0001921304-23-000004.txt : 20231031 0001921304-23-000004.hdr.sgml : 20231031 20231031140638 ACCESSION NUMBER: 0001921304-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231031 DATE AS OF CHANGE: 20231031 EFFECTIVENESS DATE: 20231031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smallwood Wealth Investment Management, LLC CENTRAL INDEX KEY: 0001921304 IRS NUMBER: 821589693 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22400 FILM NUMBER: 231363886 BUSINESS ADDRESS: STREET 1: 199 BROAD STREET CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-542-1565 MAIL ADDRESS: STREET 1: 199 BROAD STREET CITY: RED BANK STATE: NJ ZIP: 07701 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001921304 XXXXXXXX 09-30-2023 09-30-2023 false Smallwood Wealth Investment Management, LLC

199 Broad Street Red Bank NJ 07701

13F HOLDINGS REPORT 028-22400 000288663 801-110658 N John L. Smallwood 732-542-1565 /s/ John L. Smallwood Red Bank NJ 10-31-2023 0 62 109880605 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 349099 2342 SH SOLE 2342 0 0 ALPHABET INC CAP STK CL C 02079K107 943387 7155 SH SOLE 7155 0 0 ALTRIA GROUP INC COM 02209S103 363486 8644 SH SOLE 8644 0 0 AMAZON COM INC COM 023135106 399920 3146 SH SOLE 3146 0 0 APPLE INC COM 037833100 7215411 42144 SH SOLE 42143 0 0 AT&T INC COM 00206R102 499202 33236 SH SOLE 33235 0 0 BOEING CO COM 097023105 280044 1461 SH SOLE 1461 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 416954 7184 SH SOLE 7183 0 0 CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 14020W106 2538449 95899 SH SOLE 95899 0 0 CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 14020X104 2085631 90996 SH SOLE 90996 0 0 CATERPILLAR INC COM 149123101 261489 958 SH SOLE 957 0 0 CHEVRON CORP NEW COM 166764100 873553 5181 SH SOLE 5180 0 0 CHURCH & DWIGHT CO INC COM 171340102 214226 2338 SH SOLE 2337 0 0 COLGATE PALMOLIVE CO COM 194162103 330590 4649 SH SOLE 4649 0 0 COMCAST CORP NEW CL A 20030N101 377422 8512 SH SOLE 8512 0 0 DISNEY WALT CO COM 254687106 451935 5576 SH SOLE 5576 0 0 EA SERIES TRUST FREEDOM 100 EM 02072L607 2437638 86105 SH SOLE 86105 0 0 EXXON MOBIL CORP COM 30231G102 1613011 13718 SH SOLE 13718 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1211239 29952 SH SOLE 29951 0 0 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 392555 72427 SH SOLE 72427 0 0 FS KKR CAP CORP COM 302635206 464684 23600 SH SOLE 23600 0 0 HOME DEPOT INC COM 437076102 486478 1610 SH SOLE 1610 0 0 INDEXIQ ETF TR IQ U.S. SMALL CA 45409B396 2727480 87704 SH SOLE 87703 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 4273617 38844 SH SOLE 38844 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 811109 5781 SH SOLE 5781 0 0 INVENTRUST PPTYS CORP COM NEW 46124J201 232669 9772 SH SOLE 9771 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 553944 3134 SH SOLE 3134 0 0 ISHARES TR IBOXX INV CP ETF 464287242 893185 8755 SH SOLE 8755 0 0 ISHARES TR NATIONAL MUN ETF 464288414 3671949 35810 SH SOLE 35809 0 0 ISHARES TR CORE S&P TTL STK 464287150 31674988 336288 SH SOLE 336288 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 303525 5667 SH SOLE 5667 0 0 JOHNSON & JOHNSON COM 478160104 430583 2765 SH SOLE 2764 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1452553 58808 SH SOLE 58807 0 0 JPMORGAN CHASE & CO COM 46625H100 234497 1617 SH SOLE 1617 0 0 LINDE PLC SHS G54950103 289316 777 SH SOLE 777 0 0 M & T BK CORP COM 55261F104 1816201 14363 SH SOLE 14363 0 0 MERCK & CO INC COM 58933Y105 1833537 17810 SH SOLE 17809 0 0 MICROSOFT CORP COM 594918104 1188230 3763 SH SOLE 3763 0 0 MONDELEZ INTL INC CL A 609207105 801722 11552 SH SOLE 11552 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 255276 938 SH SOLE 937 0 0 NETFLIX INC COM 64110L106 285088 755 SH SOLE 755 0 0 NEW JERSEY RES CORP COM 646025106 501525 12344 SH SOLE 12343 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 163651 15468 SH SOLE 15468 0 0 NVIDIA CORPORATION COM 67066G104 617686 1420 SH SOLE 1420 0 0 ORACLE CORP COM 68389X105 284463 2686 SH SOLE 2685 0 0 PEPSICO INC COM 713448108 594018 3506 SH SOLE 3505 0 0 PFIZER INC COM 717081103 247866 7473 SH SOLE 7472 0 0 PGIM ETF TR PGIM ULTRA SH BD 69344A107 5300923 107111 SH SOLE 107111 0 0 PHILIP MORRIS INTL INC COM 718172109 1609008 17380 SH SOLE 17379 0 0 PROCTER AND GAMBLE CO COM 742718109 1387033 9509 SH SOLE 9509 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 305607 5370 SH SOLE 5370 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 64577 11806 SH SOLE 11805 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1083460 31904 SH SOLE 31904 0 0 SPDR SER TR DJ REIT ETF 78464A607 845241 10191 SH SOLE 10190 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 318568 7721 SH SOLE 7721 0 0 VALLEY NATL BANCORP COM 919794107 238952 27915 SH SOLE 27915 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 3300225 45640 SH SOLE 45639 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 839593 2138 SH SOLE 2138 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6380039 30036 SH SOLE 30036 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5306915 40523 SH SOLE 40523 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 447068 8619 SH SOLE 8619 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 2108315 43605 SH SOLE 43605 0 0