N-PX 1 tidal2-carbon_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23793 NAME OF REGISTRANT: Tidal Trust II ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 234 West Florida Street, Suite 203 Milwaukee, WI 53204 NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis Tidal Trust II 234 West Florida Street, Suite 203 Milwaukee, WI 53204 REGISTRANT'S TELEPHONE NUMBER: 844-986-7700 DATE OF FISCAL YEAR END: 07/31 DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023 Carbon Collective Climate Solutions U.S. Equity ETF -------------------------------------------------------------------------------------------------------------------------- AAON, INC. Agenda Number: 935794099 -------------------------------------------------------------------------------------------------------------------------- Security: 000360206 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: AAON ISIN: US0003602069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term ending in Mgmt For For 2026: Caron A. Lawhorn 1b. Election of Director for a term ending in Mgmt Against Against 2026: Stephen O. LeClair 1c. Election of Director for a term ending in Mgmt Against Against 2026: David R. Stewart 2. Proposal to approve, on an advisory basis, Mgmt For For a resolution on the compensation of AAON's named executive officers as set forth in the Proxy Statement. 3. Proposal to ratify Grant Thornton LLP as Mgmt Against Against the independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ABB LTD Agenda Number: 935772257 -------------------------------------------------------------------------------------------------------------------------- Security: 000375204 Meeting Type: Annual Meeting Date: 23-Mar-2023 Ticker: ABB ISIN: US0003752047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approval of the management report, the Mgmt For For consolidated financial statements and the annual financial statements for 2022 2 Consultative vote on the 2022 Compensation Mgmt For For Report 3 Discharge of the Board of Directors and the Mgmt For For persons entrusted with management 4 Appropriation of earnings Mgmt For For 5.1 Amendments to the Articles of Mgmt For For Incorporation: Shares and Capital Structure 5.2 Amendments to the Articles of Mgmt For For Incorporation: Restrictions on Registration 5.3 Amendments to the Articles of Mgmt For For Incorporation: General Meeting of Shareholders 5.4 Amendments to the Articles of Mgmt For For Incorporation: Virtual General Meeting of Shareholders 5.5 Amendments to the Articles of Mgmt For For Incorporation: Board of Directors and Compensation 6 Capital Band Mgmt For For 7.1 Binding vote on the maximum aggregate Mgmt For For amount of compensation of the Board of Directors for the next term of office, i.e. from the 2023 Annual General Meeting to the 2024 Annual General Meeting 7.2 Binding vote on the maximum aggregate Mgmt For For amount of compensation of the Executive Committee for the following financial year, i.e. 2024 8a Election of Director: Gunnar Brock Mgmt For For 8b Election of Director: David Constable Mgmt For For 8c Election of Director: Frederico Fleury Mgmt For For Curado 8d Election of Director: Lars Forberg Mgmt For For 8e Election of Director: Denise Johnson Mgmt For For 8f Election of Director: Jennifer Xin-Zhe Li Mgmt For For 8g Election of Director: Geraldine Matchett Mgmt For For 8h Election of Director: David Meline Mgmt For For 8i Election of Director: Jacob Wallenberg Mgmt For For 8j Election of Director and Chairman: Peter Mgmt For For Voser 9.1 Election to the Compensation Committee: Mgmt For For David Constable (as Director) 9.2 Election to the Compensation Committee: Mgmt For For Frederico Fleury Curado (as Director) 9.3 Election to the Compensation Committee: Mgmt For For Jennifer Xin-Zhe Li (as Director) 10 Election of the independent proxy, Zehnder Mgmt For For Bolliger & Partner 11 Election of the auditors, KPMG AG Mgmt For For 12 In case of additional or alternative Mgmt Against proposals to the published agenda items or new agenda items during the Annual General Meeting, I instruct the independent proxy to act. -------------------------------------------------------------------------------------------------------------------------- ACUITY BRANDS, INC. Agenda Number: 935748991 -------------------------------------------------------------------------------------------------------------------------- Security: 00508Y102 Meeting Type: Annual Meeting Date: 25-Jan-2023 Ticker: AYI ISIN: US00508Y1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Neil M. Ashe Mgmt Against Against 1b. Election of Director: Marcia J. Avedon, Mgmt Against Against Ph.D. 1c. Election of Director: W. Patrick Battle Mgmt Against Against 1d. Election of Director: Michael J. Bender Mgmt Against Against 1e. Election of Director: G. Douglas Dillard, Mgmt Against Against Jr. 1f. Election of Director: James H. Hance, Jr. Mgmt Against Against 1g. Election of Director: Maya Leibman Mgmt Against Against 1h. Election of Director: Laura G. Mgmt Against Against O'Shaughnessy 1i. Election of Director: Mark J. Sachleben Mgmt Against Against 1j. Election of Director: Mary A. Winston Mgmt Against Against 2. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as the independent registered public accounting firm for fiscal year 2023. 3. Advisory vote to approve named executive Mgmt Against Against officer compensation. -------------------------------------------------------------------------------------------------------------------------- ADS-TEC ENERGY PLC Agenda Number: 935734132 -------------------------------------------------------------------------------------------------------------------------- Security: G0085J117 Meeting Type: Annual Meeting Date: 30-Nov-2022 Ticker: ADSE ISIN: IE000DU292E6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Re-election of Joseph Brancato for a Mgmt For For three-year term: In accordance with the provisions of Article 158.4 of the Company's Articles of Association, Mr Joseph Brancato is required to retire by rotation at the AGM and, being eligible, he is offering himself for re-election as a Class I Director. The performance of the aforementioned Director has been formally evaluated and the Board considers that his performance continues to be effective and he demonstrates commitment to his role as a Director. 2. To acknowledge the re-appointment of the Mgmt For For statutory auditors: This item is on the agenda to allow the shareholders to acknowledge the re-appointment of the statutory auditors BDO AG Wirtschaftsprufungsgesellschaft. This item is being put forward as a non-binding advisory proposal because, under the Companies Act 2014, the re-appointment of the auditors is automatic unless they resign or a proposal is put forward to remove them. 3. To authorise the Directors to fix the Mgmt For For remuneration of the statutory auditors: This is a proposal authorising the Board to fix the remuneration of the statutory auditors in line with agreed terms of engagement as approved by the Audit Committee. -------------------------------------------------------------------------------------------------------------------------- ADVENT TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935853083 -------------------------------------------------------------------------------------------------------------------------- Security: 00788A105 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: ADN ISIN: US00788A1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Vassilios Gregoriou Mgmt Withheld Against Emory De Castro Mgmt For For Panoraia Gourdoupi Mgmt For For 2. Approve the amendment to the Second Amended Mgmt For For and Restated Certificate of Incorporation to increase the number of authorized shares of Common Stock from 110,000,000 to 500,000,000 and in conjunction therewith, to increase the aggregate number of authorized shares to 501,000,000. 3. Approve the amendment to the Second Amended Mgmt For For and Restated Certificate of Incorporation to permit the exculpation of officers. 4. Approve the potential issuance and sale of Mgmt For For 20% or more of our Common Stock pursuant to a purchase agreement with Lincoln Park Capital Fund, LLC for purposes of complying with Nasdaq Listing Rule 5635(d). 5. Ratify the appointment of Ernst & Young Mgmt Against Against (Hellas) Certified Auditors Accountants S.A. as Advent Technologies Holdings, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- AGILE THERAPEUTICS INC Agenda Number: 935766393 -------------------------------------------------------------------------------------------------------------------------- Security: 00847L209 Meeting Type: Special Meeting Date: 09-Mar-2023 Ticker: AGRX ISIN: US00847L2097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an amendment to the Company's Mgmt For For Amended and Restated Certificate of Incorporation, as amended, to, at the discretion of the Board of Directors of the Company, effect a reverse stock split with respect to the Company's issued and outstanding Common Stock, at a ratio of 1-for-20 to 1-for-50, at any time prior to June 30, 2023 with the exact ratio to be determined within that range at the discretion of the Board (the "Reverse Stock Split Proposal") and included in a public announcement. 2. To approve an adjournment of the Special Mgmt Against Against Meeting to a later date or dates, if necessary, to permit further solicitation of proxies in the event there are not sufficient votes in favor for Proposal 1. -------------------------------------------------------------------------------------------------------------------------- AGROFRESH SOLUTIONS INC. Agenda Number: 935780139 -------------------------------------------------------------------------------------------------------------------------- Security: 00856G109 Meeting Type: Special Meeting Date: 30-Mar-2023 Ticker: AGFS ISIN: US00856G1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger, Mgmt Against Against dated as of November 21, 2022, as it may be amended from time to time (the "Merger Agreement"), by and among Project Cloud Holdings, LLC ("Parent"), Project Cloud Merger Sub, Inc ("Merger Sub") and the Company, pursuant to which, among other things, Merger Sub will merge with and into the Company (the "Merger"), with the Company surviving the Merger as a subsidiary of Parent. 2. To approve any proposal to adjourn the Mgmt Against Against special meeting of stockholders (the "Special Meeting"), to a later date or dates, if necessary or appropriate, including adjournments to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to adopt the Merger Agreement. 3. To approve, by nonbinding, advisory vote, Mgmt Against Against certain compensation arrangements for the Company's named executive officers in connection with the Merger. -------------------------------------------------------------------------------------------------------------------------- ALLEGO NV Agenda Number: 935896007 -------------------------------------------------------------------------------------------------------------------------- Security: N0796A100 Meeting Type: Annual Meeting Date: 30-Jun-2023 Ticker: ALLG ISIN: NL0015000TA9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of Dutch statutory annual accounts Mgmt For For for the fiscal year ended December 31, 2022. 2. Instruction to Ernst & Young Accountants Mgmt For For LLP for the external audit of the Company's annual accounts for the fiscal year 2023. 3. Discharge from liability for the Company's Mgmt For For directors with respect to the performance of their duties during the fiscal year ended December 31, 2022. 4. Appointment of Thierry Deau as Mgmt For For non-executive director of the Company. 5. Reappointment of Christian Vollmann as Mgmt For For non-executive director of the Company. 6. Reappointment of Thomas Maier as Mgmt For For non-executive director of the Company. 7. Extension of authorization for the Mgmt For For Company's board of directors to acquire shares and depository receipts for shares in the Company's capital. -------------------------------------------------------------------------------------------------------------------------- ALTUS POWER, INC. Agenda Number: 935807187 -------------------------------------------------------------------------------------------------------------------------- Security: 02217A102 Meeting Type: Annual Meeting Date: 22-May-2023 Ticker: AMPS ISIN: US02217A1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christine R. Detrick Mgmt For For Robert M. Horn Mgmt Withheld Against 2. Ratification of independent registered Mgmt Against Against public accounting firm. -------------------------------------------------------------------------------------------------------------------------- AMERESCO, INC. (AMRC) Agenda Number: 935847686 -------------------------------------------------------------------------------------------------------------------------- Security: 02361E108 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: AMRC ISIN: US02361E1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Claire Hughes Johnson Mgmt For For Frank V. Wisneski Mgmt Withheld Against Charles R. Patton Mgmt For For 2. The ratification of the selection by the Mgmt Against Against Audit Committee of RSM US LLP as Ameresco's independent registered public accounting firm for the year ending December 31, 2023. 3. The approval of a non-binding, advisory Mgmt Against Against resolution approving the compensation of our named executive officers as described in the Ameresco, Inc. Proxy Statement. 4. The approval on a non-binding, advisory Mgmt 1 Year Against basis of the frequency (every one, two or three years) of future non-biding, advisory votes of stockholders on the compensation of our named executive offices. -------------------------------------------------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. Agenda Number: 935858526 -------------------------------------------------------------------------------------------------------------------------- Security: 037598109 Meeting Type: Annual Meeting Date: 21-Jun-2023 Ticker: APOG ISIN: US0375981091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Lloyd E. Mgmt For For Johnson 1b. Election of Class I Director: Donald A. Mgmt For For Nolan 1c. Election of Class I Director: Patricia K. Mgmt For For Wagner 2. ADVISORY VOTE TO APPROVE APOGEE'S EXECUTIVE Mgmt For For COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For ADVISORY VOTE ON EXECUTIVE COMPENSATION. 4. ADVISORY VOTE TO RATIFY THE APPOINTMENT OF Mgmt Against Against DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 2, 2024. -------------------------------------------------------------------------------------------------------------------------- AQUA METALS, INC. Agenda Number: 935833170 -------------------------------------------------------------------------------------------------------------------------- Security: 03837J101 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: AQMS ISIN: US03837J1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Vincent L. DiVito Mgmt For For Stephen Cotton Mgmt Withheld Against Molly Zhang Mgmt Withheld Against Edward Smith Mgmt For For David Kanen Mgmt Withheld Against 2. To approve the Rights Agreement between the Mgmt For For Company and VStock Transfer, LLC. 3. To approve an amendment to the Company's Mgmt Against Against First Amended and Restated Certificate of Incorporation to authorize the Company to issue up to 2,000,000 shares of preferred stock. 4. To approve the Amended and Restated 2022 Mgmt For For Employee Stock Purchase Plan. 5. To ratify the appointment of Armanino LLP Mgmt Against Against as the Company's independent registered public accounting firm for the year ending December 31, 2023. 6. To approve, on an advisory basis, the Mgmt Against Against compensation of the Company's named executive officers, as disclosed in the accompanying Proxy Statement. 7. To approve an adjournment of the Annual Mgmt Against Against Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the foregoing proposals. -------------------------------------------------------------------------------------------------------------------------- ARCHAEA ENERGY INC. Agenda Number: 935738471 -------------------------------------------------------------------------------------------------------------------------- Security: 03940F103 Meeting Type: Special Meeting Date: 13-Dec-2022 Ticker: LFG ISIN: US03940F1030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger, Mgmt Abstain Against dated as of October 16, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Archaea Energy Inc. ("Archaea"), LFG Acquisition Holdings LLC, ("Opco"), BP Products North America Inc., ("Parent"), Condor RTM Inc., ("Merger Sub"), and Condor RTM LLC ("Opco Merger Sub"). 2. To adjourn the Special Meeting of Archaea Mgmt Abstain Against stockholders (the "Special Meeting") to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. -------------------------------------------------------------------------------------------------------------------------- ARCHER AVIATION INC. Agenda Number: 935859326 -------------------------------------------------------------------------------------------------------------------------- Security: 03945R102 Meeting Type: Annual Meeting Date: 23-Jun-2023 Ticker: ACHR ISIN: US03945R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Barbara Pilarski Mgmt For For Maria Pinelli Mgmt For For Michael Spellacy Mgmt Withheld Against 2. Approval of the issuance of Class A common Mgmt For For stock pursuant to the Stellantis Forward Purchase Agreement and the Stellantis Warrant Agreement. 3. Ratification of the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ARCIMOTO, INC. Agenda Number: 935726452 -------------------------------------------------------------------------------------------------------------------------- Security: 039587100 Meeting Type: Special Meeting Date: 11-Nov-2022 Ticker: FUV ISIN: US0395871009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve, for purposes of complying with Mgmt For For Nasdaq Listing Rule 5635(d), the full issuance of shares of common stock issuable by the Company pursuant to the Convertible Notes (as defined in the Proxy Statement) and the Warrants (as defined in the Proxy Statement) (the "Note and Warrant Share Issuance Proposal"). 2. To approve, for purposes of complying with Mgmt For For Nasdaq Listing Rule 5635(d), the full issuance of shares of common stock issuable by the Company pursuant to the Company's Equity Line of Credit (as defined in the Proxy Statement) (the "ELOC Issuance Proposal"). 3. To approve an amendment to the Company's Mgmt For For articles of incorporation to increase the number of authorized shares of common stock (the "Increased Capitalization Proposal"). 4. To approve an amendment to the Company's Mgmt For For articles of incorporation to decrease the number of shares of the Company's common stock which shall constitute a quorum for the transaction of business at any meeting of stockholders (the "Decreased Quorum Proposal"). 5. To approve an amendment to the Company's Mgmt For For articles of incorporation to authorize the Company's Board of Directors to combine outstanding shares of the Company's common stock into a lesser number of outstanding shares, a "Reverse Stock Split," by a ratio of not less than one-for-five and not more than one-for- twenty, with the exact ratio to be set within this range by the Company's Board of Directors in its sole discretion (the "Reverse Stock Split Proposal"). -------------------------------------------------------------------------------------------------------------------------- ARRAY TECHNOLOGIES, INC. Agenda Number: 935819637 -------------------------------------------------------------------------------------------------------------------------- Security: 04271T100 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: ARRY ISIN: US04271T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Brad Forth Mgmt Withheld Against Kevin Hostetler Mgmt For For Gerrard Schmid Mgmt For For 2. Ratification of the Company's appointment Mgmt Against Against of Deloitte & Touche LLP as its independent registered public accounting firm for fiscal year ending December 31, 2023. 3. Advisory vote to approve named executive Mgmt Against Against officer compensation. 4. Approval of an amendment to the Company's Mgmt For For Certificate of Incorporation to allow exculpation of officers to the extent permitted by Delaware law. -------------------------------------------------------------------------------------------------------------------------- ARRIVAL Agenda Number: 935807884 -------------------------------------------------------------------------------------------------------------------------- Security: L0423Q108 Meeting Type: Special Meeting Date: 06-Apr-2023 Ticker: ARVL ISIN: LU2314763264 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To reduce the share capital of the Company Mgmt For For by an amount of USD 83,525,590.13 so as to reduce it from its current amount of USD 83,682,122.35 to USD 156,532.22 without cancellation of shares (the "Share Capital Reduction") and to allocate the proceeds of such capital reduction to a newly created free reserve. 2. To approve the amendment of the first Mgmt For For paragraph of article 5 and the first paragraph of article 6 of the articles of association of the Company, in order to reflect the Share Capital Reduction and the reduction of the accounting par value of the shares of the Company resulting from such Share Capital Reduction. 3. To approve a share consolidation of all Mgmt For For shares of the Company, having an accounting par value (the "Existing Shares"), by means of reverse stock split at a consolidation ratio to be set between 1-for-30 and 1-for-50 (the "Consolidation Ratio") by the board of directors subject to approval of the resolutions to be taken on basis of the below agenda items, to be implemented on such date as decided by the board of directors and to approve the round-up treatment of Existing Shares that cannot be consolidated into a whole number of consolidated shares. 4. To approve the amendment of the first Mgmt For For paragraph of article 5 and the first paragraph of article 6 of the articles of association of the Company, in order to reflect the consolidation of the Existing Shares pursuant to the Consolidation Ratio. 5. To delegate all powers to the board of Mgmt For For directors of the Company to implement the foregoing, including to set the Consolidation Ratio, to set the effective date of consolidation of the existing shares of the Company, to issue shares under the authorised capital of the Company or to allocate shares held in treasury by the Company, to confirm the amendment of the first paragraph of article 5 and the first paragraph of article 6 of the articles of association of the Company, to update the ...(due to space limits, see proxy material for full proposal). 6. To approve the appointment by the board of Mgmt For For directors of the Company of Denis Sverdlov as class A director in replacement of Frank Peter Cuneo made on 23 November 2022 in accordance with article 441-2 of the Luxembourg law on commercial companies dated 10 August 1915, as amended. -------------------------------------------------------------------------------------------------------------------------- ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC Agenda Number: 935776116 -------------------------------------------------------------------------------------------------------------------------- Security: G0751N103 Meeting Type: Annual Meeting Date: 13-Apr-2023 Ticker: AY ISIN: GB00BLP5YB54 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the accounts and reports of the Mgmt For For directors and the auditors for the year ended 31 December 2022. 2. To approve the directors' remuneration Mgmt For For report, excluding the directors' remuneration policy, for the year ended. 