES TR 20 YR TR BD ETF 464287432 486083 4722 SH DFND 1.0 0 0 4722 INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 9962 20000 PRN SOLE 0 0 20000 GLOBAL SELF STORAGE INC COM 37955N106 55298 10950 SH SOLE 0 0 10950 EATON CORP PLC SHS G29183103 322766 1605 SH DFND 1.0 0 0 1605 DEXCOM INC NOTE 0.250%11/1 252131AK3 37266 35000 PRN SOLE 0 0 35000 SALESFORCE INC COM 79466L302 356818 1689 SH DFND 1.0 0 0 1689 NUVEEN ARIZONA QLTY MUN INC COM 67061W104 123894 11525 SH SOLE 0 0 11525 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 207053 8807 SH SOLE 0 0 8807 ALBEMARLE CORP COM 012653101 1269750 5692 SH DFND 1.0 0 0 5692 IRONNET INC COM 46323Q105 5656 27100 SH SOLE 0 0 27100 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 35634 31000 PRN SOLE 0 0 31000 ISHARES TR PFD AND INCM SEC 464288687 635612 20550 SH DFND 1.0 0 0 20550 ABBVIE INC COM 00287Y109 919409 6824 SH DFND 1.0 0 0 6824 CABLE ONE INC NOTE 1.125% 3/1 12685JAG0 30374 40000 PRN SOLE 0 0 40000 ATKORE INC COM 047649108 587738 3769 SH SOLE 0 0 3769 ENPHASE ENERGY INC NOTE 3/0 29355AAH0 30964 33000 PRN SOLE 0 0 33000 HELIX ENERGY SOLUTIONS GRP I NOTE 6.750% 2/1 42330PAK3 43414 33000 PRN SOLE 0 0 33000 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 951201 10359 SH SOLE 0 0 10359 ARES CAPITAL CORP COM 04010L103 585401 31155 SH DFND 1.0 0 0 31155 FORD MTR CO DEL COM 345370860 468149 30942 SH DFND 1.0 0 0 30942 INVESCO SR INCOME TR COM 46131H107 40425 10500 SH SOLE 0 0 10500 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 33638 32000 PRN SOLE 0 0 32000 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 36193 31000 PRN SOLE 0 0 31000 BANK AMERICA CORP COM 060505104 390041 13595 SH DFND 1.0 0 0 13595 LAM RESEARCH CORP COM 512807108 287358 447 SH DFND 1.0 0 0 447 EQT CORP NOTE 1.750% 5/0 26884LAK5 53473 19000 PRN SOLE 0 0 19000 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 685286 20329 SH SOLE 0 0 20329 CONOCOPHILLIPS COM 20825C104 218928 2113 SH DFND 1.0 0 0 2113 ARISTA NETWORKS INC COM 040413106 260268 1606 SH DFND 1.0 0 0 1606 PEPSICO INC COM 713448108 440898 2380 SH DFND 1.0 0 0 2380 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 831002 24087 SH SOLE 0 0 24087 JOHNSON & JOHNSON COM 478160104 1101973 6658 SH DFND 1.0 0 0 6658 ISHARES TR US INFRASTRUC 46435U713 400440 10247 SH SOLE 0 0 10247 PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 70509VAA8 27700 33000 PRN SOLE 0 0 33000 UNITED PARCEL SERVICE INC CL B 911312106 397642 2218 SH DFND 1.0 0 0 2218 ISHARES TR RUS 1000 VAL ETF 464287598 240449 1523 SH DFND 1.0 0 0 1523 SPDR GOLD TR GOLD SHS 78463V107 1764516 9898 SH DFND 1.0 0 0 9898 VAIL RESORTS INC NOTE 1/0 91879QAN9 34724 39000 PRN SOLE 0 0 39000 THERMO FISHER SCIENTIFIC INC COM 883556102 257799 494 SH DFND 1.0 0 0 494 WESTERN ASSET MORTGAGE CAPIT NOTE 6.750% 9/1 95790DAD7 21625 25000 PRN SOLE 0 0 25000 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 384814 2266 SH DFND 1.0 0 0 2266 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 263002 5022 SH SOLE 0 0 5022 SNAP INC NOTE 0.750% 8/0 83304AAB2 11926 13000 PRN SOLE 0 0 13000 DEERE & CO COM 244199105 292125 721 SH DFND 1.0 0 0 721 OFS CREDIT COMPANY INC COM 67111Q107 144210 17250 SH SOLE 0 0 17250 RAYTHEON TECHNOLOGIES CORP COM 75513E101 896318 9150 SH DFND 1.0 0 0 9150 DARLING INGREDIENTS INC COM 237266101 242338 3799 SH DFND 1.0 0 0 3799 AMERICAN CENTY ETF TR EMERGING MKT VAL 025072372 262276 6009 SH SOLE 0 0 6009 ISHARES TR RUSSELL 2000 ETF 464287655 594957 3177 SH DFND 1.0 0 0 3177 SHOCKWAVE MED INC COM 82489T104 804285 2818 SH SOLE 0 0 2818 MOSAIC CO NEW COM 61945C103 295123 8432 SH SOLE 0 0 8432 PEAKSTONE REALTY TRUST COMMON SHARES 39818P799 340010 12178 SH SOLE 0 0 12178 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 301972 4501 SH SOLE 0 0 4501 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 611260 8409 SH DFND 1.0 0 0 8409 PROCTER AND GAMBLE CO COM 742718109 717616 4729 SH DFND 1.0 0 0 4729 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 644485 4856 SH DFND 1.0 0 0 4856 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 201522 6241 SH SOLE 