EX-1.01 2 atmu-conflictmineralsrepora.htm EX-1.01 Document

EXHIBIT 1.01
Atmus Filtration Technologies Inc.
Conflict Minerals Report
For The Year Ended December 31, 2023

This Conflict Minerals Report for the year ended December 31, 2023, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Securities and Exchange Commission (SEC) adopted the Rule to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain so called conflict minerals that are necessary to the functionality or production of their products. “Conflict minerals” are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (3TG). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not the conflict minerals fund armed conflict in the Democratic Republic of the Congo or an adjoining country (the Covered Countries).
1. Company Overview
This report has been prepared by the management of Atmus Filtration Technologies Inc. (herein referred to as “Atmus,” “Company,” “we,” “us,” or “our”). In April 2022, Cummins Inc. (“Cummins”) announced its intention to separate its filtration business into a standalone publicly traded company (the “Separation”). In preparation for separation from Cummins, Atmus, as its predecessor in interest, was incorporated as a wholly-owned subsidiary of Cummins in Delaware on April 1, 2022 in connection with the planned Separation. Atmus’ common shares began trading on the New York Stock Exchange under the symbol “ATMU”. As of the closing of the initial public offering on May 30, 2023, Cummins owned approximately 80.5% of the outstanding shares of Atmus common stock. On February 14, 2024, Cummins announced an exchange offer whereby Cummins shareholders could exchange all or a portion of Cummins common stock for shares of Atmus common stock owned by Cummins. The divestiture of Atmus shares by Cummins was completed on March 18, 2024, and resulted in the full separation of Atmus and divestiture of Cummins’ entire ownership and voting interest in Atmus.
As explained further below, the conflict minerals processes and procedures of Cummins also applied equally to Atmus in 2023, both before and after Atmus’ IPO. For purposes of this report, Atmus has provided information on the applicable policies, procedures, and due diligence activities performed by Cummins, as well as any additional information obtained, or actions taken, by Atmus as an independent company. The information in this report includes the activities of all majority-owned subsidiaries of Atmus and other entities that are required to be consolidated. It does not include the activities of entities that are not required to be consolidated.
Atmus is a global leader in filtration solutions for on-highway commercial vehicles and off-highway agriculture, construction, mining and power generation vehicles and equipment. Atmus designs and manufactures advanced filtration products, principally under the Fleetguard brand, that enable lower emissions and provide superior asset protection. Atmus develops technologies ranging from filtration media, filter element formation and filtration systems integration to service-related solutions such as remote digital diagnostic and prognostic platforms and analytics.
Headquartered in Nashville, Tennessee (U.S.), Atmus employs approximately 4,500 people (globally) committed to innovating and delivering world-class filtration solutions. For the year ended December 31, 2023, Atmus generated $1,628.1 million in net sales.
We conducted an analysis of our products and determined that it is possible that 3TG (specifically, gold and tin) may be found in certain of our products. However, we believe that the amount and value of the 3TG that may be in any given product is generally de minimis compared to the size and value of the product as a whole.
Conflict Minerals Policy
The following conflict minerals policy of Cummins applied equally to Atmus (as a subsidiary of Cummins) and its suppliers for the duration of 2023: It is a policy of Cummins:
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To make reasonable efforts: a) to know, and to require each Cummins supplier to disclose to Cummins, the sources of Conflict Minerals used in its products; and b) to eliminate procurement, as soon as commercially practicable, of products containing Conflict Minerals obtained from sources that fund or support inhumane treatment in the Covered Countries.
To require Cummins suppliers to assist the Company to comply with the disclosure requirements of Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, and the rules of the U.S. Securities and Exchange Commission promulgated pursuant to that law, as well as any related laws and rules.
Following its separation from Cummins in March 2024, Atmus published its own Supplier Code of Conduct with expectations of adherence to federal laws and regulations concerning conflict minerals.
