-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HvDt0dpgqKGa3Qr+yblqqdTTwKxA6kmbjbVtlDViYQguyCFofFU6sXa3j/Pglfs9 D1LqM1lvVLDYOkN5SIx7nQ== 0000932799-97-000020.txt : 19970222 0000932799-97-000020.hdr.sgml : 19970222 ACCESSION NUMBER: 0000932799-97-000020 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHAPARRAL RESOURCES INC CENTRAL INDEX KEY: 0000019252 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840630863 STATE OF INCORPORATION: CO FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10253 FILM NUMBER: 97533140 BUSINESS ADDRESS: STREET 1: 621 17TH ST STE 1301 CITY: DENVER STATE: CO ZIP: 80293 BUSINESS PHONE: 3032932340 MAIL ADDRESS: STREET 1: 621 17TH STREET SUITE 1301 CITY: DENVER STATE: CO ZIP: 80293 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN & CO INC/ALLEN HOLDING INC CENTRAL INDEX KEY: 0000904807 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328300 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) CHAPARRAL RESOURCES, INC. --------------------- (Name of Issuer) Common Stock, par value, $.10 per share ---------------------------------------------------- (Title of Class of Securities) 159420207 ------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.)(See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or to otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G - ------------------- ----------------- CUSIP No. 159420207 Page 2 of 7 Pages - ------------------- ------------------ ==========================================================================1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen Holding Inc. - -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - --------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - --------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 - --------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 - --------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 - --------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - --------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - --------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [x] - --------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.0% - --------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC =========================================================================== *SEE INSTRUCTIONS BELOW BEFORE FILLING OUT! SEC 1746 (9-88) SCHEDULE 13G - ------------------- -------------------- CUSIP No.159420207 Page 3 of 7 Pages - ------------------- -------------------- =========================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen & Company Incorporated - --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - --------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - --------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - --------------------------------------------------------------------------- 5 SOLE VOTING POWER 2,676,540 (Includes 928,720 Warrants.) - --------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 - --------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 2,676,540 (Includes 928,720 Warrants.) - --------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - --------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,676,540 (Includes 928,720 Warrants.) - --------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.0% - --------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* BD; CO =========================================================================== *SEE INSTRUCTIONS BELOW BEFORE FILLING OUT! SEC 1746 (9-88) Page 4 of 7 Pages SCHEDULE 13G Item 1. (a) Name of Issuer: Chaparral Resources, Inc. (b) Address of Issuer's Principal Executive Office: 621 17th Street, Suite 1301 Denver, CO 80293 Item 2. Name of Person Filing (a) Name of Person Filing: Allen & Company Incorporated ("ACI") Allen Holding Inc.("AHI") (b) Address of Principal Office: 711 Fifth Avenue New York, New York 10022 (c) Citizenship/Organization: ACI - New York AHI - Delaware (d) Title Class of Securities: Common Stock, par value $.10 per share (e) CUSIP Number: 159420207 Item 3. If Statement is filed pursuant to Rules 13(d)-1(b) or 13d-2(b), check whether Person Filing is a (a) [X] ACI is a Broker-Dealer registered under Section 15 of the Act. (g) [X] AHI is a parent holding company in accordance with Rule 13d-1(b)(ii)(G). Page 5 of 7 Pages Item 4. Ownership. (a) Amount Beneficially Owned: 2,676,540 shares of Common Stock (1)(2) (b) Percent of Class: 7.0% (c) Number of Shares to Which Such Person Has: (i) Sole voting power - 2,676,540 shares of Common Stock (1)(2) (ii) Shared voting power - 0 (iii) Sole dispositive power - 2,676,540 shares of Common Stock (1)(2) (iv) Shared dispositive power - 0 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of Members of the Subsidiary Which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. - ------------------- (1) Includes Warrants to purchase 1,174,000 shares of the Issuer's Common Stock. (2) Includes 7,820 shares in ACI's market maker account. Page 6 of 7 Pages Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 7 of 7 Pages Signature: After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 ALLEN & COMPANY INCORPORATED By:--------------------------- Name: Gaetano J. Casillo Title: Vice President ALLEN HOLDING INC. By:--------------------------- Name: Gaetano J. Casillo Title: Vice President Page 7 of 7 Pages Signature: After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 ALLEN & COMPANY INCORPORATED /x/ Gaetano J. Casillo By:----------------------------- Name: Gaetano J. Casillo Title: Vice President ALLEN HOLDING INC. /x/ Gaetano J. Casillo By:---------------------------- Name: Gaetano J. Casillo Title: Vice President 90476 -----END PRIVACY-ENHANCED MESSAGE-----