-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MpyHuzz9W9jHJl4n9ldjIrkYxtf3D6spkZb3J+WM/9+SOAvMBo+4zaWs7cCDzj7s b4JihG+jWZEso9zsgr9qQA== 0001021890-97-000117.txt : 19970416 0001021890-97-000117.hdr.sgml : 19970416 ACCESSION NUMBER: 0001021890-97-000117 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970228 FILED AS OF DATE: 19970415 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHAPARRAL RESOURCES INC CENTRAL INDEX KEY: 0000019252 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840630863 STATE OF INCORPORATION: CO FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-07261 FILM NUMBER: 97581212 BUSINESS ADDRESS: STREET 1: 3400 BISSONNET STREET STREET 2: SUITE 135 CITY: HOUSTON STATE: TX ZIP: 77005 BUSINESS PHONE: 713-669-0932 MAIL ADDRESS: STREET 1: 621 17TH STREET SUITE 1301 CITY: DENVER STATE: CO ZIP: 80293 NT 10-Q 1 NOTIFICATION OF LATE FILING--FORM 10-Q
----------------------------- UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION ----------------------------- Washington, D.C. 20549 OMB Number: 3235-0058 Expires: May 31, 1997 Estimated average burden FORM 12b-25 hours per response ..... 2.50 ----------------------------- ----------------------------- NOTIFICATION OF LATE FILING SEC FILE NUMBER 0-7261 (Check One): ----------------------------- ----------------------------- [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR CUSIP NUMBER 159420 20 7 For Period Ended: February 28, 1997 ----------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: _______________________________________________________________________ - ------------------------------------------------------------------------------------------------------------------------------------ Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. - ------------------------------------------------------------------------------------------------------------------------------------ If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: - ------------------------------------------------------------------------------------------------------------------------------------ PART I -- REGISTRANT INFORMATION Chaparral Resources, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Full Name of Registrant N/A - ------------------------------------------------------------------------------------------------------------------------------------ Former Name if Applicable 3400 Bissonnet Street, Suite 135 - ------------------------------------------------------------------------------------------------------------------------------------ Address of Principal Executive Office (Street and Number) Houston, Texas 77005 - ------------------------------------------------------------------------------------------------------------------------------------ City, State and Zip Code PART II -- RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) | (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable | effort or expense; | [X] | (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K or Form N-SAR, | or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the | subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth | calendar day following the prescribed due date; and | | (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III -- NARRATIVE State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. Registrant owns interests in oil and gas properties in a foreign country through a subsidiary which has a 50% interest in a foreign entity that owns the interests in the oil and gas properties. The financial statements of both entities will have to be consolidated with those of the Registrant. The Registrant has been advised that delays have been encountered in obtaining the financial information for such entities. Therefore, personnel of the Registrant have been unable to complete the required financial information for the quarterly period ended February 28, 1997, in order for the Registrant's Quarterly Report on Form 10-Q to be filed in the prescribed time period. SEC 1344 (6/94)
PART IV--OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Charles Karren 713 669-0932 -------------------------------------------------------------------------------------------------------------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). [X] Yes [ ] No -------------------------------------------------------------------------------------------------------------------------------- (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. Registrant will report a net loss for the quarter ended February 28, 1997. Registrant is in the process of quantifying the net loss. Registrant previously reported a net loss of $82,000 for the quarter ended February 29, 1996, and reported a net loss of $2,416,000 for the fiscal year ended November 30, 1996. The net losses were primarily related to the Registrant's foreign operations. ==================================================================================================================================== Chaparral Resources, Inc. ------------------------------------------ (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date April 14, 1997 By /s/ Charles P. Karren ---------------------------------------------------- Charles P. Karren, Vice President of Business Development INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. - ----------------------------------------------------------- ATTENTION -------------------------------------------------------------- Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). - ------------------------------------------------------------------------------------------------------------------------------------
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