2. Reasonable Country of Origin Inquiry (RCOI)
Scope of the Reasonable Country of Origin Inquiry Review
In conjunction with Cummins, we designed our Reasonable Country of Origin Inquiry (RCOI) to provide a reasonable basis for us to determine whether we source 3TG from Covered Countries. In 2023, we identified those suppliers who we knew to have supplied, or otherwise were highly likely to have supplied components and materials containing 3TG. Through our scoping exercise, we identified 51 direct suppliers of components or materials containing gold or tin. We did not identify any suppliers of components or materials containing tantalum or tungsten.
We conducted a survey of these suppliers using the template developed by the Responsible Business Alliance (“RBA”) and The Global e-Sustainability Initiative (“GeSI”), known as the Conflict Minerals Reporting Template (the “Template”). The Template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a direct supplier’s conflict minerals policy, engagement with its direct suppliers, origin of conflict minerals included in its products, supplier due diligence, and a listing of the smelters the direct supplier and its suppliers use. Written instructions and recorded training illustrating the use of the tool is available on the RBA’s website. Many companies are using the Template in their RCOI and due diligence processes related to conflict minerals.
RCOI Results
In an effort to obtain the highest practical response rate, our process included multiple rounds of communication and follow-up inquiries. We received a response from 43% of in-scope direct material and components suppliers. We reviewed the responses against criteria developed to determine which responses required further engagement with our suppliers. These criteria included untimely or incomplete responses as well as inconsistencies within the data reported in the Template. We worked directly with these suppliers to obtain a revised response and/or additional clarity regarding their submission.
Most of the responses we received indicated that the 3TG in the suppliers’ components and materials either 1) did not originate from a Covered Country or 2) were not necessary to the functionality of the components and materials. However, after reviewing the results of our RCOI, we determined that we had reason to believe that some of the 3TG necessary for the functionality or production of our products, from three identified smelters, may have originated in a Covered Country during 2023, all within the meaning of the Rule. We conducted our RCOI in good faith, and we believe that such inquiry was reasonable to allow us to make our determination. Accordingly, the Company proceeded to exercise due diligence on the source and chain of custody of the 3TG.
3. Due Diligence Process
3.1 Design of Due Diligence
In conjunction with Cummins, we designed our due diligence measures to conform, in all material respects, with the framework in The Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD Guidance) and the related Supplements for gold and tin.
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The war in Ukraine and resulting U.S. government sanctions against Russia have impacted the information we have about, and the status of, certain Russian-based smelters. The Responsible Minerals Initiative (RMI) smelters database has been updated to reflect the London Bullion Market Association’s Good Delivery List suspensions for Russia-based gold refiners, which are now classified as high risk by the RBA and its RMI.
3.2 Management Systems
Conflict Minerals Policy
As described above, the conflict minerals policy of Cummins applied equally to Atmus (as a subsidiary of Cummins) and its suppliers for the duration of 2023. Following its separation from Cummins in March 2024, Atmus published its own Supplier Code of Conduct with expectations of adherence to federal laws and regulations concerning conflict minerals.
We expect our suppliers to comply with our Supplier Code of Conduct, which requires our suppliers to adopt and communicate to subcontractors their policies regarding Conflict Minerals, and where possible, requires their down-stream suppliers to adopt and implement similar policies.
We will work with suppliers and strive to ensure that our products do not use conflict minerals, and all suppliers are required to supply information about their use of these minerals to Atmus.
Internal Team
Cummins has a cross-functional team to set its conflict minerals strategy and ensure timely implementation and execution of its program. The Cummins team included the Atmus business in its program for the duration of 2023 and worked closely with the Atmus Director of Technical Compliance and Knowledge Management (“Technical Compliance Director”), who took over the Atmus program at full separation in March 2024. Our Technical Compliance Director has primary responsibility for program execution. Guidance on the overall strategy and implementation is provided by the Corporate Purchasing Leadership Team and the Legal Ethics and Compliance Function. Senior management is briefed about the results of our program.
Control Systems and Supplier Engagement
As a company downstream in the supply chain, we do not have a direct relationship with 3TG smelters and refiners. We engage with our suppliers and other major manufacturers in our industry and rely on information provided through the RBA-GeSI Conflict Minerals Reporting Template to gather information on the source and chain of custody of the conflict minerals in our products.