3. To approve amendments to the directors' Mgmt For For remuneration policy. 4. Election of Michael Woollcombe as director Mgmt For For of the Company. 5. Election of Michael Forsayeth as director Mgmt For For of the Company. 6. Election of William Aziz as director of the Mgmt For For Company. 7. Election of Brenda Eprile as director of Mgmt For For the Company. 8. Election of Debora Del Favero as director Mgmt For For of the Company. 9. Election of Arun Banskota as director of Mgmt For For the Company. 10. Election of George Trisic as director of Mgmt For For the Company. 11. Election of Edward C. Hall III as director Mgmt For For of the Company. 12. Election of Santiago Seage as director of Mgmt For For the Company. 13. To re-appoint Ernst & Young LLP and Ernst & Mgmt For For Young S.L. as auditors of the Company to hold office until December 31, 2024. 14. To authorize the company's audit committee Mgmt For For to determine the remuneration of the auditors. 15. Authorization to issue shares. Mgmt For For 16. Disapplication of pre-emptive rights. Mgmt For For 17. Disapplication of pre-emptive rights. Mgmt For For 18. Authorization to reduce the share premium Mgmt For For account. 19. Authorization to purchase the Company's own Mgmt For For shares. -------------------------------------------------------------------------------------------------------------------------- AYRO, INC. Agenda Number: 935726907 -------------------------------------------------------------------------------------------------------------------------- Security: 054748108 Meeting Type: Annual Meeting Date: 14-Dec-2022 Ticker: AYRO ISIN: US0547481087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR T. M. Wittenschlaeger Mgmt For For Joshua Silverman Mgmt Withheld Against Wayne R. Walker Mgmt For For George Devlin Mgmt For For Sebastian Giordano Mgmt For For Zvi Joseph Mgmt Withheld Against Greg Schiffman Mgmt Withheld Against 2. Ratification of the appointment of Marcum Mgmt Against Against LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- BADGER METER, INC. Agenda Number: 935790457 -------------------------------------------------------------------------------------------------------------------------- Security: 056525108 Meeting Type: Annual Meeting Date: 28-Apr-2023 Ticker: BMI ISIN: US0565251081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Todd A. Adams Mgmt Against Against 1b. Election of Director: Kenneth C. Bockhorst Mgmt For For 1c. Election of Director: Henry F. Brooks Mgmt Against Against 1d. Election of Director: Melanie K. Cook Mgmt For For 1e. Election of Director: Xia Liu Mgmt For For 1f. Election of Director: James W. McGill Mgmt Against Against 1g. Election of Director: Tessa M. Myers Mgmt Against Against 1h. Election of Director: James F. Stern Mgmt Against Against 1i. Election of Director: Glen E. Tellock Mgmt Against Against 2. Advisory vote to approve named executive Mgmt Against Against officer compensation. 3. Advisory vote on the frequency of advisory Mgmt 1 Year For votes to approve named executive officer compensation. 4. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as independent registered public accountants for 2023. 5. To amend the restated articles of Mgmt For For incorporation to increase the authorized number of shares of common stock from 40,000,000 to 80,000,000. 6. Shareholder Proposal: Board to prepare a Shr For Against report on hiring practices. -------------------------------------------------------------------------------------------------------------------------- BALLARD POWER SYSTEMS INC. Agenda Number: 935850758 -------------------------------------------------------------------------------------------------------------------------- Security: 058586108 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: BLDP ISIN: CA0585861085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTORS: Election of Mgmt For For Director: Kathy Bayless 1B Election of Director: Douglas P. Hayhurst Mgmt For For 1C Election of Director: Kui (Kevin) Jiang Mgmt For For 1D Election of Director: Randy MacEwen Mgmt For For 1E Election of Director: Hubertus M. Mgmt For For Muehlhaeuser 1F Election of Director: Marty Neese Mgmt For For 1G Election of Director: James Roche Mgmt For For 1H Election of Director: Shaojun (Sherman) Sun Mgmt For For 1I Election of Director: Janet Woodruff Mgmt For For 2 Appointment of KPMG LLP, Chartered Mgmt For For Accountants as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. 3 RESOLVED, on an advisory basis and not to Mgmt For For diminish the role and responsibilities of the Board of Directors of the Corporation, that the shareholders accept the approach to executive compensation disclosed in the Corporation's Circular dated April 10, 2023. -------------------------------------------------------------------------------------------------------------------------- BEACON ROOFING SUPPLY, INC. Agenda Number: 935809333 -------------------------------------------------------------------------------------------------------------------------- Security: 073685109 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: BECN ISIN: US0736851090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of member to our Board of Mgmt For For Directors to hold office until the 2024 Annual Meeting: Philip W. Knisely 1b. Election of member to our Board of Mgmt For For Directors to hold office until the 2024 Annual Meeting: Julian G. Francis 1c. Election of member to our Board of Mgmt For For Directors to hold office until the 2024 Annual Meeting: Major General (Ret.) Barbara G. Fast 1d. Election of member to our Board of Mgmt Withheld Against Directors to hold office until the 2024 Annual Meeting: Richard W. Frost 1e. Election of member to our Board of Mgmt Withheld Against Directors to hold office until the 2024 Annual Meeting: Alan Gershenhorn 1f. Election of member to our Board of Mgmt For For Directors to hold office until the 2024 Annual Meeting: Melanie M. Hart 1g. Election of member to our Board of Mgmt For For Directors to hold office until the 2024 Annual Meeting: Racquel H. Mason 1h. Election of member to our Board of Mgmt For For Directors to hold office until the 2024 Annual Meeting: Robert M. McLaughlin 1i. Election of member to our Board of Mgmt Withheld Against Directors to hold office until the 2024 Annual Meeting: Earl Newsome, Jr. 1j. Election of member to our Board of Mgmt For For Directors to hold office until the 2024 Annual Meeting: Neil S. Novich 1k. Election of member to our Board of Mgmt Withheld Against Directors to hold office until the 2024 Annual Meeting: Stuart A. Randle 1l. Election of member to our Board of Mgmt For For Directors to hold office until the 2024 Annual Meeting: Nathan K. Sleeper 1m. Election of member to our Board of Mgmt For For Directors to hold office until the 2024 Annual Meeting: Douglas L. Young 2. To ratify the selection of Ernst & Young Mgmt Against Against LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve the compensation for our named Mgmt For For executive officers as presented in the Compensation Discussion and Analysis, the compensation tables, and the related disclosures contained in the Proxy Statement on a non-binding, advisory basis. 4. To determine how often (i.e. every one, two Mgmt 1 Year For or three years) the Company will include a proposal, similar to Proposal No. 3 above, in our annual Proxy Statement on a non-binding, advisory basis. 5. To approve the Company's 2023 Employee Mgmt For For Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- BEYOND MEAT, INC. Agenda Number: 935820351 -------------------------------------------------------------------------------------------------------------------------- Security: 08862E109 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: BYND ISIN: US08862E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Seth Goldman Mgmt For For C. James Koch Mgmt For For Kathy N. Waller Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. 3. To approve, on an advisory (non-binding) Mgmt Against Against basis, the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- BIRD GLOBAL, INC. Agenda Number: 935862842 -------------------------------------------------------------------------------------------------------------------------- Security: 09077J107 Meeting Type: Special Meeting Date: 18-May-2023 Ticker: BRDS ISIN: US09077J1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. To approve granting our Board of Directors Mgmt For For the authority to exercise its discretion to amend our Certificate of Incorporation: A one-for-ten reverse stock split. 1b. To approve granting our Board of Directors Mgmt For For the authority to exercise its discretion to amend our Certificate of Incorporation: A one-for-fifteen reverse stock split. 1c. To approve granting our Board of Directors Mgmt For For the authority to exercise its discretion to amend our Certificate of Incorporation: A one-for-twenty reverse stock split. 1d. To approve granting our Board of Directors Mgmt For For the authority to exercise its discretion to amend our Certificate of Incorporation: A one-for-twenty-five reverse stock split. 1e. To approve granting our Board of Directors Mgmt For For the authority to exercise its discretion to amend our Certificate of Incorporation: A one-for-thirty reverse stock split. 1f. To approve granting our Board of Directors Mgmt For For the authority to exercise its discretion to amend our Certificate of Incorporation: A one-for-thirty-five reverse stock split. 1g. To approve granting our Board of Directors Mgmt For For the authority to exercise its discretion to amend our Certificate of Incorporation: A one-for-forty reverse stock split. 2. To approve granting our Board of Directors Mgmt For For the authority to exercise its discretion at any time within one year after stockholder approval is obtained to amend our Certificate of Incorporation to reduce the number of authorized shares of our capital stock, Class A Common Stock, Class B Common Stock, Class X Common Stock, and Preferred Stock (but not the authorized shares of Series A Preferred Stock), in each case, by a corresponding ratio to the reverse stock split if, and only if, the reverse stock split proposal is approved and implemented. -------------------------------------------------------------------------------------------------------------------------- BROADWIND, INC. Agenda Number: 935828484 -------------------------------------------------------------------------------------------------------------------------- Security: 11161T207 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: BWEN ISIN: US11161T2078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. BROADWIND NOMINEES: Eric B. Blashford Mgmt No vote 1b. BROADWIND NOMINEES: Philip J. Christman Mgmt No vote 1c. BROADWIND NOMINEES: Jeanette A. Press Mgmt No vote 1d. BROADWIND NOMINEES: David P. Reiland Mgmt No vote 1e. BROADWIND NOMINEES: Sachin M. Shivaram Mgmt No vote 1f. BROADWIND NOMINEES: Thomas A. Wagner Mgmt No vote 1g. BROADWIND NOMINEES: Cary B. Wood Mgmt No vote 1h. WM ARGYLE NOMINEES: Ryan Bogenschneider Mgmt No vote 1i. WM ARGYLE NOMINEES: Christine Candela Mgmt No vote 1j. WM ARGYLE NOMINEES: James Robinson IV Mgmt No vote 2. To approve, by a non-binding advisory vote, Mgmt No vote the compensation paid to the Company's named executive officers. 3. To approve, by a non-binding advisory vote, Mgmt No vote the frequency of the Say-on-Pay vote. 4. To approve a third amendment to the Amended Mgmt No vote and Restated Broadwind, Inc. 2015 Equity Incentive Plan, as previously amended, to increase the number of shares of Common Stock available for awards under such plan. 5. To ratify the appointment of RSM US LLP as Mgmt No vote our independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD RENEWABLE CORPORATION Agenda Number: 935875293 -------------------------------------------------------------------------------------------------------------------------- Security: 11284V105 Meeting Type: Annual Meeting Date: 27-Jun-2023 Ticker: BEPC ISIN: CA11284V1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Jeffrey Blidner Mgmt For For Scott Cutler Mgmt For For Sarah Deasley Mgmt For For Nancy Dorn Mgmt For For E. de Carvalho Filho Mgmt For For Randy MacEwen Mgmt For For David Mann Mgmt For For Lou Maroun Mgmt For For Stephen Westwell Mgmt For For Patricia Zuccotti Mgmt For For 2 Appointment of Ernst & Young LLP as Mgmt For For Auditors of the Corporation for the ensuing year and authorizing the Directors to set their remuneration. -------------------------------------------------------------------------------------------------------------------------- CAMECO CORPORATION Agenda Number: 935812734 -------------------------------------------------------------------------------------------------------------------------- Security: 13321L108 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: CCJ ISIN: CA13321L1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 Election the Directors: Election the Mgmt Against Against Director: Ian Bruce A2 Election the Director: Daniel Camus Mgmt Against Against A3 Election the Director: Don Deranger Mgmt Against Against A4 Election the Director: Catherine Gignac Mgmt For For A5 Election the Director: Tim Gitzel Mgmt Against Against A6 Election the Director: Jim Gowans Mgmt Against Against A7 Election the Director: Kathryn Jackson Mgmt For For A8 Election the Director: Don Kayne Mgmt For For A9 Election the Director: Leontine van Mgmt For For Leeuwen-Atkins B Appoint the auditors (see page 5 of the Mgmt Withheld Against management proxy circular) Appoint KPMG LLP as auditors. C Have a say on our approach to executive Mgmt For For compensation (see page 7 of the management proxy circular) As this is an advisory vote, the results will not be binding on the board. Be it resolved that, on an advisory basis and not to diminish the role and responsibilities of the board of directors for executive compensation, the shareholders accept the approach to executive compensation disclosed in Cameco's management proxy circular delivered in advance of the 2023 annual meeting of shareholders. D Declare your residency You declare that the Mgmt Against For shares represented by this voting instruction form are held, beneficially owned or controlled, either directly or indirectly, by a resident of Canada as defined below. If the shares are held in the names of two or more people, you declare that all of these people are residents of Canada. NOTE: "FOR" = YES, "ABSTAIN" = NO, AND "AGAINST" WILL BE TREATED AS NOT MARKED. -------------------------------------------------------------------------------------------------------------------------- CANADIAN SOLAR INC. Agenda Number: 935875382 -------------------------------------------------------------------------------------------------------------------------- Security: 136635109 Meeting Type: Annual Meeting Date: 28-Jun-2023 Ticker: CSIQ ISIN: CA1366351098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Shawn (Xiaohua) Qu Mgmt For For Harry E. Ruda Mgmt For For Lauren C. Templeton Mgmt For For Andrew Luen Cheung Wong Mgmt For For Lap Tat Arthur Wong Mgmt For For Leslie Li Hsien Chang Mgmt For For Yan Zhuang Mgmt For For Huifeng Chang Mgmt For For 2 To reappoint Deloitte Touche Tohmatsu Mgmt For For Certified Public Accountants LLP as auditors of the Corporation and to authorize the directors of the Corporation to fix their remuneration. -------------------------------------------------------------------------------------------------------------------------- CANOO INC. Agenda Number: 935749498 -------------------------------------------------------------------------------------------------------------------------- Security: 13803R102 Meeting Type: Special Meeting Date: 24-Jan-2023 Ticker: GOEV ISIN: US13803R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve, pursuant to Nasdaq Rules Mgmt For For 5635(b) and 5635(d), the potential issuance of shares of the Companys common stock upon the exercise of certain warrants in excess of 20% of the number of shares outstanding on July 11, 2022, under the Warrant Issuance Agreement with Walmart Inc. (the Walmart Share Issuance Proposal). 2. To approve, pursuant to Nasdaq Rule Mgmt For For 5635(d), the issuance of shares of the Company's common stock in excess of 20% of the number of shares outstanding on May 10, 2022 pursuant to the Pre-Paid Advance Agreement with YA II PN, LTD (the "Yorkville Share Issuance Proposal"). 3. To approve an amendment to the Pre-Paid Mgmt For For Advance Agreement with YA II PN, LTD to lower the minimum price at which shares may be sold by us from $1.00 per share to $0.50 per share (the "Yorkville Floor Price Proposal"). 4. To approve an amendment to the Company's Mgmt For For Second Amended and Restated Certificate of Incorporation (the Charter) to increase the number of authorized shares of common stock (the "Share Authorization Proposal"). 5. To approve a proposal to adjourn the Mgmt Against Against Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, one or more of the other proposals to be voted on at the Special Meeting (the "Adjournment Proposal"). -------------------------------------------------------------------------------------------------------------------------- CARRIER GLOBAL CORPORATION Agenda Number: 935773336 -------------------------------------------------------------------------------------------------------------------------- Security: 14448C104 Meeting Type: Annual Meeting Date: 20-Apr-2023 Ticker: CARR ISIN: US14448C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jean-Pierre Garnier Mgmt Against Against 1b. Election of Director: David Gitlin Mgmt Against Against 1c. Election of Director: John J. Greisch Mgmt Against Against 1d. Election of Director: Charles M. Holley, Mgmt Against Against Jr. 1e. Election of Director: Michael M. McNamara Mgmt Against Against 1f. Election of Director: Susan N. Story Mgmt Against Against 1g. Election of Director: Michael A. Todman Mgmt Against Against 1h. Election of Director: Virginia M. Wilson Mgmt Against Against 1i. Election of Director: Beth A. Wozniak Mgmt Against Against 2. Advisory Vote to Approve Named Executive Mgmt Against Against Officer Compensation. 3. Ratify Appointment of Mgmt Against Against PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023. 4. Shareowner Proposal regarding independent Shr For Against board chairman. -------------------------------------------------------------------------------------------------------------------------- CBAK ENERGY TECHNOLOGY, INC. Agenda Number: 935727517 -------------------------------------------------------------------------------------------------------------------------- Security: 14986C102 Meeting Type: Annual Meeting Date: 23-Dec-2022 Ticker: CBAT ISIN: US14986C1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Yunfei Li Mgmt For For 1.2 Election of Director: J. Simon Xue Mgmt Against Against 1.3 Election of Director: Martha C. Agee Mgmt For For 1.4 Election of Director: Jianjun He Mgmt Against Against 1.5 Election of Director: Xiangyu Pei Mgmt Against Against 2. Ratify the selection of Centurion ZD CPA & Mgmt Against Against Co. as the Company's independent registered public accounting firm for fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- CENTRUS ENERGY CORP. Agenda Number: 935854174 -------------------------------------------------------------------------------------------------------------------------- Security: 15643U104 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: LEU ISIN: US15643U1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mikel H. Williams Mgmt For For Kirkland H. Donald Mgmt For For Tina W. Jonas Mgmt For For William J. Madia Mgmt For For Daniel B. Poneman Mgmt For For Bradley J. Sawatzke Mgmt Withheld Against Neil S. Subin Mgmt Withheld Against 2. To hold an advisory vote to advise the Mgmt 1 Year For Board on the frequency of holding the advisory vote on the Company's executive compensation. 3. To hold an advisory vote to approve the Mgmt Against Against Company's executive compensation. 4. To approve the Section 382 Rights Mgmt For For Agreement, as amended. 5. To ratify the appointment of Deloitte & Mgmt Against Against Touche LLP as the Company's independent auditors for 2023. -------------------------------------------------------------------------------------------------------------------------- CLEARONE, INC. Agenda Number: 935718570 -------------------------------------------------------------------------------------------------------------------------- Security: 18506U104 Meeting Type: Annual Meeting Date: 16-Nov-2022 Ticker: CLRO ISIN: US18506U1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Larry R. Hendricks Mgmt No vote Lisa B. Higley Mgmt No vote Eric L. Robinson Mgmt No vote Bruce Whaley Mgmt No vote 2. Approve, by non-binding advisory vote, the Mgmt No vote compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- CLEARWAY ENERGY, INC. Agenda Number: 935781155 -------------------------------------------------------------------------------------------------------------------------- Security: 18539C105 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: CWENA ISIN: US18539C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jonathan Bram Mgmt Withheld Against Nathaniel Anschuetz Mgmt Withheld Against Emmanuel Barrois Mgmt Withheld Against Brian R. Ford Mgmt Withheld Against Guillaume Hediard Mgmt Withheld Against Jennifer Lowry Mgmt Withheld Against Bruce MacLennan Mgmt Withheld Against Daniel B. More Mgmt Withheld Against E. Stanley O'Neal Mgmt Withheld Against Christopher S. Sotos Mgmt Withheld Against Vincent Stoquart Mgmt Withheld Against 2. To approve, on a non-binding advisory Mgmt For For basis, Clearway Energy, Inc.'s executive compensation. 3. To approve, on a non-binding advisory Mgmt 1 Year For basis, the frequency of the vote to approve Clearway Energy, Inc.'s executive compensation. 4. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as Clearway Energy, Inc.'s independent registered public accounting firm for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Agenda Number: 935820212 -------------------------------------------------------------------------------------------------------------------------- Security: 199908104 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: FIX ISIN: US1999081045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Darcy G. Anderson Mgmt Withheld Against Herman E. Bulls Mgmt For For Brian E. Lane Mgmt For For Pablo G. Mercado Mgmt Withheld Against Franklin Myers Mgmt For For William J. Sandbrook Mgmt For For Constance E. Skidmore Mgmt For For Vance W. Tang Mgmt Withheld Against Cindy L. Wallis-Lage Mgmt For For 2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt Against Against TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2023. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF THE NAMED EXECUTIVE OFFICERS. 4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For SUBMISSION TO STOCKHOLDERS OF ADVISORY "SAY ON PAY" PROPOSALS. -------------------------------------------------------------------------------------------------------------------------- COMMERCIAL METALS COMPANY Agenda Number: 935743321 -------------------------------------------------------------------------------------------------------------------------- Security: 201723103 Meeting Type: Annual Meeting Date: 11-Jan-2023 Ticker: CMC ISIN: US2017231034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director until the 2026 Mgmt For For annual meeting of stockholders: Peter R. Matt 1.2 Election of Class I Director until the 2026 Mgmt Against Against annual meeting of stockholders: Sarah E. Raiss 2. The ratification of the appointment of Mgmt Against Against Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending August 31, 2023. 3. An advisory vote on executive compensation. Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- CROWN ELECTROKINETICS CORP. Agenda Number: 935739257 -------------------------------------------------------------------------------------------------------------------------- Security: 228339206 Meeting Type: Annual Meeting Date: 22-Dec-2022 Ticker: CRKN ISIN: US2283392064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Douglas Croxall Mgmt For For Daniel Marcus Mgmt Withheld Against Dr. DJ Nag Mgmt Withheld Against 2. To ratify the appointment of Marcum LLP as Mgmt Against Against our independent registered public accounting firm. 3. To approve an amendment to our Certificate Mgmt For For of Incorporation to increase the number of authorized shares of common stock from 200,000,000 shares to 800,000,000 shares. 4. To approve our 2022 Employee Incentive Mgmt For For Plan. 5. To approve a reverse stock split of our Mgmt For For common stock at a ratio of not more than 1-for-15, such ratio to be determined by the Board of Directors in its sole discretion. 6. To approve the private placement of Mgmt For For convertible promissory notes and warrants to purchase common stock that closed on October 19, 2022. -------------------------------------------------------------------------------------------------------------------------- DANIMER SCIENTIFIC, INC. Agenda Number: 935834108 -------------------------------------------------------------------------------------------------------------------------- Security: 236272100 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: DNMR ISIN: US2362721001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stephen E. Croskrey Mgmt For For John P. Amboian Mgmt Withheld Against Richard Hendrix Mgmt Withheld Against Philip Gregory Calhoun Mgmt Withheld Against Gregory Hunt Mgmt For For Dr. Isao Noda Mgmt Withheld Against Stuart W. Pratt Mgmt For For Cynthia Cohen Mgmt For For Allison M. L. Tilley Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt Against Against as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- DENISON MINES CORP. Agenda Number: 935826074 -------------------------------------------------------------------------------------------------------------------------- Security: 248356107 Meeting Type: Annual Meeting Date: 15-May-2023 Ticker: DNN ISIN: CA2483561072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Byeong Min An Mgmt For For David Cates Mgmt For For Brian Edgar Mgmt For For Ron Hochstein Mgmt For For David Neuburger Mgmt For For Laurie Sterritt Mgmt For For Jennifer Traub Mgmt For For Patricia Volker Mgmt For For 2 Reappointment of KPMG LLP as auditors for Mgmt For For the ensuing year and authorizing the Board of Directors to fix the auditor remuneration. 3 On an advisory basis and not to diminish Mgmt For For the role and responsibilities of the Board of Directors, acceptance of the approach to executive compensation as disclosed in the Circular. -------------------------------------------------------------------------------------------------------------------------- DOCUSIGN, INC. Agenda Number: 935831227 -------------------------------------------------------------------------------------------------------------------------- Security: 256163106 Meeting Type: Annual Meeting Date: 31-May-2023 Ticker: DOCU ISIN: US2561631068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James Beer Mgmt For For Cain A. Hayes Mgmt Withheld Against Allan Thygesen Mgmt For For 2. Ratification of the selection of Mgmt Against Against PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending January 31, 2024 3. Approval, on an advisory basis, of our Mgmt Against Against named executive officers' compensation -------------------------------------------------------------------------------------------------------------------------- EATON CORPORATION PLC Agenda Number: 935777764 -------------------------------------------------------------------------------------------------------------------------- Security: G29183103 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: ETN ISIN: IE00B8KQN827 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Craig Arnold Mgmt For For 1b. Election of Director: Olivier Leonetti Mgmt For For 1c. Election of Director: Silvio Napoli Mgmt Against Against 1d. Election of Director: Gregory R. Page Mgmt Against Against 1e. Election of Director: Sandra Pianalto Mgmt For For 1f. Election of Director: Robert V. Pragada Mgmt Against Against 1g. Election of Director: Lori J. Ryerkerk Mgmt Against Against 1h. Election of Director: Gerald B. Smith Mgmt Against Against 1i. Election of Director: Dorothy C. Thompson Mgmt Against Against 1j. Election of Director: Darryl L. Wilson Mgmt Against Against 2. Approving the appointment of Ernst & Young Mgmt For For as independent auditor for 2023 and authorizing the Audit Committee of the Board of Directors to set its remuneration. 3. Approving, on an advisory basis, the Mgmt Against Against Company's executive compensation. 4. Approving, on an advisory basis, the Mgmt 1 Year For frequency of executive compensation votes. 5. Approving a proposal to grant the Board Mgmt For For authority to issue shares. 6. Approving a proposal to grant the Board Mgmt For For authority to opt out of pre-emption rights. 7. Authorizing the Company and any subsidiary Mgmt For For of the Company to make overseas market purchases of Company shares. -------------------------------------------------------------------------------------------------------------------------- ECO WAVE POWER GLOBAL AB Agenda Number: 935894611 -------------------------------------------------------------------------------------------------------------------------- Security: 27900N103 Meeting Type: Annual Meeting Date: 30-Jun-2023 Ticker: WAVE ISIN: US27900N1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Opening of the meeting and election of Mgmt For For chairman of the meeting. 2. Preparation and approval of the voting Mgmt For For list. 3. Election of one or two persons who shall Mgmt For For approve the minutes of the meeting. 4. Approval of the agenda. Mgmt For For 5. Determination of whether the meeting has Mgmt For For been duly convened. 6. Submission of the 2022 annual report and Mgmt For For the auditor's report as well as of the December 31, 2022 financial statements. 7. Resolution in respect of adoption of the Mgmt For For profit and loss statement and the balance sheet. 8. Resolution in respect of allocation of the Mgmt For For Company's result according to the adopted balance sheet. 9. Resolution in respect of the members of the Mgmt For For board of directors' and the CEO's discharge from liability. 10. Determination of the number of members of Mgmt For For the board of directors as well as of the number of auditors. 11. Determination of the fees payable to the Mgmt For For members of the board of directors and the auditors. 12. Election of members of the board of Mgmt For For directors and auditors. 13. Resolution on an authorization for the Mgmt For For board of directors to increase the share capital. 14. Resolution on changes to the articles of Mgmt For For association. 15. Resolution on an authorization for the Mgmt For For board of directors to resolve to purchase and transfer own shares of the Company. 16. Closing of the meeting. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ENERGY VAULT HOLDINGS, INC. Agenda Number: 935729787 -------------------------------------------------------------------------------------------------------------------------- Security: 29280W109 Meeting Type: Annual Meeting Date: 20-Dec-2022 Ticker: NRGV ISIN: US29280W1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary Beth Mandanas Mgmt Withheld Against Larry Paulson Mgmt Withheld Against 2. Ratification of the appointment of Mgmt Against Against independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- ENERGY VAULT HOLDINGS, INC. Agenda Number: 935826137 -------------------------------------------------------------------------------------------------------------------------- Security: 29280W109 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: NRGV ISIN: US29280W1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Theresa Fariello Mgmt For For Thomas Ertel Mgmt Withheld Against Tahsinul Zia Huque Mgmt Withheld Against 2. Ratification of the appointment of Mgmt Against Against independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Agenda Number: 935812013 -------------------------------------------------------------------------------------------------------------------------- Security: 29355A107 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: ENPH ISIN: US29355A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jamie Haenggi Mgmt For For Benjamin Kortlang Mgmt Withheld Against Richard Mora Mgmt Withheld Against 2. To approve, on advisory basis, the Mgmt Against Against compensation of our named executive officers, as disclosed in the proxy statement. 3. To ratify the selection of Deloitte & Mgmt Against Against Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- EOS ENERGY ENTERPRISES INC Agenda Number: 935798225 -------------------------------------------------------------------------------------------------------------------------- Security: 29415C101 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: EOSE ISIN: US29415C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Russell Stidolph Mgmt Withheld Against Jeff Bornstein Mgmt Withheld Against Claude Demby Mgmt Withheld Against 2. Ratification of selection of Deloitte & Mgmt Against Against Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2023. 3. Non-binding advisory vote to approve our Mgmt Against Against named executive officer compensation. 4. Approval of grant to the Board of Directors Mgmt For For the discretionary authority to effect a reverse stock split to the Company's common stock. 5. Amendment to our certificate of Mgmt For For incorporation to update the exculpation provision. 6. Approval, in accordance with NASDAQ Mgmt For For marketplace Rule 5635 (D), of the SEPA Matters. 7. Amendment to our Amended and Restated 2020 Mgmt For For Equity Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- ESS TECH, INC. Agenda Number: 935801806 -------------------------------------------------------------------------------------------------------------------------- Security: 26916J106 Meeting Type: Annual Meeting Date: 19-May-2023 Ticker: GWH ISIN: US26916J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Sandeep Nijhawan Mgmt For For 1b. Election of Director: Kyle Teamey Mgmt Withheld Against 2. Amendment of our certificate of Mgmt For For incorporation to reflect recently adopted Delaware law provisions regarding officer exculpation. 3. Ratification of the appointment of KPMG LLP Mgmt Against Against as our independent registered public accounting firm for our fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- EVGO INC. Agenda Number: 935808519 -------------------------------------------------------------------------------------------------------------------------- Security: 30052F100 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: EVGO ISIN: US30052F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Darpan Kapadia Mgmt Withheld Against Jonathan Seelig Mgmt Withheld Against Paul Segal Mgmt Withheld Against 2. The ratification of the appointment of KPMG Mgmt Against Against LLP as EVgo INC.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Approval of the amendment to EVgo INC.'s Mgmt For For Second Amended and Restated Certificate of Incorporation to limit the personal liability of certain of its officers as permitted by recent amendments to the General Corporation Law of the State of Delaware. -------------------------------------------------------------------------------------------------------------------------- FARADAY FUTURE INTELLIGENT ELECTRIC INC. Agenda Number: 935723494 -------------------------------------------------------------------------------------------------------------------------- Security: 307359109 Meeting Type: Special Meeting Date: 03-Nov-2022 Ticker: FFIE ISIN: US3073591097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve, as is required by applicable Mgmt For For rules & regulations of the Nasdaq Stock Market, transactions involving notes & warrants of the Company issued or to be issued to ATW Partners LLC, RAAJJ Trading LLC, Daguan International Limited &/or their affiliates as committed under the Securities Purchase Agreement, dated August 14, 2022, as amended as of September 25, 2022, among the Company, FF Simplicity Ventures LLC, & purchasers party thereto, including the issuance of any shares in excess of 19.99% of the issued & outstanding shares of the Company's common stock. 2. To approve and adopt an amendment to the Mgmt For For Company's Second Amended and Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 825,000,000 to 900,000,000 (the "Share Authorization Proposal"). 3. To approve an amendment to the Company's Mgmt For For Second Amended & Restated Certificate of Incorporation to effect a reverse stock split of the Company's common stock by a ratio of any whole number in the range of 1-for-2 to 1-for-10, and a corresponding reduction in the number of authorized shares of the Company's common stock (after adjustment of the number of authorized shares, if applicable, resulting from stockholder approval of the Share Authorization Proposal), with such ratio to be determined in the discretion of the board of directors. -------------------------------------------------------------------------------------------------------------------------- FARADAY FUTURE INTELLIGENT ELECTRIC INC. Agenda Number: 935764236 -------------------------------------------------------------------------------------------------------------------------- Security: 307359109 Meeting Type: Special Meeting Date: 28-Feb-2023 Ticker: FFIE ISIN: US3073591097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve, as is required by the Mgmt For For applicable rules and regulations of the Nasdaq Stock Market, advances of common stock of the Company issued or to be issued to YA II PN, Ltd., an affiliate of Yorkville Advisors Global, LP, pursuant to the Standby Equity Purchase Agreement, dated November 11, 2022, between the Company and YA II PN, Ltd., including the issuance of any shares in excess of 19.99% of the issued and outstanding shares of the Company's common stock (the "Yorkville Share Issuance Proposal"). 2. To approve and adopt an amendment to the Mgmt For For Company's Second Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Class A common stock from 815,000,000 to 1,690,000,000, increasing the total number of authorized shares of common stock and preferred stock from 900,000,000 to 1,775,000,000 (the "Share Authorization Proposal"). -------------------------------------------------------------------------------------------------------------------------- FARADAY FUTURE INTELLIGENT ELECTRIC INC. Agenda Number: 935774352 -------------------------------------------------------------------------------------------------------------------------- Security: 307359109 Meeting Type: Special Meeting Date: 30-Mar-2023 Ticker: FFIE ISIN: US3073591097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve, as is required by the Mgmt For For applicable rules and regulations of the Nasdaq Stock Market, transactions involving Tranche C and D notes and warrants of the Company issued or to be issued to FF Simplicity Ventures LLC, Senyun International Limited, Acuitas Capital, LLC, RAAJJ Trading LLC and/or their affiliates as contemplated by Amendment No. 6 to the Securities Purchase Agreement. 2. To ratify the selection of Mazars USA LLP Mgmt Against Against as the independent registered public accounting firm of the Company for the year ended December 31, 2022 (the "Auditor Ratification Proposal"). -------------------------------------------------------------------------------------------------------------------------- FARADAY FUTURE INTELLIGENT ELECTRIC INC. Agenda Number: 935789454 -------------------------------------------------------------------------------------------------------------------------- Security: 307359109 Meeting Type: Annual Meeting Date: 14-Apr-2023 Ticker: FFIE ISIN: US3073591097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to hold office until Mgmt Abstain Against the 2024 annual meeting: Adam (Xin) He 1b. Election of Director to hold office until Mgmt For For the 2024 annual meeting: Xuefeng Chen 1c. Election of Director to hold office until Mgmt Against Against the 2024 annual meeting: Chad Chen 1d. Election of Director to hold office until Mgmt For For the 2024 annual meeting: Li Han 1e. Election of Director to hold office until Mgmt For For the 2024 annual meeting: Chui Tin Mok 1f. Election of Director to hold office until Mgmt Against Against the 2024 annual meeting: Jie Sheng 1g. Election of Director to hold office until Mgmt Against Against the 2024 annual meeting: Ke Sun 2. To ratify the selection of Mazars US LLP as Mgmt Against Against the independent registered public accounting firm of the Company for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- FIRST SOLAR, INC. Agenda Number: 935794861 -------------------------------------------------------------------------------------------------------------------------- Security: 336433107 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: FSLR ISIN: US3364331070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael J. Ahearn Mgmt For For 1b. Election of Director: Richard D. Chapman Mgmt Against Against 1c. Election of Director: Anita Marangoly Mgmt For For George 1d. Election of Director: George A. Hambro Mgmt For For 1e. Election of Director: Molly E. Joseph Mgmt For For 1f. Election of Director: Craig Kennedy Mgmt For For 1g. Election of Director: Lisa A. Kro Mgmt For For 1h. Election of Director: William J. Post Mgmt Against Against 1i. Election of Director: Paul H. Stebbins Mgmt Against Against 1j. Election of Director: Michael T. Sweeney Mgmt Against Against 1k. Election of Director: Mark R. Widmar Mgmt For For 1l. Election of Director: Norman L. Wright Mgmt Against Against 2. Ratification of the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2023 3. Advisory vote to approve the compensation Mgmt Against Against of our named executive officers 4. Advisory vote on the frequency of Mgmt 1 Year For shareholder votes on executive compensation -------------------------------------------------------------------------------------------------------------------------- FISKER INC. Agenda Number: 935840808 -------------------------------------------------------------------------------------------------------------------------- Security: 33813J106 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: FSR ISIN: US33813J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Henrik Fisker Mgmt Withheld Against Mark E. Hickson Mgmt Withheld Against 2. To approve, on a non-binding, advisory Mgmt Against Against basis, the compensation of our named executive officers. 3. To ratify the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as the independent registered public accounting firm of Fisker Inc. for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- FLUENCE ENERGY, INC. Agenda Number: 935761761 -------------------------------------------------------------------------------------------------------------------------- Security: 34379V103 Meeting Type: Annual Meeting Date: 20-Mar-2023 Ticker: FLNC ISIN: US34379V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia Arnold Mgmt Withheld Against Herman Bulls Mgmt Withheld Against Emma Falck Mgmt Withheld Against Ricardo Falu Mgmt Withheld Against Elizabeth Fessenden Mgmt Withheld Against Harald von Heynitz Mgmt Withheld Against Barbara Humpton Mgmt Withheld Against Axel Meier Mgmt Withheld Against Tish Mendoza Mgmt Withheld Against Julian Nebreda Mgmt Withheld Against John C. Shelton Mgmt Withheld Against Simon James Smith Mgmt Withheld Against 2. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as the Company's independent registered public accounting firm for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- FREIGHT TECHNOLOGIES INC. Agenda Number: 935735336 -------------------------------------------------------------------------------------------------------------------------- Security: G51413105 Meeting Type: Annual Meeting Date: 15-Dec-2022 Ticker: FRGT ISIN: VGG514131058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Javier Selgas Mgmt For For 1b. Election of Director: Nicholas H. Adler Mgmt For For 1c. Election of Director: William Samuels Mgmt For For 1d. Election of Director: Marc Urbach Mgmt For For 2. To ratify the appointment of UHY LLP (as Mgmt For For our independent registered public accounting firm) for the fiscal year ending December 31, 2022. 3. To approve the Freight Technologies, Inc. Mgmt For For 2022 Equity Incentive Plan. 4. To conduct an advisory vote on the Mgmt For For compensation of our named executive officers. 5. To conduct an advisory vote on the Mgmt 1 Year For frequency of future advisory votes on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- FREYR BATTERY Agenda Number: 935876409 -------------------------------------------------------------------------------------------------------------------------- Security: L4135L100 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: FREY ISIN: LU2360697374 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A2 Approval and, to the extent necessary, Mgmt Abstain Against ratification for the Company to enter into Indemnification Agreements with each Director from time to time in office (Resolution I). A3 Approval of the allocation of 50,000 stock Mgmt Abstain Against options to each Director (except for Mr. Torstein Dale Sjotveit and Mr. Tom Einar Jensen) during the financial year ending on December 31, 2023 (Resolution II). A6 Presentation and approval of the audited Mgmt Abstain Against consolidated financial statements for the financial year ended on December 31, 2022 prepared in accordance with US Generally Accepted Accounting Principles (US GAAP) (Resolution III). A7 Presentation and approval of the audited Mgmt Abstain Against standalone annual accounts for the financial year ended on December 31, 2022 prepared in accordance with the Generally Accepted Accounting Principles in Luxembourg (Lux GAAP) (Resolution IV). A8 Allocation of results for the financial Mgmt Abstain Against year ended on December 31, 2022 (Resolution V). A9 Confirmation of the mandate of Mr. Jon Mgmt Abstain Against Christian Thaulow to replace Mr. German Horacio Cura as of August 1, 2022 by way of co-option (Resolution VI). A10 Confirmation of the mandate of Mr. Jason Mgmt Abstain Against Forcier to replace Mr. Jon Christian Thaulow as of December 21, 2022 by way of co- option (Resolution VII). A11 Confirmation of the mandate of Dr. Daniel Mgmt Abstain Against Steingart to replace Mr. Jeremy Todd Bezdek as of January 9, 2023 by way of co-option (Resolution VIII). A12 Confirmation of the mandate of Mr. Tom Mgmt Abstain Against Einar Jensen to replace Ms. Monica Tiuba as of May 10, 2023 by way of co-option (Resolution IX). A13 Vote on discharge of liability (quitus) of Mgmt Abstain Against the members of the Board of Directors for the proper exercise of their mandate for and in connection with the financial year ended on December 31, 2022 (Resolution X). A14 Approval of the principle of cash Mgmt Abstain Against remuneration to be paid to the members of the Board of Directors and decision on the amounts of such cash remuneration, based on the recommendations from the Compensation Committee of the Company (Resolution XI). A15 Renewal of the mandate of Mgmt Abstain Against PricewaterhouseCoopers as independent auditor(reviseur d'entreprises agree) of the Company for the consolidated quarterly and annual financial statements prepared in accordance with US Generally Accepted Accounting Principles (US GAAP) and the standalone annual accounts prepared in accordance with the Generally Accepted Accounting Principles in Luxembourg (Lux GAAP) for a period ending at the annual general meeting of shareholders approving the standalone annual ...