-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CPdU8YDzp80EFrMBquG/ZNHl5VxQUCITw2Hl7iRTnI4odHRO9bpojFXN46Lt2g52 +w3XX1+DKEQULEzBONFXvQ== /in/edgar/work/20000823/0000948830-00-000413/0000948830-00-000413.txt : 20000922 0000948830-00-000413.hdr.sgml : 20000922 ACCESSION NUMBER: 0000948830-00-000413 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000823 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHAPARRAL RESOURCES INC CENTRAL INDEX KEY: 0000019252 STANDARD INDUSTRIAL CLASSIFICATION: [1311 ] IRS NUMBER: 840630863 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-10253 FILM NUMBER: 708148 BUSINESS ADDRESS: STREET 1: 2211 NORFOLK STREET 2: SUITE 1150 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 2818777100 MAIL ADDRESS: STREET 1: 16945 NORTHCHASE STREET 2: SUITE 1440 CITY: HOUSTON STATE: TX ZIP: 77060 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VANDER PLOEG ANDREW P CENTRAL INDEX KEY: 0000941383 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 4070 SO NARCISSUS WAY CITY: DENVER STATE: CO ZIP: 80237 MAIL ADDRESS: STREET 1: 4070 SO NARCISSUS WAY CITY: DENVER STATE: CO ZIP: 80237 SC 13D 1 0001.txt SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 CHAPARRAL RESOURCES, INC. ------------------------------- (Name of Issuer) $.0001 Par Value Common Stock --------------------------------------- (Title of Class of Securities) 159420207 ------------- (CUSIP NUMBER) Michael B. Young, Treasurer and Controller 2211 Norfolk, Suite 1150, Houston, Texas 77098 (281) 877-7100 ------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 10, 2000 ------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a Statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [__]. SCHEDULE 13D Page 2 of 5 CUSIP NO. 159420207 - ----------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Andrew P. Vander Ploeg - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS (See Instructions): PF - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: U.S.A. - ------------------------------------------------------------------------------ NUMBER OF SHARES (7) SOLE VOTING POWER 44,300 BENEFICIALLY OWNED (8) SHARED VOTING POWER 6,000 BY EACH REPORTING (9) SOLE DISPOSITIVE POWER 44,300 PERSON WITH (10) SHARED DISPOSITIVE POWER 6,000 - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 50,300 - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.1% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON (See Instructions): IN - ------------------------------------------------------------------------------ SCHEDULE 13D Page 3 of 5 CUSIP NO. 159420207 - ----------------------------------------------------------------------------- ITEM 1. The title of the class of equity securities to which this statement relates is shares of Common Stock, $.0001 value (the "Shares"), of Chaparral Resources, Inc. (the "Issuer"). The name and address of principal executive offices of the Issuer are: Chaparral Resources, Inc. 2211 Norfolk, Suite 1150 Houston, Texas 77098 ITEM 2. IDENTIFY AND BACKGROUND During the last five years, the foregoing person: (i) has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or a finding of any violation with respect to such laws. The person is a citizen of the United States of America. The name, address and occupation is as follows: (a) Andrew P. Vander Ploeg 4070 South Narcissus Way Denver, CO 80237 SCHEDULE 13D Page 4 of 5 CUSIP NO. 159420207 - ----------------------------------------------------------------------------- ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. The consideration used to purchase the shares reported in this Schedule 13D was personal funds. ITEM 4. PURPOSE OF TRANSACTION Investment purposes. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) The number of shares, and the percentages thereof, of the 980,481 Shares outstanding as of August 10, 2000, beneficially owned by the person named in Item 2 is as follows: Andrew Vander Ploeg ------------ (a) Shares owned directly 50,300 (1) (b) Shares which may be acquired upon exercise of warrants or options or conversion of preferred stock 0 (c) TOTAL 50,300 (1) The breakdown of ownership of the reported shares is as follows: Andrew Vander Ploeg: Personally 6,500 Keogh/Money Purchase Plan 20,500 Keogh/Profit Sharing Plan 11,000 IRA 6,000 C/F Jamie Vander Ploeg (daughter) 300 ------ 44,300 Susan Keesen (wife): Personally 2,000 IRA 2,000 C/F Peter Vander Ploeg (son) 2,000 ------- 6,000 ------ 50,300 SCHEDULE 13D Page 5 of 5 CUSIP NO. 159420207 - ----------------------------------------------------------------------------- ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF ISSUER There are no contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 and between such persons and any person with respect to any securities of the Company, including, but not limited to, transfer or voting of any of the securities of the Company, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, or a pledge or contingency the occurrence of which would give another person voting power or investment power over the securities of the Company, except as follows: N/A ITEM 7. MATERIALS TO BE FILED AS EXHIBITS. N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 22, 2000 /s/ Andrew P. Vander Ploeg Andrew P. Vander Ploeg -----END PRIVACY-ENHANCED MESSAGE-----