In 2013, we (as a subsidiary of Cummins) updated our Supplier Code of Business Conduct (“SCoC”) to address, among other things, conflict minerals and the requirement of our suppliers to provide information on their use of these minerals. Our supplier contracts include a requirement that the supplier comply with the ScoC. The terms and conditions of the supplier contracts also stipulate compliance with all referenced policies and procedures presented on the Company’s public website, and that suppliers hold their supply chain to the standards of the ScoC. Contracts with our suppliers are frequently in force for three to five years, and we ensure that any new or renewed contracts incorporate the most up-to-date version of the ScoC (now, the Atmus Supplier Code of Conduct). In conjunction with that process, we also ask our suppliers to certify that they have received the Atmus Supplier Code of Conduct and intend to comply. We will conduct periodic audits of our suppliers to validate compliance with the our Supplier Code of Conduct.
Records Retention
We retain documentation related to our conflict minerals compliance program according to our Corporate Record Retention Schedule.
Grievance Mechanism
We have longstanding grievance mechanisms whereby employees and suppliers can report potential violations of the Company’s policies, including our conflict minerals policy. On our website, we encourage all employees and third parties who interact with our Company to speak up and raise a concern about potential violations of our Supplier Code of Conduct, policies, or laws and regulations to our Ethics Line at atmus.com/ethicsline.
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3.3 Identify and Assess Risk in the Supply Chain
Because of the complexity of our products and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify second and third tier suppliers beyond our direct supply base. Through our RCOI process (see section 2 above), we rely on our suppliers whose materials or components contain 3TG to provide us with information about the source of 3TG contained in those materials or components. Our direct suppliers similarly rely upon information provided by their suppliers.
3.4 Design and Implement a Strategy to Respond to Risks
In conjunction with its risk assessment process, Cummins developed, and management approved, a risk management plan. This risk management plan governed Atmus’ business in 2023, and Atmus has now adopted a similar risk management plan. Through our due diligence process we attempt to determine the source and chain of custody of the necessary conflict minerals we know, or have reason to believe, originated in a Covered Country.
As a downstream company, we generally do not have a direct relationship with smelters and/or refiners. Most of the work toward this aspect of the OECD Guidance is carried out indirectly through our suppliers or through our involvement with industry working groups/coalitions. As a downstream company, we largely focus on the accuracy and quality of the representations our direct suppliers make regarding the source and chain of custody of their conflict minerals.
The Company evaluates its direct suppliers’ responses to RCOI and due diligence inquiries based on the risk or likelihood that they are giving an incorrect response or that a non-response may indicate the supplier is purchasing from a known conflict source and does not wish to disclose this fact. When necessary, issues are escalated to the appropriate level internally and with the supplier.
In evaluating the responses from its suppliers, the Company screens all responses for overall risk factors associated with the veracity of the information supplied. Suitable, measurable risk mitigation plans are developed as needed on a case-by-case basis. To date, we have found no instances where it was necessary to terminate a contract or find a replacement supplier based on our RCOI and due diligence.
3.5 Carry Out Independent Third Party Audits of Supply Chain Due Diligence at Identified Points in the Supply Chain
We do not typically have a direct relationship with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain. We support audits by engaging our upstream partners who are closer to the source and by supporting the processes carried out through the Conflict Minerals Reporting Template.
3.6 Report on Supply Chain Due Diligence
This conflict minerals report is being filed with the SEC as an exhibit to our specialized disclosure report on Form SD and is available on our website at https://www.atmus.com/ethics-and-compliance-0.
4. Due Diligence Results
Through our due diligence process we found that one of the reported smelters sourcing tin was located in a DRC adjoining country and two of the reported smelters sourcing gold were located in a DRC adjoining country. All three of these smelters are RMI certified.
Efforts to Determine Mine or Location of Origin
Refer to sections 2 and 3 above for details on our RCOI and due diligence processes. We believe that these processes are the most reasonable efforts we can make to determine the mines or locations of origin of the 3TG in our supply chain.