(due to space limits, see proxy material for full proposal). A16 Renewal of the mandate of each of the Mgmt Abstain Against current directors of the Company for a period ending at the annual general meeting of shareholders approving the standalone annual accounts and the consolidated financial statements for the financial year ending on December 31, 2023 (Resolution XIII). A17 Approval and ratification of the terms and Mgmt Abstain Against conditions of a share repurchase program and approval of the authorization to the Company to keep the redeemed and not yet allocated ordinary shares under the share repurchase program as treasury stock until the annual general meeting of shareholders of the Company approving the standalone annual accounts and the consolidated financial statements of the Company for the financial year ending on December 31, 2023 (Resolution XIV). A18 Approval of the amended and restated 2021 Mgmt Abstain Against Equity Incentive Plan (Resolution XV). A19 Delegation of powers (Resolution XVI). Mgmt Abstain Against E20 Decision to amend article 9.1 of the Mgmt Abstain Against articles of association of the Company so that it shall read as follows: "9.1 The Company shall be managed by a Board of Directors composed of no less than five (5) Directors who may but do not need to be Shareholders of the Company." (Resolution I) E21 Decision : (i) to amend the terms of the Mgmt Abstain Against authorised share capital of the Company; (ii) to approve the renewal of the authorisation to the Board of Directors to increase the Company's share capital in accordance with the terms and within the limits of the authorised share capital for a period ending five (5) years after the date of the general meeting of shareholders of the Company deciding on the amendment of the terms of the authorised share capital; (iii) to approve the ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- FTC SOLAR, INC. Agenda Number: 935831746 -------------------------------------------------------------------------------------------------------------------------- Security: 30320C103 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: FTCI ISIN: US30320C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Sean Hunkler Mgmt For For 1.2 Election of Director: Shaker Sadasivam Mgmt Withheld Against 2. Ratification of the appointment of BDO USA, Mgmt Against Against LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- GFL ENVIRONMENTAL INC. Agenda Number: 935830314 -------------------------------------------------------------------------------------------------------------------------- Security: 36168Q104 Meeting Type: Annual and Special Meeting Date: 17-May-2023 Ticker: GFL ISIN: CA36168Q1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Patrick Dovigi Mgmt For For Dino Chiesa Mgmt For For Violet Konkle Mgmt For For Arun Nayar Mgmt For For Paolo Notarnicola Mgmt For For Ven Poole Mgmt For For Blake Sumler Mgmt For For Raymond Svider Mgmt For For Jessica McDonald Mgmt For For Sandra Levy Mgmt For For 2 Appointment of KPMG LLP as Auditor of the Mgmt For For Company until the next Annual General Meeting and authorizing the Directors to fix their remuneration. 3 Approval of resolution on the renewal of Mgmt For For GFL Environmental Inc.'s Omnibus Long-Term Incentive Plan and the approval of unallocated options, rights or other entitlements thereunder. 4 Approval of resolution on the renewal of Mgmt For For GFL Environmental Inc.'s DSU Plan, the approval of unallocated deferred share units thereunder, and the ratification of the deferred share units awarded thereunder since its expiry on March 5, 2023. 5 Approval of advisory non-binding resolution Mgmt For For on the Company's approach to executive compensation. -------------------------------------------------------------------------------------------------------------------------- GOGORO INC. Agenda Number: 935870419 -------------------------------------------------------------------------------------------------------------------------- Security: G9491K105 Meeting Type: Annual Meeting Date: 30-May-2023 Ticker: GGR ISIN: KYG9491K1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Mr. Hok-Sum Horace Luke be re-elected and Mgmt For For serve as a Class I Director of Gogoro Inc. (the "Company"), with a term to expire at the Company's 2026 annual general meeting of shareholders, subject to his earlier resignation or removal. 2. Mr. Ming-Shan Lee be re-elected and serve Mgmt For For as a Class I Director of the Company, with a term to expire at the Company's 2026 annual general meeting of shareholders, subject to his earlier resignation or removal. 3. Article 83 of the amended and restated Mgmt For For memorandum and articles of association of the Company currently in effect be and is hereby amended and replaced in its entirety with a new Article 83 with immediate effect. 4. The adjournment of the Annual General Mgmt Against Against Meeting of the Company (the "AGM") by the Chairman, if necessary, to solicit additional proxies if there are insufficient votes at the time of the AGM to approve any of the resolutions to be considered and passed at the AGM be approved. 5. Each of the directors and officers of the Mgmt For For Company be authorized to take any and every action that might be necessary to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. -------------------------------------------------------------------------------------------------------------------------- GOLD RESOURCE CORPORATION Agenda Number: 935849642 -------------------------------------------------------------------------------------------------------------------------- Security: 38068T105 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: GORO ISIN: US38068T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alex G. Morrison Mgmt Withheld Against Allen Palmiere Mgmt For For Lila Manassa Murphy Mgmt For For Joseph Driscoll Mgmt Withheld Against Ronald Little Mgmt Withheld Against 2. Advisory vote to approve executive Mgmt Against Against compensation. 3. Non-binding advisory vote to approve the Mgmt 1 Year For frequency of future advisory votes on executive compensation. 4. Ratify BDO USA, LLP as independent Mgmt Against Against registered accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. Agenda Number: 935821606 -------------------------------------------------------------------------------------------------------------------------- Security: 384313508 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: EAF ISIN: US3843135084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a three-year term Mgmt For For until the 2026 Annual Meeting: Jean-Marc Germain 1.2 Election of Director for a three-year term Mgmt Against Against until the 2026 Annual Meeting: Henry R. Keizer 1.3 Election of Director for a three-year term Mgmt For For until the 2026 Annual Meeting: Marcel Kessler 2. Ratify the selection of Deloitte & Touche Mgmt Against Against as our independent registered public accounting firm for 2023 3. Approve, on an advisory basis, our named Mgmt For For executive officer compensation -------------------------------------------------------------------------------------------------------------------------- HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935835681 -------------------------------------------------------------------------------------------------------------------------- Security: 41068X100 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: HASI ISIN: US41068X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey W. Eckel Mgmt For For Lizabeth A. Ardisana Mgmt For For Clarence D. Armbrister Mgmt Withheld Against Teresa M. Brenner Mgmt For For Michael T. Eckhart Mgmt Withheld Against Nancy C. Floyd Mgmt For For Jeffrey A. Lipson Mgmt For For Charles M. O'Neil Mgmt Withheld Against Richard J. Osborne Mgmt For For Steven G. Osgood Mgmt For For Kimberly A. Reed Mgmt For For 2. The ratification of the appointment of Mgmt Against Against Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. The advisory approval of the compensation Mgmt For For of the Named Executive Officers as described in the Compensation Discussion and Analysis, the compensation tables and other narrative disclosure in the proxy statement. 4. The frequency in years with which Mgmt 1 Year For stockholders are provided an advisory vote on executive compensation pursuant to the compensation disclosure rules of the SEC. -------------------------------------------------------------------------------------------------------------------------- HARSCO CORPORATION Agenda Number: 935775885 -------------------------------------------------------------------------------------------------------------------------- Security: 415864107 Meeting Type: Annual Meeting Date: 19-Apr-2023 Ticker: HSC ISIN: US4158641070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: J. F. Earl Mgmt Abstain Against 1.2 Election of Director: K. G. Eddy Mgmt Abstain Against 1.3 Election of Director: D. C. Everitt Mgmt Abstain Against 1.4 Election of Director: F. N. Grasberger III Mgmt Abstain Against 1.5 Election of Director: C. I. Haznedar Mgmt Abstain Against 1.6 Election of Director: T. M. Laurion Mgmt Abstain Against 1.7 Election of Director: E. M. Purvis, Jr. Mgmt Abstain Against 1.8 Election of Director: J. S. Quinn Mgmt Abstain Against 1.9 Election of Director: P. C. Widman Mgmt Abstain Against 2. Ratification of the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as independent auditors for the fiscal year ending December 31, 2023. 3. Vote, on an advisory basis, to approve Mgmt Against Against named executive officer compensation. 4. Vote, on an advisory basis, on the Mgmt 1 Year For frequency of future advisory votes on the compensation of named executive officers. 5. Vote on Amendment No. 3 to the 2013 Equity Mgmt Abstain Against and Incentive Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- HECLA MINING COMPANY Agenda Number: 935819841 -------------------------------------------------------------------------------------------------------------------------- Security: 422704106 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: HL ISIN: US4227041062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. ELECTION OF CLASS I DIRECTOR: Phillips S. Mgmt For For Baker, Jr. 1b. ELECTION OF CLASS I DIRECTOR: George R. Mgmt For For Johnson 2. Proposal to ratify and approve the Mgmt Against Against selection of BDO USA, LLP, as our independent auditors of the Company for the calendar year ending December 31, 2023. 3. Advisory resolution to approve named Mgmt Against Against executive officer compensation. 4. Advisory vote on the frequency of our Mgmt 1 Year For say-on-pay votes for named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- HELBIZ INC. Agenda Number: 935767256 -------------------------------------------------------------------------------------------------------------------------- Security: 42309B204 Meeting Type: Special Meeting Date: 20-Feb-2023 Ticker: HLBZ ISIN: US42309B2043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an amendment to the Company's Mgmt For For certificate of incorporation to - effect a reverse stock split of our Class A common stock, par value $0.00001 per share ("Class A common stock"), by a ratio of no less than 1-for-2 and no more than 1- for-50, with the exact ratio to be determined by the Board in its sole discretion (the "Class A Stock Split"); effect a reverse stock split of our Class B common stock, par value $0.00001 per share ("Class B common stock"), by a ratio of no ...(due to space limits, see proxy material for full proposal). 2. To approve the conversion of the Series A Mgmt For For Preferred Stock, par value $0.00001 per share (the "Preferred Stock"), into shares of our Class A common stock, with each share of Series A Preferred Stock converting into up to one share of Class A Common Stock (as may be adjusted by the Class A Stock Split) (the "Series A Conversion"). 3. To approve the conversion of up to Mgmt For For $5,000,000 of current liabilities into shares of Class A common stock so that the aggregate issuance of Class A common stock upon such conversions, together with any Class A common stock issued in connection with any related transactions that may be considered part of the same transactions pursuant to which such securities were issued, may be without limit and may exceed the threshold and pricing for which shareholder approval is required under ...(due to space limits, see proxy material for full proposal). 4. The authorization of our 2023 Omnibus Mgmt For For Incentive Plan (the "2023 Plan"). 5. To approve the adjournment of the Special Mgmt Against Against Meeting for any purpose, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal described above. -------------------------------------------------------------------------------------------------------------------------- HUDSON TECHNOLOGIES, INC. Agenda Number: 935846038 -------------------------------------------------------------------------------------------------------------------------- Security: 444144109 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: HDSN ISIN: US4441441098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Vincent P. Abbatecola Mgmt Withheld Against Nicole Bulgarino Mgmt For For Brian F. Coleman Mgmt Withheld Against 2. To approve, by non-binding advisory vote, Mgmt Abstain Against named executive officer compensation. 3. To ratify the appointment of BDO USA, LLP Mgmt Against Against as independent registered public accountants for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- HYLIION HOLDINGS CORP. Agenda Number: 935818382 -------------------------------------------------------------------------------------------------------------------------- Security: 449109107 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: HYLN ISIN: US4491091074 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Rodger Boehm Mgmt Withheld Against Mary Gustanski Mgmt For For Robert Knight, Jr. Mgmt Withheld Against 2. To ratify the appointment of Grant Thornton Mgmt Against Against LLP as the Company's independent registered public accounting firm for the 2023 fiscal year ended December 31, 2023. 3. Advisory Vote on Executive Compensation. Mgmt Against Against 4. Vote on the Approval of the Hyliion Mgmt For For Holdings Corp. Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- IAA, INC. Agenda Number: 935766785 -------------------------------------------------------------------------------------------------------------------------- Security: 449253103 Meeting Type: Special Meeting Date: 14-Mar-2023 Ticker: IAA ISIN: US4492531037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. IAA Merger Proposal: To adopt the Agreement Mgmt Against Against and Plan of Merger and Reorganization, dated as of November 7, 2022 (as amended, the "merger agreement"), by and among Ritchie Bros. Auctioneers Incorporated, Ritchie Bros. Holdings Inc., Impala Merger Sub I, LLC, Impala Merger Sub II, LLC and IAA, Inc. ("IAA"), and thereby approve the transactions contemplated by the merger agreement. 2. IAA Compensation Proposal: To approve, on a Mgmt Against Against non-binding advisory basis, the compensation that may be paid or become payable to named executive officers of IAA that is based on or otherwise relates to the merger agreement and the transactions contemplated by the merger agreement. 3. IAA Adjournment Proposal: To approve the Mgmt Against Against adjournment of the IAA special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the IAA special meeting to approve the IAA merger proposal. -------------------------------------------------------------------------------------------------------------------------- IDEANOMICS, INC. Agenda Number: 935730855 -------------------------------------------------------------------------------------------------------------------------- Security: 45166V106 Meeting Type: Annual Meeting Date: 25-Nov-2022 Ticker: IDEX ISIN: US45166V1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alfred P. Poor Mgmt Withheld Against Shane McMahon Mgmt Withheld Against James S. Cassano Mgmt Withheld Against Jerry Fan Mgmt Withheld Against Harry Edelson Mgmt Withheld Against 2. Ratification of appointment of Grassi & Mgmt Against Against Co., CPAs, P.C. as independent registered public accounting firm. 3. Approval of the amendment and restatement Mgmt For For of the Company's 2010 Equity Incentive Plan to increase the number of shares authorized for issuance under the Plan to 120,000,000. 4. Approval of the issuance of securities to Mgmt For For Yorkville Advisors pursuant to the terms of the SEPA, with such modifications, amendments, or changes, and in accordance with the Nasdaq Listing Rules 5635(b) and 5635(d). 5. Approval of an advisory (non-binding) Mgmt Against Against resolution regarding the compensation of our named executive officers. 6. Approval of an advisory vote on the Mgmt 1 Year Against frequency at which the Company should include an advisory vote regarding the compensation of our named executive officers. 7. Approval of the issuance of securities in Mgmt For For one or more non-public offerings, in accordance with Nasdaq Listing Rules 5635(b) and 5635(d). 8. Approval of the adjournment of the Annual Mgmt Against Against Meeting, if necessary or advisable, to solicit additional proxies in favor of the foregoing proposals. -------------------------------------------------------------------------------------------------------------------------- INSTALLED BUILDING PRODUCTS, INC. Agenda Number: 935815968 -------------------------------------------------------------------------------------------------------------------------- Security: 45780R101 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: IBP ISIN: US45780R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve for Mgmt For For three-year term: Michael T. Miller 1.2 Election of Director to serve for Mgmt For For three-year term: Marchelle E. Moore 1.3 Election of Director to serve for Mgmt For For three-year term: Robert H. Schottenstein 2. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 4. Vote, on an advisory basis, on the Mgmt 1 Year For frequency of the advisory vote on the compensation of our named executive officers. 5. Approval of our 2023 Omnibus Incentive Mgmt For For Plan. -------------------------------------------------------------------------------------------------------------------------- IPERIONX LIMITED Agenda Number: 935886020 -------------------------------------------------------------------------------------------------------------------------- Security: 44916E100 Meeting Type: Special Meeting Date: 16-Jun-2023 Ticker: IPX ISIN: US44916E1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Ratify the Issue of Placement Shares under Mgmt For For Listing Rule 7.1 2. Issue of Placement Shares to Todd Hannigan Mgmt For For 3. Issue of Placement Shares to Lorraine Mgmt For For Martin -------------------------------------------------------------------------------------------------------------------------- ISUN, INC. Agenda Number: 935754285 -------------------------------------------------------------------------------------------------------------------------- Security: 465246106 Meeting Type: Special Meeting Date: 31-Jan-2023 Ticker: ISUN ISIN: US4652461066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve, for the purposes of Listing Mgmt For For Rule 5635 of The Nasdaq Stock Market ("Nasdaq"), the issuance of shares of the Company's Common Stock under the Senior Secured Convertible Notes issued by the Company on November 4, 2022. 2. To approve the adjournment of the Special Mgmt Against Against Meeting, if necessary, to solicit additional proxies in the event that there are not sufficient votes at the time of the Special Meeting to approve the other proposal. -------------------------------------------------------------------------------------------------------------------------- ITRON, INC. Agenda Number: 935780470 -------------------------------------------------------------------------------------------------------------------------- Security: 465741106 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: ITRI ISIN: US4657411066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mary C. Hemmingsen Mgmt For For 1b. Election of Director: Jerome J. Lande Mgmt For For 1c. Election of Director: Frank M. Jaehnert Mgmt Against Against 2. Proposal to approve the advisory Mgmt For For (non-binding) resolution relating to executive compensation. 3. Proposal to approve, on an advisory Mgmt 1 Year For (non-binding) basis, the frequency of the advisory vote on executive compensation. 4. Proposal to approve the amendment of the Mgmt For For Itron, Inc. 2012 Employee Stock Purchase Plan. 5. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as the Company's independent registered public accountant for 2023. -------------------------------------------------------------------------------------------------------------------------- JINKOSOLAR HOLDING CO., LTD. Agenda Number: 935745503 -------------------------------------------------------------------------------------------------------------------------- Security: 47759T100 Meeting Type: Annual Meeting Date: 28-Dec-2022 Ticker: JKS ISIN: US47759T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. As an ordinary resolution that Mr. Kangping Mgmt For For Chen be re-elected as a director of the Company. 2. As an ordinary resolution that Mr. Haiyun Mgmt For For Cao be re-elected as a director of the Company. 3. As an ordinary resolution that the Mgmt For For appointment of PricewaterhouseCoopers Zhong Tian LLP as auditors of the Company for the fiscal year of 2022 be ratified. 4. As an ordinary resolution that the Mgmt For For directors of the Company be authorized to determine the remuneration of the Company's auditors. 5. As an ordinary resolution that each of the Mgmt For For directors of the Company be authorized to take any and all action that might be necessary to effect the foregoing resolutions 1 to 4 as such director, in his or her absolute discretion, thinks fit. -------------------------------------------------------------------------------------------------------------------------- JOBY AVIATION, INC Agenda Number: 935855481 -------------------------------------------------------------------------------------------------------------------------- Security: G65163100 Meeting Type: Annual Meeting Date: 22-Jun-2023 Ticker: JOBY ISIN: KYG651631007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term expiring in Mgmt For For 2026: Halimah DeLaine Prado 1b. Election of Director for a term expiring in Mgmt For For 2026: Paul Sciarra 1c. Election of Director for a term expiring in Mgmt For For 2026: Laura Wright 2. Ratify the appointment of Deloitte & Touche Mgmt Against Against LLP as Joby's independent registered public accounting firm for fiscal year 2023. 3. Approval, in a non-binding advisory vote, Mgmt Against Against of the compensation of Joby's named executive officers. 4. Advisory vote on the frequency of the Mgmt 1 Year For advisory vote on the compensation of Joby's named executive officers. -------------------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 935759590 -------------------------------------------------------------------------------------------------------------------------- Security: G51502105 Meeting Type: Annual Meeting Date: 08-Mar-2023 Ticker: JCI ISIN: IE00BY7QL619 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a period of one Mgmt Against Against year, expiring at the end of the Company's Annual General Meeting in 2024: Jean Blackwell 1b. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Pierre Cohade 1c. Election of Director for a period of one Mgmt Against Against year, expiring at the end of the Company's Annual General Meeting in 2024: Michael E. Daniels 1d. Election of Director for a period of one Mgmt Against Against year, expiring at the end of the Company's Annual General Meeting in 2024: W. Roy Dunbar 1e. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Gretchen R. Haggerty 1f. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Ayesha Khanna 1g. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Simone Menne 1h. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: George R. Oliver 1i. Election of Director for a period of one Mgmt Against Against year, expiring at the end of the Company's Annual General Meeting in 2024: Jurgen Tinggren 1j. Election of Director for a period of one Mgmt Against Against year, expiring at the end of the Company's Annual General Meeting in 2024: Mark Vergnano 1k. Election of Director for a period of one Mgmt Against Against year, expiring at the end of the Company's Annual General Meeting in 2024: John D. Young 2.a To ratify the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as the independent auditors of the Company. 2.b To authorize the Audit Committee of the Mgmt For For Board of Directors to set the auditors' remuneration. 3. To authorize the Company and/or any Mgmt For For subsidiary of the Company to make market purchases of Company shares. 4. To determine the price range at which the Mgmt For For Company can re-allot shares that it holds as treasury shares (Special Resolution). 5. To approve, in a non-binding advisory vote, Mgmt Against Against the compensation of the named executive officers. 6. To approve, in a non-binding advisory vote, Mgmt 1 Year For the frequency of the non-binding advisory vote on the compensation of the named executive officers. 7. To approve the Directors' authority to Mgmt For For allot shares up to approximately 20% of issued share capital. 8. To approve the waiver of statutory Mgmt For For preemption rights with respect to up to 5% of the issued share capital (Special Resolution). -------------------------------------------------------------------------------------------------------------------------- KALTURA, INC. Agenda Number: 935853526 -------------------------------------------------------------------------------------------------------------------------- Security: 483467106 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: KLTR ISIN: US4834671061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ronen Faier Mgmt Withheld Against 1b. Election of Director: Richard Levandov Mgmt Withheld Against 2. Ratify the appointment of Kost Forer Gabbay Mgmt Against Against & Kasierer, a member of Ernst & Young Global, as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- KANDI TECHNOLOGIES GROUP, INC. Agenda Number: 935737063 -------------------------------------------------------------------------------------------------------------------------- Security: 483709101 Meeting Type: Annual Meeting Date: 30-Dec-2022 Ticker: KNDI ISIN: US4837091010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To reincorporate the Company from Delaware Mgmt For For to British Virgin Islands effected through the merger of the Company with a newly- formed wholly owned subsidiary of a newly-formed BVI corporation that is a wholly owned subsidiary of the Company. 2. DIRECTOR Hu Xiaoming Mgmt For For Dong Xueqin Mgmt For For Wang Lin Mgmt For For Chen Liming Mgmt Withheld Against Lin Yi Mgmt Withheld Against Jerry Lewin Mgmt For For Henry Yu Mgmt Withheld Against 3. To ratify the appointment of Paris Kreit & Mgmt Against Against Chiu CPA LLP as the Company's independent auditor for the fiscal year ending December 31, 2022. 4. To approve an amendment to the Certificate Mgmt For For of Incorporation of the Company, as amended, to increase the number of authorized shares of Common Stock, par value $0.001 per share, from 100,000,000 shares of Common Stock, to 1,000,000,000 shares of Common Stock, and to correspondingly increase the number of authorized shares of preferred stock from 10,000,000 shares to 100,000,000 shares. 5. To conduct an advisory vote on the Mgmt Against Against compensation of our named executive officers as disclosed in the proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission. -------------------------------------------------------------------------------------------------------------------------- LENNOX INTERNATIONAL INC. Agenda Number: 935808470 -------------------------------------------------------------------------------------------------------------------------- Security: 526107107 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: LII ISIN: US5261071071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director to hold Mgmt For For office for a two-year term expiring at the 2025 Annual Meeting: Janet K. Cooper 1.2 Election of Class I Director to hold office Mgmt For For for a three-year term expiring at the 2026 Annual Meeting: John W. Norris, III 1.3 Election of Class I Director to hold office Mgmt For For for a three-year term expiring at the 2026 Annual Meeting: Karen H. Quintos 1.4 Election of Class I Director to hold office Mgmt Against Against for a three-year term expiring at the 2026 Annual Meeting: Shane D. Wall 2. To conduct an advisory vote to approve the Mgmt Against Against compensation of our named executive officers as disclosed in the Proxy Statement 3. To conduct an advisory vote on the Mgmt 1 Year For frequency of future advisory votes on executive compensation 4. To ratify the appointment of KPMG LLP as Mgmt Against Against our independent registered public accounting firm for the 2023 fiscal year -------------------------------------------------------------------------------------------------------------------------- LI AUTO INC. Agenda Number: 935858021 -------------------------------------------------------------------------------------------------------------------------- Security: 50202M102 Meeting Type: Annual Meeting Date: 31-May-2023 Ticker: LI ISIN: US50202M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 To receive and adopt the audited Mgmt For For consolidated financial statements of the Company for the year ended December 31, 2022 and the reports of the Directors and independent auditor thereon. O2 To re-elect Mr. Ma Donghui as an executive Mgmt For For Director. O3 To re-elect Mr. Li Xiang as an executive Mgmt For For Director. O4 To re-elect Mr. Li Tie as an executive Mgmt For For Director. O5 To re-elect Mr. Zhao Hongqiang as an Mgmt For For independent non-executive Director. O6 To authorize the Board to fix the Mgmt For For remuneration of the Directors of the Company. O7 To grant a general mandate to the Directors Mgmt For For to issue, allot and deal with additional Class A Ordinary shares of the Company not exceeding 20% of the total number of issued shares of the Company as at the date of passing of this resolution. O8 To grant a general mandate to the Directors Mgmt For For to repurchase shares of the Company not exceeding 10% of the total number of issued shares of the Company as at the date of passing of this resolution. O9 To extend the general mandate granted to Mgmt For For the Directors to issue, allot and deal with additional shares in the capital of the Company by the aggregate number of the shares repurchased by the Company. O10 To re-appoint PricewaterhouseCoopers as Mgmt For For auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company and to authorize the Board to fix their remuneration for the year ending December 31, 2023. S11 To approve the adoption of the sixth Mgmt For For amended and restated memorandum and articles of association of the Company as the new memorandum and articles of association of the Company in substitution for, and to the exclusion of, the fifth amended and restated memorandum and articles of association of the Company with immediate effect after the close of the AGM, and any one Director be and is hereby authorised to do all such acts and things and execute all such documents, deeds and make all ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- LI-CYCLE HOLDINGS CORP. Agenda Number: 935785658 -------------------------------------------------------------------------------------------------------------------------- Security: 50202P105 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: LICY ISIN: CA50202P1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Directors Election of Director: Mgmt For For Ajay Kochhar 1B Election of Director: Tim Johnston Mgmt For For 1C Election of Director: Susan Alban Mgmt For For 1D Election of Director: Jacqueline Dedo Mgmt For For 1E Election of Director: Scott Prochazka Mgmt For For 1F Election of Director: Kunal Sinha Mgmt For For 1G Election of Director: Anthony Tse Mgmt For For 1H Election of Director: Mark Wellings Mgmt For For 2 Appoint KPMG LLP as the external auditor of Mgmt For For the Company and authorize the Board to fix their remuneration. -------------------------------------------------------------------------------------------------------------------------- LIGHTBRIDGE CORPORATION Agenda Number: 935824006 -------------------------------------------------------------------------------------------------------------------------- Security: 53224K302 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: LTBR ISIN: US53224K3023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Seth Grae Mgmt Withheld Against Thomas Graham, Jr. Mgmt Withheld Against Sweta Chakraborty Mgmt Withheld Against Jesse Funches Mgmt For For Sherri Goodman Mgmt Withheld Against Daniel B. Magraw Mgmt For For Mark Tobin Mgmt For For 2. Approval of an amendment to the 2020 Mgmt For For Omnibus Incentive Plan. 3. Advisory non-binding vote for the approval Mgmt Against Against of the Company's executive compensation. 4. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. 5. Ratification of BDO USA, LLP as the Mgmt Against Against Company's independent registered public accountants for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- LIGHTNING EMOTORS, INC. Agenda Number: 935753865 -------------------------------------------------------------------------------------------------------------------------- Security: 53228T101 Meeting Type: Special Meeting Date: 07-Feb-2023 Ticker: ZEV ISIN: US53228T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of an amendment of the Company's Mgmt For For Second Amended and Restated Certificate of Incorporation, to effect a reverse stock split of the Company's outstanding common stock, $0.0001 par value per share, at a ratio of not less than 1-for-2 and not more than 1-for-20, such ratio to be determined in the sole discretion of the Company's Board of Directors, without a corresponding reduction in the Company's authorized share capital, and to be effective upon a date determined by the Board of Directors no later than February 7, 2024. 2. Approval of Adjournment of the Special Mgmt Against Against Meeting to solicit additional proxies or establish a quorum. -------------------------------------------------------------------------------------------------------------------------- LIGHTNING EMOTORS, INC. Agenda Number: 935793251 -------------------------------------------------------------------------------------------------------------------------- Security: 53228T101 Meeting Type: Annual Meeting Date: 12-May-2023 Ticker: ZEV ISIN: US53228T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Diana Tremblay Mgmt For For Thaddeus Senko Mgmt For For 2. Ratification of the appointment of Grant Mgmt Against Against Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- LIVENT CORPORATION Agenda Number: 935773499 -------------------------------------------------------------------------------------------------------------------------- Security: 53814L108 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: LTHM ISIN: US53814L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director to terms Mgmt For For expiring in 2026: Paul W. Graves 1b. Election of Class II Director to terms Mgmt For For expiring in 2026: Andrea E. Utecht 1c. Election of Class II Director to terms Mgmt Against Against expiring in 2026: Christina Lampe-onnerud 2. Ratification of the appointment of KPMG LLP Mgmt Against Against as independent registered public accounting firm for 2023. 3. Advisory (non-binding) approval of named Mgmt For For executive officer compensation. 4. Amendments to the Company's Amended and Mgmt For For Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. 5. Amendment to the Company's Amended and Mgmt For For Restated Certificate of Incorporation to eliminate supermajority voting requirements. -------------------------------------------------------------------------------------------------------------------------- LKQ CORPORATION Agenda Number: 935790433 -------------------------------------------------------------------------------------------------------------------------- Security: 501889208 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: LKQ ISIN: US5018892084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Patrick Berard Mgmt Against Against 1b. Election of Director: Meg A. Divitto Mgmt For For 1c. Election of Director: Joseph M. Holsten Mgmt For For 1d. Election of Director: Blythe J. McGarvie Mgmt For For 1e. Election of Director: John W. Mendel Mgmt Against Against 1f. Election of Director: Jody G. Miller Mgmt For For 1g. Election of Director: Guhan Subramanian Mgmt Against Against 1h. Election of Director: Xavier Urbain Mgmt For For 1i. Election of Director: Dominick Zarcone Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. 3. Approval, on an advisory basis, of the Mgmt Against Against compensation of our named executive officers. 4. Advisory vote on the frequency of holding Mgmt 1 Year For an advisory vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- LOOP INDUSTRIES, INC. Agenda Number: 935868135 -------------------------------------------------------------------------------------------------------------------------- Security: 543518104 Meeting Type: Annual Meeting Date: 28-Jun-2023 Ticker: LOOP ISIN: US5435181046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Andrew Lapham Mgmt Against Against 1b. Election of Director: Jonghyuk Lee Mgmt For For 1c. Election of Director: Louise Sams Mgmt For For 1d. Election of Director: Laurence Sellyn Mgmt Against Against 1e. Election of Director: Jay Stubina Mgmt Abstain Against 2. To ratify the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending February 29, 2024. 3. To approve, on an advisory basis, the Mgmt Against Against compensation of our Named Executive Officers as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- LUCID GROUP, INC. Agenda Number: 935775518 -------------------------------------------------------------------------------------------------------------------------- Security: 549498103 Meeting Type: Annual Meeting Date: 24-Apr-2023 Ticker: LCID ISIN: US5494981039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Turqi Alnowaiser Mgmt Withheld Against Glenn R. August Mgmt Withheld Against Andrew Liveris Mgmt For For Sherif Marakby Mgmt For For N. Maynard-Elliott Mgmt Withheld Against Chabi Nouri Mgmt For For Peter Rawlinson Mgmt For For Ori Winitzer Mgmt For For Janet S. Wong Mgmt For For 2. To ratify the selection of Grant Thornton Mgmt Against Against LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 3. To approve, on an advisory basis, the Mgmt For For compensation for our named executive officers as disclosed in our Proxy Statement 4. To approve the amendment of the Lucid Mgmt For For Group, Inc. Amended and Restated 2021 Stock Incentive Plan 5. To approve the amendment and restatement of Mgmt For For the Company's current certificate of incorporation -------------------------------------------------------------------------------------------------------------------------- MONTAUK RENEWABLES, INC. Agenda Number: 935835340 -------------------------------------------------------------------------------------------------------------------------- Security: 61218C103 Meeting Type: Annual Meeting Date: 05-Jun-2023 Ticker: MNTK ISIN: US61218C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director for a Mgmt For For three-year term expiring at the 2026 Annual Meeting: Jennifer Cunningham 1b. Election of Class III Director for a Mgmt For For three-year term expiring at the 2026 Annual Meeting: Sean F. McClain 2. Ratification of the appointment of Grant Mgmt Against Against Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- MP MATERIALS CORP. Agenda Number: 935847193 -------------------------------------------------------------------------------------------------------------------------- Security: 553368101 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: MP ISIN: US5533681012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Arnold W. Donald Mgmt For For 1b. Election of Director: Randall J. Mgmt For For Weisenburger 2. Advisory vote to approve compensation paid Mgmt Against Against to the Company's named executive officers. 3. The ratification of the appointment of KPMG Mgmt Against Against LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- MULLEN AUTOMOTIVE, INC. Agenda Number: 935743763 -------------------------------------------------------------------------------------------------------------------------- Security: 62526P109 Meeting Type: Special Meeting Date: 25-Jan-2023 Ticker: MULN ISIN: US62526P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an amendment to the Company's Mgmt For For Second Amended and Restated Certificate of Incorporation to effect a reverse stock split of our outstanding shares of common stock in an amount not less than 1-for-2 shares and not to exceed 1-for-25 shares, with the exact ratio to be set within that range at the discretion of our Board of Directors, the effectuation of which is subject to certain date and other conditions as described in the proxy statement. 2. To approve an amendment to the Company's Mgmt For For Second Amended and Restated Certificate of Incorporation to increase the aggregate number of shares of common stock, par value $0.001 per share, that the Company is authorized to issue from One Billion Seven Hundred Fifty Million (1,750,000,000) to Five Billion (5,000,000,000) (the "Authorized Share Increase Proposal"). 3. The Reincorporation Proposal (Proposal No. Mgmt For For 3) has been withdrawn from stockholder consideration. See Amendment to the Proxy Statement filed with the SEC on December 16, 2022. 4. To approve, for purposes of complying with Mgmt For For Nasdaq Listing Rule 5635(d), amendments to a securities purchase agreement to provide for the issuance of $150 million in notes and up to $190 million in additional shares of Series D Preferred Stock, each convertible into shares of Common Stock and warrants exercisable into shares of Common Stock, and any future adjustments of conversion price of the Notes or the Series D preferred stock or exercise price of the warrants (the "Nasdaq Listing Rule 5635(d) Proposal"). 5. To approve adjournment of the Special Mgmt Against Against Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt Proposals 1, 2, 3 and/or 4 or establish a quorum (the "Adjournment Proposal"). -------------------------------------------------------------------------------------------------------------------------- NEXGEN ENERGY LTD. Agenda Number: 935862727 -------------------------------------------------------------------------------------------------------------------------- Security: 65340P106 Meeting Type: Annual and Special Meeting Date: 15-Jun-2023 Ticker: NXE ISIN: CA65340P1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of Directors at ten (10). Mgmt For For 2 DIRECTOR Leigh Curyer Mgmt For For Christopher McFadden Mgmt For For Richard Patricio Mgmt For For Trevor Thiele Mgmt For For Warren Gilman Mgmt For For Sybil Veenman Mgmt For For Karri Howlett Mgmt For For Bradley Wall Mgmt For For Donald Roberts Mgmt For For Ivan Mullany Mgmt For For 3 Appointment of KPMG LLP as Auditors of the Mgmt For For Company for the ensuing year and authorizing the Directors to fix their remuneration. 4 Approve the continuation of the Company's Mgmt For For existing Shareholder Rights Plan. -------------------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY PARTNERS, LP Agenda Number: 935772764 -------------------------------------------------------------------------------------------------------------------------- Security: 65341B106 Meeting Type: Annual Meeting Date: 24-Apr-2023 Ticker: NEP ISIN: US65341B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan D. Austin Mgmt Abstain Against 1b. Election of Director: Robert J. Byrne Mgmt Abstain Against 1c. Election of Director: John W. Ketchum Mgmt Abstain Against 1d. Election of Director: Peter H. Kind Mgmt Abstain Against 2. Ratification of appointment of Deloitte & Mgmt Abstain Against Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2023 3. Approval, by non-binding advisory vote, of Mgmt Abstain Against the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement 4. Non-binding advisory vote on the frequency Mgmt 1 Year For of future unitholder non-binding advisory votes on the compensation of NextEra Energy Partners' named executive officers -------------------------------------------------------------------------------------------------------------------------- NIO INC Agenda Number: 935889684 -------------------------------------------------------------------------------------------------------------------------- Security: 62914V106 Meeting Type: Annual Meeting Date: 26-Jun-2023 Ticker: NIO ISIN: US62914V1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. As an ordinary resolution: to re-elect Mr. Mgmt For For Hai Wu as an independent director of the Company. 2. As an ordinary resolution: to re-appoint Mgmt For For PricewaterhouseCoopers Zhong Tian LLP as the auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company and to authorize the Board to fix their remuneration for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- NUCOR CORPORATION Agenda Number: 935795990 -------------------------------------------------------------------------------------------------------------------------- Security: 670346105 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: NUE ISIN: US6703461052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Norma B. Clayton Mgmt For For Patrick J. Dempsey Mgmt Withheld Against Christopher J. Kearney Mgmt Withheld Against Laurette T. Koellner Mgmt For For Michael W. Lamach Mgmt Withheld Against Joseph D. Rupp Mgmt Withheld Against Leon J. Topalian Mgmt Withheld Against Nadja Y. West Mgmt For For 2. Ratification of the appointment of Mgmt Against Against PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2023 3. Approval, on an advisory basis, of Nucor's Mgmt Against Against named executive officer compensation in 2022 4. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on Nucor's named executive officer compensation -------------------------------------------------------------------------------------------------------------------------- NUSCALE POWER CORPORATION Agenda Number: 935804321 -------------------------------------------------------------------------------------------------------------------------- Security: 67079K100 Meeting Type: Annual Meeting Date: 26-May-2023 Ticker: SMR ISIN: US67079K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alan L. Boeckmann Mgmt Withheld Against Bum-Jin Chung Mgmt For For Alvin C. Collins, III Mgmt Withheld Against Shinji Fujino Mgmt For For James T. Hackett Mgmt Withheld Against John L. Hopkins Mgmt For For Kent Kresa Mgmt Withheld Against Christopher J. Panichi Mgmt Withheld Against Christopher Sorrells Mgmt Withheld Against Kimberly O. Warnica Mgmt For For 2. Amend NuScale's Certificate of Mgmt For For Incorporation to Provide for Exculpation of Officers Consistent with that of Directors. 