0 0 6241 ABBOTT LABS COM 002824100 679721 6235 SH DFND 1.0 0 0 6235 CVS HEALTH CORP COM 126650100 260236 3764 SH DFND 1.0 0 0 3764 ASML HOLDING N V N Y REGISTRY SHS N07059210 2549992 3518 SH DFND 1.0 0 0 3518 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 336361 12389 SH SOLE 0 0 12389 META PLATFORMS INC CL A 30303M102 4106397 14309 SH DFND 1.0 0 0 14309 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 224943 4871 SH DFND 1.0 0 0 4871 SPDR SER TR PORTFLI HIGH YLD 78468R606 222256 9731 SH SOLE 0 0 9731 SPDR SER TR AEROSPACE DEF 78464A631 465095 3827 SH SOLE 0 0 3827 INTUITIVE SURGICAL INC COM NEW 46120E602 1859812 5439 SH DFND 1.0 0 0 5439 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 19725 20000 PRN SOLE 0 0 20000 THE CIGNA GROUP COM 125523100 214313 764 SH DFND 1.0 0 0 764 ALPHABET INC CAP STK CL A 02079K305 1663913 13901 SH DFND 1.0 0 0 13901 CHENIERE ENERGY INC COM NEW 16411R208 608173 3992 SH DFND 1.0 0 0 3992 ADVANCED MICRO DEVICES INC COM 007903107 8468183 74341 SH DFND 1.0 0 0 74341 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 819530 11049 SH DFND 1.0 0 0 11049 AMERICAN CENTY ETF TR US SML CP VALU 025072877 662500 8536 SH SOLE 0 0 8536 APPLIED MATLS INC COM 038222105 372058 2574 SH DFND 1.0 0 0 2574 NEXTERA ENERGY INC COM 65339F101 258003 3477 SH DFND 1.0 0 0 3477 PULTE GROUP INC COM 745867101 419705 5403 SH SOLE 0 0 5403 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 549255 15976 SH SOLE 0 0 15976 SELECT SECTOR SPDR TR ENERGY 81369Y506 2109861 25993 SH DFND 1.0 0 0 25993 GALLAGHER ARTHUR J & CO COM 363576109 504352 2297 SH SOLE 0 0 2297 BLOCK INC NOTE 0.125% 3/0 852234AF0 17855 19000 PRN SOLE 0 0 19000 SOUTHERN COPPER CORP COM 84265V105 1533476 21375 SH SOLE 0 0 21375 SPDR S&P 500 ETF TR TR UNIT 78462F103 9299563 20979 SH DFND 1.0 0 0 20979 DRAFTKINGS INC NEW COM CL A 26142V105 722465 27191 SH SOLE 0 0 27191 ARCH RESOURCES INC CL A 03940R107 248601 2205 SH SOLE 0 0 2205 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 33066 39000 PRN SOLE 0 0 39000 QUALCOMM INC COM 747525103 835069 7015 SH DFND 1.0 0 0 7015 LOCKHEED MARTIN CORP COM 539830109 609484 1324 SH DFND 1.0 0 0 1324 ISHARES TR US CONSUM DISCRE 464287580 570479 8016 SH SOLE 0 0 8016 REGENERON PHARMACEUTICALS COM 75886F107 1803535 2510 SH DFND 1.0 0 0 2510 ISHARES TR S&P 500 GRWT ETF 464287309 635180 9012 SH DFND 1.0 0 0 9012 MARVELL TECHNOLOGY INC COM 573874104 680186 11378 SH DFND 1.0 0 0 11378 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1677967 4880 SH DFND 1.0 0 0 4880 UBER TECHNOLOGIES INC COM 90353T100 271626 6292 SH DFND 1.0 0 0 6292 ONCTERNAL THERAPEUTICS INC COM 68236P107 16388 47500 SH SOLE 0 0 47500 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 442561 9540 SH SOLE 0 0 9540 ISHARES TR 10-20 YR TRS ETF 464288653 368643 3328 SH SOLE 0 0 3328 SPDR SER TR PORTFOLIO S&P400 78464A847 247485 5393 SH SOLE 0 0 5393 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 321752 920 SH SOLE 0 0 920 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 25731 24000 PRN SOLE 0 0 24000 ARRAY TECHNOLOGIES INC NOTE 1.000%12/0 04271TAB6 30805 27000 PRN SOLE 0 0 27000 SUPER MICRO COMPUTER INC COM 86800U104 411013 1649 SH SOLE 0 0 1649 SOUTHWEST AIRLS CO COM 844741108 231770 6401 SH DFND 1.0 0 0 6401 ISHARES TR MSCI EAFE ETF 464287465 624515 8614 SH SOLE 0 0 8614 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 230353 2146 SH DFND 1.0 0 0 2146 AT&T INC COM 00206R102 1349299 84596 SH DFND 1.0 0 0 84596 APPLE INC COM 037833100 17568871 90575 SH DFND 1.0 0 0 90575 UNIVERSAL DISPLAY CORP COM 91347P105 1249502 8669 SH SOLE 0 0 8669 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 724477 1779 SH SOLE 0 0 1779 SPDR SER TR PORTFOLIO AGRGTE 78464A649 364389 14363 SH DFND 1.0 0 0 14363 TILRAY BRANDS INC NOTE 5.000%10/0 88688TAB6 19698 20000 PRN SOLE 0 0 20000 LOWES COS INC COM 548661107 264520 1172 SH DFND 1.0 0 0 1172 CATERPILLAR INC COM 149123101 221779 901 SH DFND 1.0 0 0 901 ISHARES TR 0-3 MNTH TREASRY 46436E718 490471 4874 SH SOLE 0 0 4874 INTERNATIONAL BUSINESS MACHS COM 459200101 289966 2167 SH DFND 1.0 0 0 2167