0001921304-23-000002.txt : 20230425 0001921304-23-000002.hdr.sgml : 20230425 20230425165142 ACCESSION NUMBER: 0001921304-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230425 DATE AS OF CHANGE: 20230425 EFFECTIVENESS DATE: 20230425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smallwood Wealth Investment Management, LLC CENTRAL INDEX KEY: 0001921304 IRS NUMBER: 821589693 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22400 FILM NUMBER: 23845587 BUSINESS ADDRESS: STREET 1: 199 BROAD STREET CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-542-1565 MAIL ADDRESS: STREET 1: 199 BROAD STREET CITY: RED BANK STATE: NJ ZIP: 07701 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001921304 XXXXXXXX 03-31-2023 03-31-2023 false Smallwood Wealth Investment Management, LLC

199 Broad Street Red Bank NJ 07701

13F HOLDINGS REPORT 028-22400 000288663 801-110658 N John L. Smallwood 732-542-1565 /s/ John L. Smallwood Red Bank NJ 04-25-2023 0 60 105593867 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 332127 2084 SH SOLE 2084 0 0 ALPHABET INC CAP STK CL C 02079K107 744120 7155 SH SOLE 7155 0 0 ALTRIA GROUP INC COM 02209S103 464613 10413 SH SOLE 10412 0 0 AMAZON COM INC COM 023135106 375976 3640 SH SOLE 3640 0 0 APPLE INC COM 037833100 6951941 42159 SH SOLE 42158 0 0 AT&T INC COM 00206R102 587534 30521 SH SOLE 30521 0 0 BOEING CO COM 097023105 267874 1261 SH SOLE 1261 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 509872 7356 SH SOLE 7356 0 0 CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 14020W106 2410725 96661 SH SOLE 96661 0 0 CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 14020X104 2106001 91327 SH SOLE 91327 0 0 CHEVRON CORP NEW COM 166764100 845155 5180 SH SOLE 5179 0 0 CHURCH & DWIGHT CO INC COM 171340102 206090 2331 SH SOLE 2331 0 0 COLGATE PALMOLIVE CO COM 194162103 349372 4649 SH SOLE 4649 0 0 COMCAST CORP NEW CL A 20030N101 328339 8661 SH SOLE 8661 0 0 DISNEY WALT CO COM 254687106 579552 5788 SH SOLE 5788 0 0 EA SERIES TRUST FREEDOM 100 EM 02072L607 2519957 85742 SH SOLE 85742 0 0 EXXON MOBIL CORP COM 30231G102 1494356 13627 SH SOLE 13627 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1260231 29800 SH SOLE 29799 0 0 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 148403 33424 SH SOLE 33424 0 0 FS KKR CAP CORP COM 302635206 444481 24026 SH SOLE 24026 0 0 HOME DEPOT INC COM 437076102 416119 1410 SH SOLE 1410 0 0 INDEXIQ ETF TR IQ CHAIKIN US 45409B396 2806665 88510 SH SOLE 88510 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 4073463 39059 SH SOLE 39059 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 462996 3532 SH SOLE 3531 0 0 INVENTRUST PPTYS CORP COM NEW 46124J201 257537 11006 SH SOLE 11005 0 0 ISHARES TR CORE S&P TTL STK 464287150 30240235 333962 SH SOLE 333961 0 0 ISHARES TR IBOXX INV CP ETF 464287242 959636 8755 SH SOLE 8755 0 0 ISHARES TR NATIONAL MUN ETF 464288414 3870775 35927 SH SOLE 35927 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 558035 3128 SH SOLE 3128 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 371881 6811 SH SOLE 6811 0 0 JOHNSON & JOHNSON COM 478160104 384298 2479 SH SOLE 2479 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1287696 58030 SH SOLE 58030 0 0 M & T BK CORP COM 55261F104 1717384 14363 SH SOLE 14363 0 0 MERCK & CO INC COM 58933Y105 1934467 18183 SH SOLE 18182 0 0 MICROSOFT CORP COM 594918104 1142718 3964 SH SOLE 3963 0 0 MONDELEZ INTL INC CL A 609207105 804859 11544 SH SOLE 11544 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 268209 937 SH SOLE 937 0 0 NETFLIX INC COM 64110L106 268092 776 SH SOLE 776 0 0 NEW JERSEY RES CORP COM 646025106 674560 12680 SH SOLE 12679 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 181388 15490 SH SOLE 15490 0 0 NVIDIA CORPORATION COM 67066G104 414711 1493 SH SOLE 1493 0 0 ORACLE CORP COM 68389X105 248965 2679 SH SOLE 2679 0 0 PEPSICO INC COM 713448108 602139 3303 SH SOLE 3303 0 0 PFIZER INC COM 717081103 261656 6413 SH SOLE 6413 0 0 PGIM ETF TR PGIM ULTRA SH BD 69344A107 2542549 51573 SH SOLE 51573 0 0 PHILIP MORRIS INTL INC COM 718172109 1691476 17393 SH SOLE 17393 0 0 PROCTER AND GAMBLE CO COM 742718109 1400375 9418 SH SOLE 9418 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 338541 5421 SH SOLE 5421 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 72368 11806 SH SOLE 11805 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1146869 32956 SH SOLE 32956 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 314399 7721 SH SOLE 7721 0 0 SPDR SER TR DJ REIT ETF 78464A607 935541 10538 SH SOLE 10537 0 0 VALLEY NATL BANCORP COM 919794107 257935 27915 SH SOLE 27915 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 4346630 56641 SH SOLE 56641 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 878123 2335 SH SOLE 2335 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5447466 40632 SH SOLE 40631 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6174857 30254 SH SOLE 30254 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 460858 8619 SH SOLE 8619 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 276780 7117 SH SOLE 7117 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 2173897 43714 SH SOLE 43714 0 0