3. Ratification of Appointment of Independent Mgmt Against Against Registered Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- NUVVE HOLDING CORP. Agenda Number: 935730944 -------------------------------------------------------------------------------------------------------------------------- Security: 67079Y100 Meeting Type: Annual Meeting Date: 25-Jan-2023 Ticker: NVVE ISIN: US67079Y1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jon M. Montgomery Mgmt Against Against 2. Ratification of the appointment of Deloitte Mgmt Abstain Against & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- OATLY GROUP AB Agenda Number: 935762939 -------------------------------------------------------------------------------------------------------------------------- Security: 67421J108 Meeting Type: Special Meeting Date: 06-Mar-2023 Ticker: OTLY ISIN: US67421J1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Election of the chairperson of the EGM Mgmt For For 3. Preparation and approval of the voting list Mgmt For For 4. Approval of the agenda Mgmt For For 5. Election of one or two persons to verify Mgmt For For the minutes 6. Determination as to whether the EGM has Mgmt For For been duly convened 7. Resolution regarding amendments to the Mgmt For For articles of association 8. Resolution on authorization for the board Mgmt For For of directors to resolve on new issue of shares and/or warrants and/or convertible bonds -------------------------------------------------------------------------------------------------------------------------- OATLY GROUP AB Agenda Number: 935839273 -------------------------------------------------------------------------------------------------------------------------- Security: 67421J108 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: OTLY ISIN: US67421J1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2 Election of the chairperson of the AGM Mgmt Abstain Against 3 Preparation and approval of the voting list Mgmt Abstain Against 4 Approval of the agenda Mgmt Abstain Against 5 Election of one or two persons to verify Mgmt Abstain Against the minutes 6 Determination as to whether the AGM has Mgmt Abstain Against been duly convened 8 Resolution regarding adoption of the income Mgmt Abstain Against statement and balance sheet and the consolidated income statement and balance sheet for the financial year 2022 9 Resolution regarding the allocation of the Mgmt Abstain Against company's profit or loss in accordance with the adopted balance sheet 10a Resolution regarding discharge from Mgmt Abstain Against liability of the members of the board of director and the CEO: Eric Melloul 10b Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Tim Zhang 10c Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Bernard Hours 10d Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Mattias Klintemar 10e Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Hannah Jones 10f Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Frances Rathke 10g Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Steven Chu 10h Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Toni Petersson 10i Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Ann Chung 10j Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Po Sing Lai 10k Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Yawen Wu 10l Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Fredrik Berg 10m Resolution regarding discharge from Mgmt Against Against liability of the members of the board of director and the CEO: Lai Shu Tuen-Muk 11 Determination of the number of members of Mgmt Against Against the board of directors 12 Election of new director Mgmt For For 13 Determination of the remuneration to the Mgmt Against Against members of the board of directors 14 Determination of the fees payable to the Mgmt For For auditor 15 Election of auditor Mgmt For For 16 Resolution regarding (a) amendment of the Mgmt Against Against LTIP 2021-2026 incentive program and (b) approval of transfer of treasury warrants issued in connection with the LTIP 2021-2026 incentive program 17 Resolution regarding (a) amendment of Mgmt Against Against resolution on issue of share awards to certain members of the board of directors of Oatly Group AB (publ) and (b) approval of transfer of treasury warrants issued in connection with the share award program 18 Resolution on authorization for the board Mgmt Against Against of directors to resolve on new issue of shares and/or warrants and/or convertible bonds -------------------------------------------------------------------------------------------------------------------------- OBLONG, INC. Agenda Number: 935743371 -------------------------------------------------------------------------------------------------------------------------- Security: 674434105 Meeting Type: Annual Meeting Date: 30-Dec-2022 Ticker: OBLG ISIN: US6744341057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jason Adelman Mgmt Withheld Against Peter Holst Mgmt For For James Lusk Mgmt Withheld Against Matthew Blumberg Mgmt Withheld Against Deborah Meredith Mgmt Withheld Against 2. Ratification of the appointment of Mgmt Against Against EisnerAmper LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. Approve an amendment to Article FOURTH of Mgmt For For the Company's Amended & Restated Certificate of Incorporation to effect a reverse stock split of the Company's issued and outstanding shares of Common Stock by a ratio of 1-for-5, 1-for-10, or 1-for-15. 4. Approve, on an advisory and non-binding Mgmt Against Against basis, executive compensation as described in this proxy statement. -------------------------------------------------------------------------------------------------------------------------- ORBITAL INFRASTRUCTURE GROUP, INC. Agenda Number: 935770265 -------------------------------------------------------------------------------------------------------------------------- Security: 68559A109 Meeting Type: Special Meeting Date: 18-Apr-2023 Ticker: OIG ISIN: US68559A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an amendment to our Certificate Mgmt For For of Formation to effect a reverse stock split of our outstanding Common Stock at a reverse stock split ratio ranging from any whole number between 10-for-1 and 40-for-1, subject to and as determined by the Board of Directors. 2. To approve the issuance of shares of our Mgmt For For Common Stock and/or securities convertible into or exercisable for our Common Stock equal to 20% or more of our Common Stock outstanding before the issuance in one or more non-public transactions as required by and in accordance with Nasdaq Marketplace Listing Rule 5635(d) and Nasdaq Marketplace Listing Rule 5635(b). 3. To ratify the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023. 4. To consider and vote for a proposal to Mgmt Against Against adjourn or postpone the Virtual Special Meeting, if necessary, to solicit additional proxies to approve Proposals 1 and 2. -------------------------------------------------------------------------------------------------------------------------- ORMAT TECHNOLOGIES, INC. Agenda Number: 935799823 -------------------------------------------------------------------------------------------------------------------------- Security: 686688102 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: ORA ISIN: US6866881021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Isaac Angel 1B. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Karin Corfee 1C. Election of Director to hold office until Mgmt Abstain Against the 2024 Annual Meeting of Stockholders: David Granot 1D. Election of Director to hold office until Mgmt Abstain Against the 2024 Annual Meeting of Stockholders: Michal Marom 1E. Election of Director to hold office until Mgmt Abstain Against the 2024 Annual Meeting of Stockholders: Mike Nikkel 1F. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Dafna Sharir 1G. Election of Director to hold office until Mgmt Abstain Against the 2024 Annual Meeting of Stockholders: Stanley B. Stern 1H. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Hidetake Takahashi 1I. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Byron G. Wong 2. To ratify the appointment of Kesselman & Mgmt Against Against Kesselman, a member firm of PricewaterhouseCoopers International Limited, as our independent registered public accounting firm for 2023. 3. To approve, in a non-binding, advisory Mgmt Against Against vote, the compensation of our named executive officers. 4. To approve, in a non-binding, advisory Mgmt 1 Year For vote, the frequency of the advisory stockholder vote on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- PGT INNOVATIONS, INC. Agenda Number: 935854984 -------------------------------------------------------------------------------------------------------------------------- Security: 69336V101 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: PGTI ISIN: US69336V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard D. Feintuch Mgmt Withheld Against Jeffrey T. Jackson Mgmt For For Brett N. Milgrim Mgmt For For Frances Powell Hawes Mgmt For For 2. To approve the compensation of our Named Mgmt For For Executive Officers on an advisory basis. 3. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as our independent registered public accounting firm for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- PIEDMONT LITHIUM INC. Agenda Number: 935847725 -------------------------------------------------------------------------------------------------------------------------- Security: 72016P105 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: PLL ISIN: US72016P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director Nominee: To Mgmt For For be elected for terms expiring in 2026: Mr. Jeff Armstrong 1b. Election of Class III Director Nominee: To Mgmt For For be elected for terms expiring in 2026: Ms. Christina Alvord 2. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. 3. Approval of, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. Approval of the grant of up to 29,890 stock Mgmt For For options to Mr. Keith Phillips. 5. Approval of the grant of up to 13,260 Mgmt For For restricted stock units to Mr. Keith Phillips. 6. Approval of the grant of up to 53,034 Mgmt For For performance stock units to Mr. Keith Phillips. 7. Approval of the grant of up to 2,879 Mgmt For For restricted stock units to Mr. Jeff Armstrong. 8. Approval of the grant of up to 1,591 Mgmt For For restricted stock units to Ms. Christina Alvord. 9. Approval of the grant of up to 1,591 Mgmt For For restricted stock units to Mr. Jorge Beristain. 10. Approval of the grant of up to 1,591 Mgmt For For restricted stock units to Mr. Michael Bless. 11. Approval of the grant of up to 1,591 Mgmt For For restricted stock units to Mr. Claude Demby. -------------------------------------------------------------------------------------------------------------------------- PLUG POWER INC. Agenda Number: 935870320 -------------------------------------------------------------------------------------------------------------------------- Security: 72919P202 Meeting Type: Annual Meeting Date: 27-Jun-2023 Ticker: PLUG ISIN: US72919P2020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director: Jonathan M. Mgmt Withheld Against Silver 1b. Election of Class III Director: Kyungyeol Mgmt For For Song 2. The approval of Amendment No. 2 to the Plug Mgmt For For Power Inc. 2021 Stock Option and Incentive Plan as described in the proxy statement. 3. The approval of the Plug Power Inc. 2023 Mgmt For For Employee Stock Purchase Plan as described in the proxy statement. 4. The approval of the non-binding, advisory Mgmt For For vote regarding the compensation of the Company's named executive officers as described in the proxy statement. 5. The approval of the non-binding, advisory Mgmt 1 Year For vote regarding the frequency of future non-binding, advisory votes to approve the compensation of the Company's named executive officers. 6. The ratification of Deloitte & Touche LLP Mgmt Against Against as the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- PREFORMED LINE PRODUCTS COMPANY Agenda Number: 935801577 -------------------------------------------------------------------------------------------------------------------------- Security: 740444104 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: PLPC ISIN: US7404441047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a term expiring in Mgmt Withheld Against 2025: Ms. Maegan A. R. Cross 1.2 Election of Director for a term expiring in Mgmt Withheld Against 2025: Mr. Matthew D. Frymier 1.3 Election of Director for a term expiring in Mgmt Withheld Against 2025: Mr. Richard R. Gascoigne 1.4 Election of Director for a term expiring in Mgmt Withheld Against 2025: Mr. Robert G. Ruhlman 2. To hold an advisory vote on the Mgmt Abstain Against compensation of the Company's Named Executive Officers. 3. To hold an advisory vote on the frequency Mgmt 1 Year Against of an advisory shareholder vote on the compensation of the Company's Named Executive Officers. 4. To ratify the appointment of Ernst & Young Mgmt Against Against LLP. -------------------------------------------------------------------------------------------------------------------------- PROTERRA INC Agenda Number: 935883884 -------------------------------------------------------------------------------------------------------------------------- Security: 74374T109 Meeting Type: Annual Meeting Date: 23-Jun-2023 Ticker: PTRA ISIN: US74374T1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director for a Mgmt For For three-year term expiring in 2026: Jan R. Hauser 1.2 Election of Class II Director for a Mgmt For For three-year term expiring in 2026: Gareth T. Joyce 1.3 Election of Class II Director for a Mgmt For For three-year term expiring in 2026: Michael D. Smith 2. Advisory vote on the compensation of our Mgmt For For named executive officers. 3. Ratification of appointment of independent Mgmt Against Against registered public accounting firm. 4. Approval of the issuance of shares of our Mgmt For For common stock (or securities convertible into or exercisable for common stock), in settlement of the conversion in full of the aggregate principal amount of, plus accrued and unpaid interest on, our convertible notes in accordance with the applicable rules of the Nasdaq Stock Market. 5. Amendment of our certificate of Mgmt For For incorporation to increase the authorized number of shares of common stock. -------------------------------------------------------------------------------------------------------------------------- PURECYCLE TECHNOLOGIES, INC. Agenda Number: 935802428 -------------------------------------------------------------------------------------------------------------------------- Security: 74623V103 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: PCT ISIN: US74623V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To amend PureCycle's Amended and Restated Mgmt For For Certificate of Incorporation to declassify the Board and provide for immediate annual director elections. 2. To amend PureCycle's Amended and Restated Mgmt For For Certificate of Incorporation to adopt a majority voting standard in uncontested director elections. 3. To amend PureCycle's Amended and Restated Mgmt For For Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. 4. To amend PureCycle's Amended and Restated Mgmt For For Certificate of Incorporation to increase the number of authorized shares of common stock. 5. To amend PureCycle's Amended and Restated Mgmt For For Certificate of Incorporation to eliminate inoperative provisions and update certain other miscellaneous provisions. 6a. Election of Director (If Proposal 1 to Mgmt For For declassify our Board is approved): Steven Bouck 6b. Election of Director (If Proposal 1 to Mgmt For For declassify our Board is approved): Tanya Burnell 6c. Election of Director (If Proposal 1 to Mgmt For For declassify our Board is approved): Daniel Coombs 6d. Election of Director (If Proposal 1 to Mgmt Withheld Against declassify our Board is approved): Jeffrey Fieler 6e. Election of Director (If Proposal 1 to Mgmt Withheld Against declassify our Board is approved): Allen Jacoby 6f. Election of Director (If Proposal 1 to Mgmt For For declassify our Board is approved): Fernando Musa 6g. Election of Director (If Proposal 1 to Mgmt For For declassify our Board is approved): Dustin Olson 6h. Election of Director (If Proposal 1 to Mgmt For For declassify our Board is approved): Dr. John Scott 7a. Election of Class II Director to serve for Mgmt For For a three-year term (If Proposal 1 to declassify our Board is not approved): Daniel Coombs 7b. Election of Class II Director to serve for Mgmt For For a three-year term (If Proposal 1 to declassify our Board is not approved): Jeffrey Fieler 7c. Election of Class II Director to serve for Mgmt For For a three-year term (If Proposal 1 to declassify our Board is not approved): Allen Jacoby 8. To ratify the appointment of Grant Mgmt Against Against Thornton, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 9. To approve, on an advisory basis, our named Mgmt Against Against executive officer compensation. 10. To approve, on an advisory basis, the Mgmt 1 Year For frequency of holding an advisory vote on our named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- PYROGENESIS CANADA INC. Agenda Number: 935873821 -------------------------------------------------------------------------------------------------------------------------- Security: 74734T104 Meeting Type: Annual Meeting Date: 22-Jun-2023 Ticker: PYR ISIN: CA74734T1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director - Alan Curleigh Mgmt For For 1B Election of Director - P. Peter Pascali Mgmt For For 1C Election of Director - Robert M. Radin Mgmt For For 1D Election of Director - Andrew Abdalla Mgmt For For 1E Election of Director - Dr. Virendra Jha Mgmt For For 1F Election of Director - Nannette Ramsey Mgmt For For 1G Election of Director - Ben Naccarato Mgmt For For 2 Appointment of Raymond Chabot Grant Mgmt For For Thornton LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. -------------------------------------------------------------------------------------------------------------------------- QUANEX BUILDING PRODUCTS CORP Agenda Number: 935760074 -------------------------------------------------------------------------------------------------------------------------- Security: 747619104 Meeting Type: Annual Meeting Date: 28-Feb-2023 Ticker: NX ISIN: US7476191041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt Against Against Annual Meeting of Stockholders in 2024: Susan F. Davis 1.2 Election of Director to serve until the Mgmt For For Annual Meeting of Stockholders in 2024: William C. Griffiths 1.3 Election of Director to serve until the Mgmt Against Against Annual Meeting of Stockholders in 2024: Bradley E. Hughes 1.4 Election of Director to serve until the Mgmt Against Against Annual Meeting of Stockholders in 2024: Jason D. Lippert 1.5 Election of Director to serve until the Mgmt Against Against Annual Meeting of Stockholders in 2024: Donald R. Maier 1.6 Election of Director to serve until the Mgmt Against Against Annual Meeting of Stockholders in 2024: Meredith W. Mendes 1.7 Election of Director to serve until the Mgmt Against Against Annual Meeting of Stockholders in 2024: Curtis M. Stevens 1.8 Election of Director to serve until the Mgmt Against Against Annual Meeting of Stockholders in 2024: William E. Waltz, Jr. 1.9 Election of Director to serve until the Mgmt For For Annual Meeting of Stockholders in 2024: George L. Wilson 2. To approve an advisory resolution approving Mgmt For For the compensation of the Company's named executive officers 3. To provide an advisory vote on the Mgmt 1 Year For frequency of the advisory vote on executive compensation 4. To approve a resolution ratifying the Mgmt Against Against appointment of the Company's independent auditor for fiscal 2023 -------------------------------------------------------------------------------------------------------------------------- QUANTA SERVICES, INC. Agenda Number: 935816263 -------------------------------------------------------------------------------------------------------------------------- Security: 74762E102 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: PWR ISIN: US74762E1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Earl C. (Duke) Mgmt For For Austin, Jr. 1b. Election of Director: Doyle N. Beneby Mgmt Against Against 1c. Election of Director: Vincent D. Foster Mgmt For For 1d. Election of Director: Bernard Fried Mgmt Against Against 1e. Election of Director: Worthing F. Jackman Mgmt Against Against 1f. Election of Director: Holli C. Ladhani Mgmt For For 1g. Election of Director: David M. McClanahan Mgmt For For 1h. Election of Director: R. Scott Rowe Mgmt Against Against 1i. Election of Director: Margaret B. Shannon Mgmt For For 1j. Election of Director: Martha B. Wyrsch Mgmt For For 2. Approval, by non-binding advisory vote, of Mgmt Against Against Quanta's executive compensation. 3. Recommendation, by non-binding advisory Mgmt 1 Year For vote, on the frequency of future advisory votes on Quanta's executive compensation. 4. Ratification of the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- QUANTUMSCAPE CORPORATION Agenda Number: 935839932 -------------------------------------------------------------------------------------------------------------------------- Security: 74767V109 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: QS ISIN: US74767V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jagdeep Singh Mgmt For For Frank Blome Mgmt For For Brad Buss Mgmt For For Jeneanne Hanley Mgmt For For Susan Huppertz Mgmt For For Prof. Dr Jurgen Leohold Mgmt Withheld Against Dr. Gena Lovett Mgmt For For Prof. Dr. Fritz Prinz Mgmt For For Dipender Saluja Mgmt Withheld Against JB Straubel Mgmt For For Jens Wiese Mgmt Withheld Against 2. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. 3. To approve, on a non-binding advisory Mgmt Against Against basis, the compensation of the named executive officers. -------------------------------------------------------------------------------------------------------------------------- QUEST RESOURCE HOLDING CORPORATION Agenda Number: 935891564 -------------------------------------------------------------------------------------------------------------------------- Security: 74836W203 Meeting Type: Annual Meeting Date: 29-Jun-2023 Ticker: QRHC ISIN: US74836W2035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stephen A. Nolan Mgmt Withheld Against Audrey P. Dunning Mgmt For For 2. To provide a non-binding advisory vote on Mgmt Against Against the compensation of our named executive officers for fiscal 2022 ("say-on-pay"). 3. To approve an amendment to our 2012 Mgmt For For Incentive Compensation Plan to extend the term of our 2012 Incentive Compensation Plan. 4. To ratify the appointment of Semple, Mgmt Against Against Marchal and Cooper, LLP, an independent registered public accounting firm, as the independent registered public accountant of our company for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- RENESOLA LTD Agenda Number: 935734865 -------------------------------------------------------------------------------------------------------------------------- Security: 75971T301 Meeting Type: Annual Meeting Date: 09-Dec-2022 Ticker: SOL ISIN: US75971T3014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. As a resolution of shareholders, to Mgmt For receive, consider and approve the consolidated financial statements of the Company for the year ended December 31, 2021, together with the reports of the auditors thereon. 