5. Planned Program Improvements
We continue to take the following steps to improve our conflict minerals program:
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(1)Include in new or renewed supplier contracts, as described in section 3.2 above, updated Supplier Code of Conduct language, which requires the suppliers to support our conflict minerals program.
(2)Engage with suppliers and direct them to training resources to attempt to increase the response rate and improve the content of the supplier survey responses. Notably, this effort should also help the Company address certain smelters now designated as high-risk due to Ukraine-related sanctions actions.
(3)Work with our peers, suppliers, and industry groups to define and improve best practices and build leverage over the supply chain in accordance with the OECD Guidance.
(4)Deploy our due diligence efforts to identify and address gaps in data in order to arrive at an accurate list of smelter locations.
(5)Utilize automated supplier survey programs to streamline and increase the effectiveness of our due diligence efforts.

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ANNEX I

Subject MineralSmelter or Refiner NameCountry Location of Smelter or RefinerySmelter Identification
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICACID000015
GoldAida Chemical Industries Co., Ltd.JAPANCID000019
GoldAgosi AGGERMANYCID000035
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTANCID000041
GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZILCID000058
GoldArgor-Heraeus S.A.SWITZERLANDCID000077
GoldAsahi Pretec Corp.JAPANCID000082
GoldAsaka Riken Co., Ltd.JAPANCID000090
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TURKEYCID000103
GoldAurubis AGGERMANYCID000113
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINESCID000128
GoldBoliden ABSWEDENCID000157
GoldC. Hafner GmbH + Co. KGGERMANYCID000176
GoldCaridadMEXICOCID000180
GoldCCR Refinery - Glencore Canada CorporationCANADACID000185
GoldCendres + Metaux S.A.SWITZERLANDCID000189
GoldYunnan Copper Industry Co., Ltd.CHINACID000197
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINACID000228
GoldChimet S.p.A.ITALYCID000233
GoldChugai MiningJAPANCID000264
TinAlphaUNITED STATES OF AMERICACID000292
TinPT Aries Kencana SejahteraINDONESIACID000309
GoldDaye Non-Ferrous Metals Mining Ltd.CHINACID000343
GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OFCID000359
GoldDODUCO Contacts and Refining GmbHGERMANYCID000362
GoldDowaJAPANCID000401
TinDowaJAPANCID000402
GoldEco-System Recycling Co., Ltd. East PlantJAPANCID000425
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)CID000438
TinEstanho de Rondonia S.A.BRAZILCID000448
TinFenix MetalsPOLANDCID000468
GoldJSC Novosibirsk RefineryRUSSIAN FEDERATION*CID000493
GoldRefinery of Seemine Gold Co., Ltd.CHINACID000522
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINACID000538
TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINACID000555
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CHINACID000651
6


GoldHangzhou Fuchunjiang Smelting Co., Ltd.CHINACID000671
GoldLT Metal Ltd.KOREA, REPUBLIC OFCID000689
GoldHeimerle + Meule GmbHGERMANYCID000694
GoldHeraeus Metals Hong Kong Ltd.CHINACID000707
GoldHeraeus Germany GmbH Co. KGGERMANYCID000711
GoldHunan Chenzhou Mining Co., Ltd.CHINACID000767
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CHINACID000773
GoldHwaSeong CJ CO., LTD.KOREA, REPUBLIC OFCID000778
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINACID000801
GoldIshifuku Metal Industry Co., Ltd.JAPANCID000807
GoldIstanbul Gold RefineryTURKEYCID000814
GoldJapan MintJAPANCID000823
GoldJiangxi Copper Co., Ltd.CHINACID000855
