-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NahNYqS9EswXkNOcbdbat17ilN8nO7/c6UKmaVuly80S7YrKrxah5GbJgrwUlIwC fIPRFMeLAn5w/DGJzX15jQ== 0000950127-00-000078.txt : 20000216 0000950127-00-000078.hdr.sgml : 20000216 ACCESSION NUMBER: 0000950127-00-000078 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000208 FILED AS OF DATE: 20000215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHAPARRAL RESOURCES INC CENTRAL INDEX KEY: 0000019252 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840630863 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-07261 FILM NUMBER: 546289 BUSINESS ADDRESS: STREET 1: 2211 NORFOLK STREET 2: SUITE 1150 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 2818777100 MAIL ADDRESS: STREET 1: 16945 NORTHCHASE STREET 2: SUITE 1440 CITY: HOUSTON STATE: TX ZIP: 77060 COMPANY DATA: COMPANY CONFORMED NAME: SHELL CAPITAL LTD CENTRAL INDEX KEY: 0001106190 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: SHELL CENTRE CITY: LONDON ENGLAND BUSINESS PHONE: 004402079343080 MAIL ADDRESS: STREET 1: SHELL CENTRE CITY: LONDON ENGLAND 3 1 INITIAL STATE/BENEFICIAL OWNERSHIP OF SECURITIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Shell Capital Limited - -------------------------------------------------------------------------------- (Last, First, Middle) Shell Centre - -------------------------------------------------------------------------------- (Street) London SE1 7NA, England - -------------------------------------------------------------------------------- (City, State Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) February 8, 2000 ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Issuer Name and Ticker or Trading Symbol Chaparral Resources, Inc. (CHAR) ================================================================================ 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------- ================================================================================ 6. If Amendment, Date of Original (Month/Day/Year) N/A ================================================================================ 7. Individual or Joint/Group Filing (Check applicable line) [ ] Form Filed by One Reporting Person [ X ] Form Filed by More than One Reporting Person * If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr.5) - ------------------------------------------------------------------------------------------------------------------------------------ (1) - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. ================================================================================ Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) --------------------------------------------------------------------------------
3. Title and Amount of Securities Underlying Derivative Security 2. Date Exercisable (Instr. 4) and Expiration Date --------------------------------- (Month/Day/Year) Amount ---------------------- or Date Expira- Number 1. Title of Derivative Exer- tion of Security (Instr. 4) cisable Date Title Shares - ------------------------- ------------------------------------------------------------------------------- (1) Warrants to purchase See See Common Stock 146,693 common stock footnote footnote #1 #2 - ------------------------------------------------------------------------------------------------------------------ (1) The Warrants are exercisable at any time beginning upon the earlier of (i) the date of completion of the development project of the Karakuduk Oil Field in the Republic of Kazakhstan, as envisaged under the terms of the Loan Agreement, and (ii) September 30, 2001 (the "Commencement Date"). (2) Five years from the Commencement Date. -------------------------------------------------------------------------------- Table II (cont.) -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) -------------------------------------------------------------------------------- 5. Owner- ship Form of Derivative 4. Conver- Security: sion or Direct 6. Nature of Exercise (D) or Indirect Price of Indirect Beneficial 1. Title of Derivative Derivative (I) Ownership Security (Instr. 4) Security (Instr.5) (Instr. 5) - -------------------------------------------------------------------------------------------------------- (1) Warrants to purchase $15.45 D common stock - -------------------------------------------------------------------------------------------------------- ========================================================================================================
Explanation of Responses: /s/ Stephen Murley Garfield Hodge February 15, 2000 - --------------------------------------------- ----------------------- Name: Stephen Murley Garfield Hodge Date **Signature of Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Alternatively, this form is permitted to be submitted to the Commission in electronic format at the option of the reporting person pursuant to Rule 101(b)(4) of Regulation S-T. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. SEC 1473 (7-96) Joint Filer Information Name: The Shell Petroleum Company Limited Address: Shell Centre London SE1 7NA England Designated Filer: Shell Capital Limited Issuer & Ticker Symbol: Chaparral Resources, Inc. (CHAR) Date of Event Requiring Statement: February 8, 2000 Signature: By: /s/ Jyoti Munsiff ------------------------------------- Name: Jyoti Eruch Munsiff Title: Company Secretary -----END PRIVACY-ENHANCED MESSAGE-----