2. In accordance with the Company articles of Mgmt For association, Mr. Martin Bloom and Mr. Tan Wee Seng are subject to retirement by rotation at the Annual General Meeting. As a resolution of shareholders, to re-elect Mr. Martin Bloom as director of the Company, who is offering himself for re-election in accordance with the Company's articles of association. Mr. Tan Wee Seng will retire as a director of the Company at the Annual General Meeting and will not offer himself up for re-election. 3. As a resolution of shareholders, to appoint Mgmt For Mr. Yumin Liu, Mr. Himanshu Harshad Shah and Mr. Ramnath Iyer as directors of the Company who were originally appointed as directors by the Board of Directors in accordance with the articles of association of the Company. 4. As a resolution of shareholders, to amend Mgmt For and restate the Company's articles of association in order to insert the following provision as a new Regulation 28. ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- RESEARCH FRONTIERS INCORPORATED Agenda Number: 935844654 -------------------------------------------------------------------------------------------------------------------------- Security: 760911107 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: REFR ISIN: US7609111072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF CLASS III DIRECTOR: Darryl Mgmt Withheld Against Daigle 2. RATIFICATION OF THE SELECTION OF Mgmt Against Against COHNREZNICK LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. 3. APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Mgmt Against Against EXECUTIVE COMPENSATION 4. RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year Against FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- RETO ECO-SOLUTIONS INC Agenda Number: 935735487 -------------------------------------------------------------------------------------------------------------------------- Security: G75271109 Meeting Type: Annual Meeting Date: 06-Dec-2022 Ticker: RETO ISIN: VGG752711090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) DIRECTOR Austin Huang* Mgmt For For Lidong Liu* Mgmt For For Baoqing Sun# Mgmt For For Tonglong Liu# Mgmt For For Hengfang Li+ Mgmt For For Guangfeng Dai+ Mgmt For For Zhizhong Hu+ Mgmt For For 2) To ratify the appointment of YCM CPA, Inc. Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022 3) To approve the 2022 Share Incentive Plan Mgmt For For -------------------------------------------------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INCORPORATED Agenda Number: 935828458 -------------------------------------------------------------------------------------------------------------------------- Security: 767744105 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: RBA ISIN: CA7677441056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Erik Olsson Mgmt Against Against 1b. Election of Director: Ann Fandozzi Mgmt For For 1c. Election of Director: Brian Bales Mgmt Against Against 1d. Election of Director: William Breslin Mgmt Against Against 1e. Election of Director: Adam DeWitt Mgmt Against Against 1f. Election of Director: Robert G. Elton Mgmt Against Against 1g. Election of Director: Lisa Hook Mgmt For For 1h. Election of Director: Timothy O'Day Mgmt Against Against 1i. Election of Director: Sarah Raiss Mgmt For For 1j. Election of Director: Michael Sieger Mgmt Against Against 1k. Election of Director: Jeffrey C. Smith Mgmt Against Against 1l. Election of Director: Carol M. Stephenson Mgmt For For 2. Appointment of Ernst & Young LLP as Mgmt For For auditors of the Company until the next annual meeting of the Company and authorizing the Audit Committee to fix their remuneration. Please note: Voting option 'Against' = 'Withhold' 3. Approval, on an advisory basis, of a Mgmt Against Against non-binding resolution accepting the Company's approach to executive compensation. 4. To consider and, if deemed advisable, to Mgmt Against Against pass, with or without variation, an ordinary resolution approving the Company's Share Incentive Plan, the full text of which resolution is set out in the accompanying proxy statement. 5. To consider and, if deemed advisable, to Mgmt For For pass, with or without variation, an ordinary resolution approving the Company's Employee Stock Purchase Plan, the full text of which resolution is set out in the accompanying proxy statement. 6. To consider and, if deemed advisable, to Mgmt Against Against pass, with or without variation, a special resolution authorizing the Company to amend its articles to change its name to "RB Global, Inc." or such other name as is acceptable to the Company and applicable regulatory authorities, the full text of which resolution is set out in the accompanying proxy statement. -------------------------------------------------------------------------------------------------------------------------- RIVIAN AUTOMOTIVE, INC. Agenda Number: 935857358 -------------------------------------------------------------------------------------------------------------------------- Security: 76954A103 Meeting Type: Annual Meeting Date: 21-Jun-2023 Ticker: RIVN ISIN: US76954A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director to serve Mgmt For For until the 2026 Annual Meeting of Stockholders: Karen Boone 1b. Election of Class II Director to serve Mgmt For For until the 2026 Annual Meeting of Stockholders: Rose Marcario 2. Ratification of the appointment of KPMG LLP Mgmt Against Against as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Approval, on an advisory (non-binding) Mgmt For For basis, of the compensation of our named executive officers. 4. Stockholder proposal requesting the Shr For Against adoption of a human rights policy. -------------------------------------------------------------------------------------------------------------------------- SCHNITZER STEEL INDUSTRIES, INC. Agenda Number: 935746339 -------------------------------------------------------------------------------------------------------------------------- Security: 806882106 Meeting Type: Annual Meeting Date: 25-Jan-2023 Ticker: SCHN ISIN: US8068821060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gregory R. Friedman Mgmt Withheld Against Tamara L. Lundgren Mgmt Withheld Against Leslie L. Shoemaker Mgmt For For 2. To vote on an advisory resolution on Mgmt Against Against executive compensation. 3. To ratify the selection of independent Mgmt Against Against registered public accounting firm. 4. To approve the Schnitzer Steel Industries, Mgmt For For Inc. 2023 Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- SES AI CORPORATION Agenda Number: 935835376 -------------------------------------------------------------------------------------------------------------------------- Security: 78397Q109 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: SES ISIN: US78397Q1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dr. Jiong Ma Mgmt For For Michael Noonen Mgmt Withheld Against Eric Luo Mgmt Withheld Against 2. To ratify the appointment of KPMG LLP as Mgmt Abstain Against our independent registered public accounting firm for the fiscal year ended December 31, 2023. 3. To approve, in a non-binding advisory vote, Mgmt Against Against the compensation of our named executive officers. 4. To approve, in a non-binding advisory vote, Mgmt 1 Year For the frequency of the advisory stockholder vote on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- SHOALS TECHNOLOGIES GROUP, INC. Agenda Number: 935788072 -------------------------------------------------------------------------------------------------------------------------- Security: 82489W107 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: SHLS ISIN: US82489W1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeannette Mills Mgmt Withheld Against Lori Sundberg Mgmt Withheld Against 2. Approval, by an advisory vote, of the Mgmt 1 Year For frequency of future advisory votes to approve the compensation of the Company's Named Executive Officers (i.e., "say-on-pay" frequency proposal). 3. Approval, by an advisory vote, of the Mgmt Against Against compensation of the Company's Named Executive Officers (i.e., "say-on-pay" proposal). 4. The ratification of the appointment of BDO Mgmt Against Against USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935833194 -------------------------------------------------------------------------------------------------------------------------- Security: 83417M104 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: SEDG ISIN: US83417M1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marcel Gani Mgmt For For 1b. Election of Director: Tal Payne Mgmt For For 2. Ratification of appointment of Ernst & Mgmt Against Against Young LLP as independent registered public accounting firm for the year ending December 31, 2023. 3. Approval of, on an advisory and non-binding Mgmt For For basis, the compensation of our named executive officers (the "Say-on-Pay" vote). 4. Vote, on an advisory and non-binding basis, Mgmt 1 Year For on the preferred frequency of future stockholder advisory votes to approve the compensation of our named executive officers (the "Say-on- Frequency" vote). 5. Approval of an amendment to the Company's Mgmt For For certificate of incorporation to declassify the Board and phase-in annual director elections. 6. Approval of an amendment to the Company's Mgmt For For certificate of incorporation to remove the supermajority voting requirements to amend certain provisions of the Company's certificate of incorporation and bylaws. 7. Approval of an amendment to the Company's Mgmt For For certificate of incorporation to add a federal forum selection provision for causes of action under the Securities Act of 1933. -------------------------------------------------------------------------------------------------------------------------- SOLID POWER, INC. Agenda Number: 935817873 -------------------------------------------------------------------------------------------------------------------------- Security: 83422N105 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: SLDP ISIN: US83422N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Steven Goldberg Mgmt Withheld Against Aleksandra Miziolek Mgmt For For MaryAnn Wright Mgmt For For 2. Ratification of the selection of Ernst & Mgmt Against Against Young LLP as Solid Power, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Non-binding advisory vote to approve the Mgmt 1 Year For frequency of the advisory vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- SONO GROUP N.V. Agenda Number: 935750023 -------------------------------------------------------------------------------------------------------------------------- Security: N81409109 Meeting Type: Annual Meeting Date: 21-Dec-2022 Ticker: SEV ISIN: NL0015000N74 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Discharge from liability for the Company's Mgmt For For managing directors with respect to the performance of their duties during the financial year ended December 31, 2020 2. Discharge from liability for the Company's Mgmt For For managing directors with respect to the performance of their duties prior to and during the financial year ended December 31, 2021 3. Discharge from liability for the Company's Mgmt For For supervisory directors with respect to the performance of their duties prior to and during the financial year ended December 31, 2021 4. Instruction to PricewaterhouseCoopers Mgmt For For Accountants N.V. for the external audit of the Company's annual accounts 5. Appointment of Arnd Schwierholz as Mgmt For For supervisory director of the Company 6. Amendment to Company's articles of Mgmt For For association to implement a reverse share split 7. Extension of authorization for the Mgmt For For Company's management board (the "Management Board") to issue shares and grant rights to subscribe for shares 8. Extension of authorization for the Mgmt For For Management Board to limit and exclude preemption rights 9. Extension of authorization for the Mgmt For For Management Board to acquire shares and depository receipts for shares in the Company's capital -------------------------------------------------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION Agenda Number: 935820717 -------------------------------------------------------------------------------------------------------------------------- Security: 84265V105 Meeting Type: Annual Meeting Date: 26-May-2023 Ticker: SCCO ISIN: US84265V1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt Withheld Against 2024 Annual Meeting: German Larrea Mota-Velasco 1.2 Election of Director to serve until the Mgmt Withheld Against 2024 Annual Meeting: Oscar Gonzalez Rocha 1.3 Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Vicente Ariztegui Andreve 1.4 Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Enrique Castillo Sanchez Mejorada 1.5 Election of Director to serve until the Mgmt Withheld Against 2024 Annual Meeting: Leonardo Contreras Lerdo de Tejada 1.6 Election of Director to serve until the Mgmt Withheld Against 2024 Annual Meeting: Xavier Garcia de Quevedo Topete 1.7 Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Luis Miguel Palomino Bonilla 1.8 Election of Director to serve until the Mgmt Withheld Against 2024 Annual Meeting: Gilberto Perezalonso Cifuentes 1.9 Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Carlos Ruiz Sacristan 2. To ratify the selection by the Audit Mgmt Against Against Committee of Galaz, Yamazaki, Ruiz Urquiza S.C., a member firm of Deloitte Touche Tohmatsu Limited, as our independent accountants for calendar year 2023. 3. Approve, by non-binding vote, executive Mgmt Against Against compensation. 4. Recommend, by non-binding advisory vote, Mgmt 1 Year For the frequency of the advisory vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- SPI ENERGY CO., LTD. Agenda Number: 935737417 -------------------------------------------------------------------------------------------------------------------------- Security: G8651P110 Meeting Type: Annual Meeting Date: 09-Dec-2022 Ticker: SPI ISIN: KYG8651P1101 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) DIRECTOR Xiaofeng Peng Mgmt Withheld Against HoongKhoeng Cheong Mgmt Withheld Against Maurice Wai-fung Ngai Mgmt For For Lu Qing Mgmt For For Jing Zhang Mgmt For For 2) To ratify the appointment of Marcum Asia Mgmt Abstain Against CPAs LLP (formerly, Marcum Bernstein & Pinchuk LLP) as our independent registered public accounting firm for the fiscal year ending December 31, 2022 3) To consider and act on an advisory Mgmt Against Against (non-binding) proposal on the compensation arrangement of certain executive officers 4) To consider and act on an advisory Mgmt 1 Year Against (non-binding) proposal on how frequently shareholders should vote to approve the compensation arrangements of certain executive officers 5) To amend the Company's 2015 Equity Mgmt For For Incentive Plan to increase the number of ordinary shares authorized for issuance under the Plan to 4,326,185 shares -------------------------------------------------------------------------------------------------------------------------- SPRUCE POWER HOLDING CORP. Agenda Number: 935822901 -------------------------------------------------------------------------------------------------------------------------- Security: 9837FR100 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: SPRU ISIN: US9837FR1002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christian Fong* Mgmt No vote Jonathan Ledecky* Mgmt No vote Eric Tech** Mgmt No vote 2. To ratify the appointment of Deloitte & Mgmt No vote Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve a non-binding advisory proposal Mgmt No vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. Agenda Number: 935797805 -------------------------------------------------------------------------------------------------------------------------- Security: 858119100 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: STLD ISIN: US8581191009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark D. Millett Mgmt Withheld Against Sheree L. Bargabos Mgmt For For Kenneth W. Cornew Mgmt Withheld Against Traci M. Dolan Mgmt For For James C. Marcuccilli Mgmt Withheld Against Bradley S. Seaman Mgmt Withheld Against Gabriel L. Shaheen Mgmt For For Luis M. Sierra Mgmt For For Steven A. Sonnenberg Mgmt Withheld Against Richard P. Teets, Jr. Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against YOUNG LLP AS STEEL DYNAMICS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3. APPROVAL OF FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS 4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF THE NAMED EXECUTIVE OFFICERS 5. APPROVAL OF THE STEEL DYNAMICS, INC. 2023 Mgmt For For EQUITY INCENTIVE PLAN 6. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For AMENDED AND RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR ELECTION OF DIRECTORS BY MAJORITY VOTE -------------------------------------------------------------------------------------------------------------------------- STEM INC. Agenda Number: 935835275 -------------------------------------------------------------------------------------------------------------------------- Security: 85859N102 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: STEM ISIN: US85859N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for terms expiring in Mgmt For For 2026: Adam E. Daley 1b. Election of Director for terms expiring in Mgmt Withheld Against 2026: Anil Tammineedi 1c. Election of Director for terms expiring in Mgmt For For 2026: Lisa L. Troe 2. To amend our Certificate of Incorporation Mgmt For For to provide for the declassification of our Board of Directors over a five-year period and make corresponding updates to director removal provisions. 3. To amend our Certificate of Incorporation Mgmt For For to eliminate supermajority voting requirements to amend our Certificate of Incorporation and Bylaws. 4. To amend our Certificate of Incorporation Mgmt For For to provide for exculpation from liability for certain officers of the Company in accordance with recent amendments to Delaware law. 5. To ratify Deloitte & Touche LLP as our Mgmt Against Against independent registered public accounting firm for fiscal 2023. 6. To approve, on an advisory basis, the Mgmt Against Against compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- SUNNOVA ENERGY INTERNATIONAL INC Agenda Number: 935809282 -------------------------------------------------------------------------------------------------------------------------- Security: 86745K104 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: NOVA ISIN: US86745K1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to serve Mgmt For For three-year terms: William J. Berger 1.2 Election of Class I Director to serve Mgmt For For three-year terms: Rahman D'Argenio 1.3 Election of Class I Director to serve Mgmt For For three-year terms: Michael C. Morgan 2. To approve, in a non-binding advisory vote, Mgmt Against Against the compensation of our named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- SUNOPTA INC. Agenda Number: 935830819 -------------------------------------------------------------------------------------------------------------------------- Security: 8676EP108 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: STKL ISIN: CA8676EP1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Dr. Albert Bolles Mgmt Against Against 1b. Election of Director: Rebecca Fisher Mgmt For For 1c. Election of Director: Joseph D. Ennen Mgmt For For 1d. Election of Director: Dean Hollis Mgmt Against Against 1e. Election of Director: Katrina Houde Mgmt For For 1f. Election of Director: Leslie Starr Keating Mgmt For For 1g. Election of Director: Diego Reynoso Mgmt For For 1h. Election of Director: Mahes S. Mgmt For For Wickramasinghe 2. Appointment of Ernst & Young LLP Mgmt Against Against 3. Advisory Vote to Approve Named Executive Mgmt Against Against Officer Compensation 4. Vote to Approve Amended 2013 Stock Mgmt For For Incentive Plan 5. Amendment of Bylaw No. 14 Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SUNPOWER CORPORATION Agenda Number: 935798061 -------------------------------------------------------------------------------------------------------------------------- Security: 867652406 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: SPWR ISIN: US8676524064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peter Faricy Mgmt Withheld Against Nathaniel Anschuetz Mgmt Withheld Against Thomas McDaniel Mgmt Withheld Against 2. The approval, in an advisory vote, of our Mgmt For For named executive officer compensation. 3. The proposal to approve, in an advisory Mgmt 1 Year For vote, whether a stockholder advisory vote on our named executive officer compensation should be held every (a) one year, (b) two years, or (c) three years. 4. The ratification of the appointment of Mgmt Against Against Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- SUNRUN INC. Agenda Number: 935833120 -------------------------------------------------------------------------------------------------------------------------- Security: 86771W105 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: RUN ISIN: US86771W1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Leslie Dach Mgmt For For Edward Fenster Mgmt For For Mary Powell Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. 3. Advisory proposal of the compensation of Mgmt Against Against our named executive officers ("Say-on-Pay"). 4. Approval of an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to declassify our board of directors. 5. Approval of an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to eliminate supermajority voting requirements. -------------------------------------------------------------------------------------------------------------------------- TECNOGLASS INC. Agenda Number: 935742901 -------------------------------------------------------------------------------------------------------------------------- Security: G87264100 Meeting Type: Annual Meeting Date: 15-Dec-2022 Ticker: TGLS ISIN: KYG872641009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class C Director: Jose Daes Mgmt Against Against 1B. Election of Class C Director: A. Lorne Weil Mgmt Against Against 2. Advisory approval of the compensation for Mgmt Against Against the named executive officers. -------------------------------------------------------------------------------------------------------------------------- TESLA, INC. Agenda Number: 935804636 -------------------------------------------------------------------------------------------------------------------------- Security: 88160R101 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: TSLA ISIN: US88160R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Elon Musk Mgmt For For 1.2 Election of Director: Robyn Denholm Mgmt For For 1.3 Election of Director: JB Straubel Mgmt For For 2. Tesla proposal to approve executive Mgmt Against Against compensation on a non- binding advisory basis. 3. Tesla proposal to approve the frequency of Mgmt 1 Year Against future votes on executive compensation on a non-binding advisory basis. 