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICACID000920
GoldAsahi Refining Canada Ltd.CANADACID000924
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRUSSIAN FEDERATION*CID000927
GoldJSC UralelectromedRUSSIAN FEDERATION*CID000929
GoldJX Nippon Mining & Metals Co., Ltd.JAPANCID000937
TinGejiu Kai Meng Industry and Trade LLCCHINACID000942
GoldKazakhmys Smelting LLCKAZAKHSTANCID000956
GoldKazzincKAZAKHSTANCID000957
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICACID000969
GoldKojima Chemicals Co., Ltd.JAPANCID000981
GoldKyrgyzaltyn JSCKYRGYZSTANCID001029
GoldL'azurde Company For JewelrySAUDI ARABIACID001032
GoldLingbao Gold Co., Ltd.CHINACID001056
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CHINACID001058
TinChina Tin Group Co., Ltd.CHINACID001070
GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OFCID001078
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CHINACID001093
TinMalaysia Smelting Corporation (MSC)MALAYSIACID001105
GoldMaterionUNITED STATES OF AMERICACID001113
GoldMatsuda Sangyo Co., Ltd.JAPANCID001119
TinMetallic Resources, Inc.UNITED STATES OF AMERICACID001142
GoldMetalor Technologies (Suzhou) Ltd.CHINACID001147
GoldMetalor Technologies (Hong Kong) Ltd.CHINACID001149
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPORECID001152
GoldMetalor Technologies S.A.SWITZERLANDCID001153
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICACID001157
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICOCID001161
TinMineracao Taboca S.A.BRAZILCID001173
TinMinsurPERUCID001182
GoldMitsubishi Materials CorporationJAPANCID001188
7


TinMitsubishi Materials CorporationJAPANCID001191
GoldMitsui Mining and Smelting Co., Ltd.JAPANCID001193
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATION*CID001204
GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEYCID001220
TinJiangxi New Nanshan Technology Ltd.CHINACID001231
GoldNavoi Mining and Metallurgical CombinatUZBEKISTANCID001236
GoldNihon Material Co., Ltd.JAPANCID001259
TinNovosibirsk Processing Plant Ltd.RUSSIAN FEDERATION*CID001305
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILANDCID001314
GoldOhura Precious Metal Industry Co., Ltd.JAPANCID001325
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATION*CID001326
TinOperaciones Metalurgicas S.A.BOLIVIA (PLURINATIONAL STATE OF)CID001337
GoldPAMP S.A.SWITZERLANDCID001352
GoldPenglai Penggang Gold Industry Co., Ltd.CHINACID001362
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATION*CID001386
GoldPT Aneka Tambang (Persero) TbkINDONESIACID001397
TinPT Artha Cipta LanggengINDONESIACID001399
TinPT Babel Inti PerkasaINDONESIACID001402
TinPT Babel Surya Alam LestariINDONESIACID001406
TinPT Belitung Industri SejahteraINDONESIACID001421
TinPT Bukit TimahINDONESIACID001428
TinPT Mitra Stania PrimaINDONESIACID001453
TinPT Panca Mega PersadaINDONESIACID001457
TinPT Prima Timah UtamaINDONESIACID001458
TinPT Refined Bangka TinINDONESIACID001460
TinPT Sariwiguna BinasentosaINDONESIACID001463
TinPT Stanindo Inti PerkasaINDONESIACID001468
TinPT Timah Tbk KundurINDONESIACID001477
TinPT Timah Tbk MentokINDONESIACID001482
TinPT Timah NusantaraINDONESIACID001486
TinPT Tinindo Inter NusaINDONESIACID001490
TinPT Tommy UtamaINDONESIACID001493
GoldPX Precinox S.A.SWITZERLANDCID001498
GoldRand Refinery (Pty) Ltd.SOUTH AFRICACID001512
GoldRoyal Canadian MintCANADACID001534
TinRui Da HungTAIWAN, PROVINCE OF CHINACID001539
GoldSabin Metal Corp.UNITED STATES OF AMERICACID001546
GoldSamduck Precious MetalsKOREA, REPUBLIC OFCID001555
GoldSamwon Metals Corp.KOREA, REPUBLIC OFCID001562
GoldSEMPSA Joyeria Plateria S.A.SPAINCID001585
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CHINACID001619
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINACID001622