4. Tesla proposal to ratify the appointment of Mgmt Against Against independent registered public accounting firm. 5. Stockholder proposal regarding reporting on Shr For Against key-person risk. -------------------------------------------------------------------------------------------------------------------------- THE LION ELECTRIC COMPANY Agenda Number: 935848753 -------------------------------------------------------------------------------------------------------------------------- Security: 536221104 Meeting Type: Annual Meeting Date: 30-May-2023 Ticker: LEV ISIN: CA5362211040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Latasha Akoma Mgmt For For Sheila C. Bair Mgmt For For Marc Bedard Mgmt For For Pierre Larochelle Mgmt For For Dane L. Parker Mgmt For For Ann L. Payne Mgmt For For Pierre-Olivier Perras Mgmt For For Michel Ringuet Mgmt For For Lorenzo Roccia Mgmt For For Pierre Wilkie Mgmt For For 2 To appoint Raymond Chabot Grant Thornton Mgmt For For LLP as Auditors of the Corporation. -------------------------------------------------------------------------------------------------------------------------- TMC THE METALS COMPANY INC. Agenda Number: 935832116 -------------------------------------------------------------------------------------------------------------------------- Security: 87261Y106 Meeting Type: Annual Meeting Date: 30-May-2023 Ticker: TMC ISIN: CA87261Y1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Set the number of directors at 8. Mgmt For For 2.1 Election of Director: Gerard Barron Mgmt For For 2.2 Election of Director: Andrew Hall Mgmt For For 2.3 Election of Director: Andrew Greig Mgmt Withheld Against 2.4 Election of Director: Andrei Karkar Mgmt Withheld Against 2.5 Election of Director: Sheila Khama Mgmt For For 2.6 Election of Director: Christian Madsbjerg Mgmt Withheld Against 2.7 Election of Director: Kathleen McAllister Mgmt For For 2.8 Election of Director: Amelia Kinahoi Mgmt For For Siamomua 3. Appointment of Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- TOPBUILD CORP. Agenda Number: 935777916 -------------------------------------------------------------------------------------------------------------------------- Security: 89055F103 Meeting Type: Annual Meeting Date: 01-May-2023 Ticker: BLD ISIN: US89055F1030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alec C. Covington Mgmt Against Against 1b. Election of Director: Ernesto Bautista, III Mgmt Against Against 1c. Election of Director: Robert M. Buck Mgmt For For 1d. Election of Director: Joseph S. Cantie Mgmt Against Against 1e. Election of Director: Tina M. Donikowski Mgmt Against Against 1f. Election of Director: Deirdre C. Drake Mgmt Against Against 1g. Election of Director: Mark A. Petrarca Mgmt Against Against 1h. Election of Director: Nancy M. Taylor Mgmt Against Against 2. To ratify the Company's appointment of Mgmt Against Against PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt Against Against compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- TPI COMPOSITES, INC. Agenda Number: 935827557 -------------------------------------------------------------------------------------------------------------------------- Security: 87266J104 Meeting Type: Annual Meeting Date: 22-Jun-2023 Ticker: TPIC ISIN: US87266J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Steven C. Lockard Mgmt For For William E. Siwek Mgmt For For Philip J. Deutch Mgmt Withheld Against 2. To ratify the appointment of KPMG LLP as Mgmt Against Against our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To consider and act upon a non-binding Mgmt For For advisory vote on the compensation of our named executive officers. 4. To approve an Amendment to the Company's Mgmt For For Amended and Restated Certificate of Incorporation to declassify the Board of Directors of the Company. 5. To approve an Amendment to the Company's Mgmt For For Amended and Restated Certificate of Incorporation to eliminate the supermajority voting requirements. -------------------------------------------------------------------------------------------------------------------------- UR-ENERGY INC. Agenda Number: 935832281 -------------------------------------------------------------------------------------------------------------------------- Security: 91688R108 Meeting Type: Annual Meeting Date: 02-Jun-2023 Ticker: URG ISIN: CA91688R1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: W. William Boberg Mgmt Against Against 1.2 Election of Director: John W. Cash Mgmt For For 1.3 Election of Director: Rob Chang Mgmt Against Against 1.4 Election of Director: James M. Franklin Mgmt Against Against 1.5 Election of Director: Gary C. Huber Mgmt Against Against 1.6 Election of Director: Thomas H. Parker Mgmt For For 1.7 Election of Director: Kathy E. Walker Mgmt For For 2. Appointment of PricewaterhouseCoopers LLP Mgmt For For as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. 3. Approve in an advisory (non-binding) vote Mgmt Against Against the compensation of the Company's named executive officers. 4. Ratify, confirm and approve the renewal of Mgmt For For the Amended and Restated Stock Option Plan 2005 and to approve and authorize for a period of three years all unallocated options issuable pursuant to the Option Plan. -------------------------------------------------------------------------------------------------------------------------- VALMONT INDUSTRIES, INC. Agenda Number: 935776990 -------------------------------------------------------------------------------------------------------------------------- Security: 920253101 Meeting Type: Annual Meeting Date: 24-Apr-2023 Ticker: VMI ISIN: US9202531011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mogens C. Bay Mgmt For For Ritu Favre Mgmt Withheld Against Richard A. Lanoha Mgmt For For 2. Advisory approval of the company's Mgmt Against Against executive compensation. 3. Advisory vote on the frequency of the Mgmt 1 Year For advisory vote on the company's executive compensation. 4. Ratifying the appointment of Deloitte & Mgmt Against Against Touche LLP as independent auditors for fiscal 2023. -------------------------------------------------------------------------------------------------------------------------- VERU INC. Agenda Number: 935762674 -------------------------------------------------------------------------------------------------------------------------- Security: 92536C103 Meeting Type: Annual Meeting Date: 28-Mar-2023 Ticker: VERU ISIN: US92536C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mitchell S. Steiner Mgmt For For Mario Eisenberger Mgmt For For Harry Fisch Mgmt Withheld Against Michael L. Rankowitz Mgmt For For Grace Hyun Mgmt For For Lucy Lu Mgmt For For 2. To ratify the appointment of RSM US LLP as Mgmt Against Against the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. 3. To approve a non-binding advisory proposal Mgmt Against Against on executive compensation. 4. To approve a non-binding advisory proposal Mgmt 1 Year Against on the frequency of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- VIVOPOWER INTERNATIONAL PLC Agenda Number: 935716564 -------------------------------------------------------------------------------------------------------------------------- Security: G9376R100 Meeting Type: Annual Meeting Date: 10-Nov-2022 Ticker: VVPR ISIN: GB00BD3VDH82 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Shareholders are being asked to approve the Mgmt For For receipt of the accounts and the reports of the directors and the auditors for the financial year ended 30 June 2022 (the "June 2022 Annual Report"). 2. Shareholders are being asked to approve the Mgmt For For directors' remuneration report for the financial year ended 30 June 2022 as set out in the June 2022 Annual Report (the "Directors' Remuneration Report"). 3. Shareholders are being asked to re-appoint Mgmt For For PKF Littlejohn LLP as auditors of the Company, to hold office until the conclusion of the next annual general meeting of the Company. 4. Shareholders are being asked to authorise Mgmt For For the Company's audit committee to determine the remuneration of the auditors. 5. Shareholders are being asked to approve the Mgmt For For extension of the term of appointment as a director of the Company of Kevin Chin, currently a Class C Director of the Company, by 3 years, such that the term of such appointment expires in 2025. 6. THAT the directors be and are hereby Mgmt For For generally & unconditionally authorised in accordance with section 551 of the Companies Act 2006 to exercise all the powers of the Company to allot shares in the Company & to grant rights to subscribe for, or to convert any security into, shares in the Company up to an aggregate nominal amount of US$180,000 provided that this authority shall, unless varied or revoked expire on 25 October 2027 save that the Company shall be entitled to make offers or agreements before the expiry of such authority. 7. THAT if Resolution 6 above is passed, the Mgmt For For directors be and are hereby authorised pursuant to section 570 of the Companies Act 2006 to allot equity securities (section 560 of the Companies Act 2006) for cash pursuant to authority conferred by Resolution 6 above as if section 561(1) of the Companies Act 2006 did not apply to any such allotment provided that this power shall be limited to the allotment of equity securities up to an aggregate nominal amount of US$180,000, and shall expire on the expiry of the general authority conferred by Resolution 6. 8. Shareholders are being asked to consider Mgmt For For and, if thought fit, pass the following as an ordinary resolution: THAT the directors be and are hereby generally and unconditionally authorised to divest Caret LLC as and when the directors deem appropriate and if the directors, in their judgment, deem this to be in the best interest of VivoPower International PLC and its shareholders. -------------------------------------------------------------------------------------------------------------------------- VOLTA, INC. Agenda Number: 935769844 -------------------------------------------------------------------------------------------------------------------------- Security: 92873V102 Meeting Type: Special Meeting Date: 29-Mar-2023 Ticker: VLTA ISIN: US92873V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger, Mgmt For For dated as of January 17, 2023, as may be amended from time to time (the "merger agreement"), by and among Volta Inc. ("Volta"), Shell USA, Inc. ("Shell") and SEV Subsidiary, Inc. ("Merger Sub"), which is a wholly owned subsidiary of Shell, pursuant to which Merger Sub will merge with and into Volta, and Volta will continue as the surviving corporation and become a wholly owned subsidiary of Shell. 2. To approve one or more adjournments of the Mgmt Against Against Special Meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to constitute a quorum or to approve the proposal to adopt the merger agreement (the "adjournment proposal"). -------------------------------------------------------------------------------------------------------------------------- WALLBOX N.V. Agenda Number: 935864985 -------------------------------------------------------------------------------------------------------------------------- Security: N94209108 Meeting Type: Annual Meeting Date: 30-May-2023 Ticker: WBX ISIN: NL0015000M91 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of the annual accounts for the Mgmt For For financial year 2022 2. Discharge from liability of the directors Mgmt For For for the performance of their duties during the financial year 2022 3a. Reappointment of Enric Asuncion Escorsa as Mgmt For For executive director 3b. Reappointment of Beatriz Gonzalez Ordonez Mgmt For For as non-executive director 3c. Reappointment of Francisco J. Riberas Mera Mgmt For For as non-executive director 3d. Reappointment of Pol Soler Masferrer as Mgmt For For non-executive director 3e. Reappointment of Carl A.W. Pettersson as Mgmt For For non-executive director 3f. Reappointment of Donna Kinzel as Mgmt For For non-executive director 3g. Appointment of Cesar Ruiperez Cassinello as Mgmt For For non-executive director 3h. Appointment of Justin Mirro as Mgmt For For non-executive director 3i. Appointment of Dr. Dieter Ernst Zetsche as Mgmt For For non-executive director 4. Approval of the amended and restated Mgmt For For employee stock purchase plan 5. Approval of RSU Scheme for non-executive Mgmt For For directors of the Company 6. Authorization of the Board to acquire Mgmt For For shares in its own capital 7. Appointment of Ernst & Young Accountants, Mgmt For For LLP as external auditor for the financial year 2023 -------------------------------------------------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. Agenda Number: 935808571 -------------------------------------------------------------------------------------------------------------------------- Security: 94106B101 Meeting Type: Annual Meeting Date: 19-May-2023 Ticker: WCN ISIN: CA94106B1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for a Mgmt No vote one-year term: Andrea E. Bertone 1b. Election of Director to serve for a Mgmt No vote one-year term: Edward E. "Ned" Guillet 1c. Election of Director to serve for a Mgmt No vote one-year term: Michael W. Harlan 1d. Election of Director to serve for a Mgmt No vote one-year term: Larry S. Hughes 1e. Election of Director to serve for a Mgmt No vote one-year term: Worthing F. Jackman 1f. Election of Director to serve for a Mgmt No vote one-year term: Elise L. Jordan 1g. Election of Director to serve for a Mgmt No vote one-year term: Susan "Sue" Lee 1h. Election of Director to serve for a Mgmt No vote one-year term: Ronald J. Mittelstaedt 1i. Election of Director to serve for a Mgmt No vote one-year term: William J. Razzouk 2. Say-on-Pay - Approve, on a non-binding, Mgmt No vote advisory basis, the compensation of our named executive officers as disclosed in the proxy statement. 3. Say-When-on-Pay - Approve, on a nonbinding, Mgmt No vote advisory basis, holding future Say-on-Pay advisory votes every year, every two years, or every three years. 4. Appoint Grant Thornton LLP as the Company's Mgmt No vote independent registered public accounting firm for 2023 and authorize the Company's Board of Directors to fix the remuneration of the independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda Number: 935790178 -------------------------------------------------------------------------------------------------------------------------- Security: 94106L109 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: WM ISIN: US94106L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bruce E. Chinn Mgmt Abstain Against 1b. Election of Director: James C. Fish, Jr. Mgmt Abstain Against 1c. Election of Director: Andres R. Gluski Mgmt For For 1d. Election of Director: Victoria M. Holt Mgmt Abstain Against 1e. Election of Director: Kathleen M. Mgmt For For Mazzarella 1f. Election of Director: Sean E. Menke Mgmt Abstain Against 1g. Election of Director: William B. Plummer Mgmt Abstain Against 1h. Election of Director: John C. Pope Mgmt Abstain Against 1i. Election of Director: Maryrose T. Sylvester Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as the independent registered public accounting firm for 2023. 3. Approval, on an advisory basis, of our Mgmt Against Against executive compensation. 4. To recommend the frequency of future Mgmt 1 Year For advisory votes on our executive compensation. 5. Approval of our 2023 Stock Incentive Plan. Mgmt Abstain Against -------------------------------------------------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES, INC. Agenda Number: 935799897 -------------------------------------------------------------------------------------------------------------------------- Security: 942749102 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: WTS ISIN: US9427491025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher L. Conway Mgmt Withheld Against Michael J. Dubose Mgmt Withheld Against David A. Dunbar Mgmt Withheld Against Louise K. Goeser Mgmt For For W. Craig Kissel Mgmt Withheld Against Joseph T. Noonan Mgmt For For Robert J. Pagano, Jr. Mgmt Withheld Against Merilee Raines Mgmt For For Joseph W. Reitmeier Mgmt Withheld Against 2. Advisory vote to approve named executive Mgmt Against Against officer compensation. 3. Advisory vote to approve the frequency of Mgmt 1 Year For future advisory votes to approve named executive officer compensation. 4. To approve an amendment to our Restated Mgmt For For Certificate of Incorporation, as amended, to provide for the exculpation of officers with respect to certain breaches of their duty of care. 5. To ratify the appointment of KPMG LLP as Mgmt Against Against our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- WESTWATER RESOURCES, INC. Agenda Number: 935792968 -------------------------------------------------------------------------------------------------------------------------- Security: 961684206 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: WWR ISIN: US9616842061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Terence J. Cryan Mgmt For For 1.2 Election of Director: Frank Bakker Mgmt For For 1.3 Election of Director: Tracy D. Pagliara Mgmt Withheld Against 1.4 Election of Director: Karli S. Anderson Mgmt Withheld Against 1.5 Election of Director: Deborah A. Peacock Mgmt Withheld Against 2. To approve an amendment to the Westwater Mgmt For For Resources, Inc. 2013 Omnibus Incentive Plan to increase the number of shares available under the Plan by 1,500,000. 3. To provide advisory approval of our Mgmt Against Against executive compensation. 4. Provide an advisory vote on the frequency Mgmt 1 Year For of future advisory votes on our executive compensation. 5. To ratify the appointment of Moss Adams LLP Mgmt Against Against as our independent registered public accounting firm for Fiscal Year 2023. -------------------------------------------------------------------------------------------------------------------------- WILLDAN GROUP, INC. Agenda Number: 935846420 -------------------------------------------------------------------------------------------------------------------------- Security: 96924N100 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: WLDN ISIN: US96924N1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve a one-year Mgmt For For term: Thomas D. Brisbin 1.2 Election of Director to serve a one-year Mgmt Withheld Against term: Steven A. Cohen 1.3 Election of Director to serve a one-year Mgmt For For term: Cynthia A. Downes 1.4 Election of Director to serve a one-year Mgmt Withheld Against term: Dennis V. McGinn 1.5 Election of Director to serve a one-year Mgmt For For term: Wanda K. Reder 1.6 Election of Director to serve a one-year Mgmt For For term: Keith W. Renken 1.7 Election of Director to serve a one-year Mgmt Withheld Against term: Mohammad Shahidehpour 2. Ratification of the appointment of Crowe Mgmt Against Against LLP as the independent registered public accounting firm for the year ending December 29, 2023. 3. Approval, on a non-binding advisory basis, Mgmt For For of our named executive officer compensation. 4. Approval of an amendment to the Company's Mgmt For For 2008 Performance Incentive Plan (the "2008 Plan"), including an increase in the number of shares available for grant under the 2008 Plan. 5. Approval of an amendment to the Company's Mgmt For For 2006 Employee Stock Purchase Plan (the "ESPP"), including an increase in the number of shares available for issuance under the ESPP. -------------------------------------------------------------------------------------------------------------------------- XOS, INC. Agenda Number: 935831556 -------------------------------------------------------------------------------------------------------------------------- Security: 98423B108 Meeting Type: Annual Meeting Date: 31-May-2023 Ticker: XOS ISIN: US98423B1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alice Jackson Mgmt For For George Mattson Mgmt Withheld Against Giordano Sordoni Mgmt For For 2. Ratification of the selection of Grant Mgmt Against Against Thornton LLP as independent registered public accounting firm of Xos, Inc. for its fiscal year ending December 31, 2023. 3. Approval of an amendment to Xos, Inc.'s Mgmt For For certificate of incorporation to effect a reverse stock split of Xos, Inc.'s issued and outstanding common stock. 4. Approval of the issuance of 20% or more of Mgmt For For Xos, Inc.'s issued and outstanding common stock as of March 23, 2022, pursuant to the Standby Equity Purchase Agreement with YA II PN, Ltd. 5. Approval of the issuance of 20% or more of Mgmt For For Xos, Inc.'s issued and outstanding common stock as of August 9, 2022, pursuant to the Convertible Debentures with YA II PN, Ltd. 6. Approval of the issuance of 20% or more of Mgmt For For Xos, Inc.'s issued and outstanding common stock to Aljomaih Automotive Co. -------------------------------------------------------------------------------------------------------------------------- XPENG INC. Agenda Number: 935876548 -------------------------------------------------------------------------------------------------------------------------- Security: 98422D105 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: XPEV ISIN: US98422D1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 To receive and adopt the audited Mgmt For For consolidated financial statements of the Company and the reports of the directors (the "Director(s)") and the auditor of the Company as of and for the year ended December 31, 2022. O2 To re-elect Mr. Xiaopeng He as an executive Mgmt For For Director as detailed in the proxy statement/circular dated May 5, 2023. O3 To re-elect Mr. Donghao Yang as an Mgmt For For independent non-executive Director as detailed in the proxy statement/circular dated May 5, 2023. O4 To authorize the Board of Directors to fix Mgmt For For the respective Directors' remuneration O5 To re-appoint PricewaterhouseCoopers and Mgmt For For PricewaterhouseCoopers Zhong Tian LLP as auditors of the Company to hold office until the conclusion of the next annual general meeting of the Company and to authorize the Board of Directors to fix their remunerations for the year ending December 31, 2023. O6 THAT consider and approve the grant of a Mgmt For For general mandate to the Directors to issue, allot, and deal with additional Class A ordinary shares of the Company not exceeding 20% of the total number of issued shares of the Company as at the date of passing of this resolution as detailed in the proxy statement/circular dated May 5, 2023. O7 THAT consider and approve the grant of a Mgmt For For general mandate to the Directors to repurchase shares and/or ADSs of the Company not exceeding 10% of the total number of issued shares of the Company as at the date of passing of this resolution as detailed in the proxy statement/circular dated May 5, 2023. O8 THAT consider and approve the extension of Mgmt For For the general mandate granted to the Directors to issue, allot and deal with additional shares in the share capital of the Company by the aggregate number of the shares and/ or shares underlying the ADSs repurchased by the Company as detailed in the proxy statement/circular dated May 5, 2023. S9 THAT consider and approve the proposed Mgmt For For amendments to the memorandum and articles of association of the Company and the adoption of the ninth amended and restated memorandum and articles of association of the Company as detailed in the proxy statement/circular dated May 5, 2023 to replace the eighth amended and restated memorandum and articles of association of the Company adopted by special resolution passed on December 8, 2021 in its entirety. -------------------------------------------------------------------------------------------------------------------------- ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935854996 -------------------------------------------------------------------------------------------------------------------------- Security: 98980L101 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: ZM ISIN: US98980L1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Eric S. Yuan Mgmt For For Peter Gassner Mgmt For For Lieut. Gen. HR McMaster Mgmt Withheld Against 2. Ratify the appointment of KPMG LLP as our Mgmt Against Against independent registered public accounting firm for our fiscal year ending January 31, 2024. 3. Approve, on an advisory non-binding basis, Mgmt Against Against the compensation of our named executive officers as disclosed in our proxy statement. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Tidal Trust II By (Signature) /s/ Eric W. Falkeis Name Eric W. Falkeis Title President Date 08/30/2023