8


GoldSichuan Tianze Precious Metals Co., Ltd.CHINACID001736
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATION*CID001756
TinSoft Metais Ltda.BRAZILCID001758
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINACID001761
GoldSumitomo Metal Mining Co., Ltd.JAPANCID001798
GoldSuper Dragon Technology Co., Ltd.TAIWAN, PROVINCE OF CHINACID001810
GoldTanaka Kikinzoku Kogyo K.K.JAPANCID001875
TinThaisarcoTHAILANDCID001898
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINACID001908
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINACID001909
GoldShandong Gold Smelting Co., Ltd.CHINACID001916
GoldTokuriki Honten Co., Ltd.JAPANCID001938
GoldTongling Nonferrous Metals Group Co., Ltd.CHINACID001947
GoldTorecomKOREA, REPUBLIC OFCID001955
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUMCID001980
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICACID001993
GoldValcambi S.A.SWITZERLANDCID002003
TinVQB Mineral and Trading Group JSCVIET NAMCID002015
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIACID002030
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZILCID002036
GoldYamakin Co., Ltd.JAPANCID002100
GoldYokohama Metal Co., Ltd.JAPANCID002129
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINACID002158
TinTin Smelting Branch of Yunnan Tin Co., Ltd.CHINACID002180
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINACID002224
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINACID002243
GoldMorris and WatsonNEW ZEALANDCID002282
GoldSAFINA A.S.CZECHIACID002290
GoldGuangdong Jinding Gold LimitedCHINACID002312
GoldUmicore Precious Metals ThailandTHAILANDCID002314
TinCV Venus Inti PerkasaINDONESIACID002455
GoldGeib Refining CorporationUNITED STATES OF AMERICACID002459
TinMagnu's Minerais Metais e Ligas Ltda.BRAZILCID002468
TinPT Tirus Putra MandiriINDONESIACID002478
TinMelt Metais e Ligas S.A.BRAZILCID002500
TinPT ATD Makmur Mandiri JayaINDONESIACID002503
GoldMMTC-PAMP India Pvt., Ltd.INDIACID002509
GoldKGHM Polska Miedz Spolka AkcyjnaPOLANDCID002511
GoldFidelity Printers and Refiners Ltd.ZIMBABWECID002515
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINACID002516
9


TinO.M. Manufacturing Philippines, Inc.PHILIPPINESCID002517
GoldShandong Humon Smelting Co., Ltd.CHINACID002525
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CHINACID002527
GoldAl Etihad Gold Refinery DMCCUNITED ARAB EMIRATESCID002560
GoldEmirates Gold DMCCUNITED ARAB EMIRATESCID002561
GoldInternational Precious Metal RefinersUNITED ARAB EMIRATESCID002562
GoldKaloti Precious MetalsUNITED ARAB EMIRATESCID002563
GoldSudan Gold RefinerySUDANCID002567
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVIET NAMCID002572
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyVIET NAMCID002573
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyVIET NAMCID002574
GoldT.C.A S.p.AITALYCID002580
GoldREMONDIS PMR B.V.NETHERLANDSCID002582
GoldFujairah Gold FZCUNITED ARAB EMIRATESCID002584
GoldIndustrial Refining CompanyBELGIUMCID002587
GoldShirpur Gold Refinery Ltd.INDIACID002588
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OFCID002605
GoldMarsam MetalsBRAZILCID002606
GoldTOO Tau-Ken-AltynKAZAKHSTANCID002615
TinAn Vinh Joint Stock Mineral Processing CompanyVIET NAMCID002703
TinResind Industria e Comercio Ltda.BRAZILCID002706
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICACID002708
TinSuper LigasBRAZILCID002756
GoldSAAMPFRANCECID002761
GoldL'Orfebre S.A.ANDORRACID002762
Gold8853 S.p.A.ITALYCID002763
GoldItalpreziosiITALYCID002765
TinMetallo Belgium N.V.BELGIUMCID002773
TinMetallo Spain S.L.U.SPAINCID002774
GoldSAXONIA Edelmetalle GmbHGERMANYCID002777
GoldWIELAND Edelmetalle GmbHGERMANYCID002778
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIACID002779
TinPT Sukses Inti MakmurINDONESIACID002816
TinThai Nguyen Mining and Metallurgy Co., Ltd.VIET NAMCID002834
TinPT Menara Cipta MuliaINDONESIACID002835
TinHuiChang Hill Tin Industry Co., Ltd.CHINACID002844
GoldAU Traders and RefinersSOUTH AFRICACID002850
GoldGGC Gujrat Gold Centre Pvt. Ltd.INDIACID002852
GoldSai RefineryINDIACID002853
GoldModeltech Sdn BhdMALAYSIACID002857
TinModeltech Sdn BhdMALAYSIACID002858
GoldBangalore RefineryINDIACID002863
GoldKyshtym Copper-Electrolytic Plant ZAORUSSIAN FEDERATION*CID002865
10


GoldDegussa Sonne / Mond Goldhandel GmbHGERMANYCID002867
GoldPease & CurrenUNITED STATES OF AMERICACID002872
GoldJALAN & CompanyINDIACID002893
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OFCID002918
GoldPlanta Recuperadora de Metales SpACHILECID002919
GoldSafimet S.p.AITALYCID002973
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINACID003116
GoldState Research Institute Center for Physical Sciences and TechnologyLITHUANIACID003153
GoldAfrican Gold RefineryUGANDACID003185
GoldGold Coast RefineryGHANACID003186
GoldNH Recytech CompanyKOREA, REPUBLIC OFCID003189
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINACID003190
TinPT Bangka SerumpunINDONESIACID003205
TinPongpipat Company LimitedMYANMARCID003208
GoldQG Refining, LLCUNITED STATES OF AMERICACID003324
TinTin Technology & RefiningUNITED STATES OF AMERICACID003325
GoldDijllah Gold Refinery FZCUNITED ARAB EMIRATESCID003348
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CHINACID003356
TinMa'anshan Weitai Tin Co., Ltd.CHINACID003379
TinPT Rajawali Rimba PerkasaINDONESIACID003381
GoldCGR Metalloys Pvt Ltd.INDIACID003382
GoldSovereign MetalsINDIACID003383
TinLuna Smelter, Ltd.RWANDACID003387
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINACID003397
TinPrecious Minerals and Smelting LimitedINDIACID003409
TinGejiu City Fuxiang Industry and Trade Co., Ltd.CHINACID003410
GoldC.I Metales Procesados Industriales SASCOLOMBIACID003421
GoldEco-System Recycling Co., Ltd. North PlantJAPANCID003424
GoldEco-System Recycling Co., Ltd. West PlantJAPANCID003425
TinPT Mitra Sukses GlobalindoINDONESIACID003449
GoldAugmont Enterprises Private LimitedINDIACID003461
GoldKundan Care Products Ltd.INDIACID003463
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBRAZILCID003486
GoldEmerald Jewel Industry India Limited (Unit 1)INDIACID003487
GoldEmerald Jewel Industry India Limited (Unit 2)INDIACID003488
GoldEmerald Jewel Industry India Limited (Unit 3)INDIACID003489
GoldEmerald Jewel Industry India Limited (Unit 4)INDIACID003490
GoldK.A. RasmussenNORWAYCID003497
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GoldAlexy MetalsUNITED STATES OF AMERICACID003500
TinCRM SynergiesSPAINCID003524
GoldSancus ZFS (L’Orfebre, SA)COLOMBIACID003529
GoldSellem Industries Ltd.MAURITANIACID003540
GoldMD OverseasINDIACID003548
GoldMetallix Refining Inc.UNITED STATES OF AMERICACID003557
GoldMetal Concentrators SA (Pty) Ltd.SOUTH AFRICACID003575
TinFabrica Auricchio Industria e Comercio Ltda.BRAZILCID003582
TinSmelter not listedFRANCEN/A

* The Company does not source directly from Russia. Furthermore, since Russia invaded Ukraine in February 2022, we have halted new orders and shipments into and out of Russia and Belarus until further notice and in alignment with international sanctions. RMI provides the Company with a list of potential countries of origin, which includes all countries of origin compiled from RMI’s member participants. The inclusion of a country on the list from RMI is not a final indicator that the Company utilized materials sourced from this country.
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