0001921304-22-000004.txt : 20221114 0001921304-22-000004.hdr.sgml : 20221114 20221114111838 ACCESSION NUMBER: 0001921304-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smallwood Wealth Investment Management, LLC CENTRAL INDEX KEY: 0001921304 IRS NUMBER: 821589693 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22400 FILM NUMBER: 221382221 BUSINESS ADDRESS: STREET 1: 199 BROAD STREET CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-542-1565 MAIL ADDRESS: STREET 1: 199 BROAD STREET CITY: RED BANK STATE: NJ ZIP: 07701 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001921304 XXXXXXXX 09-30-2022 09-30-2022 false Smallwood Wealth Investment Management, LLC

199 Broad Street Red Bank NJ 07701

13F HOLDINGS REPORT 028-22400 N John L. Smallwood 732-542-1565 /s/ John L. Smallwood Red Bank NJ 11-14-2022 0 74 111259 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 360 2681 SH SOLE 2681 0 0 ALPHABET INC CAP STK CL C 02079K107 1086 11300 SH SOLE 11300 0 0 ALTRIA GROUP INC COM 02209S103 601 14882 SH SOLE 14882 0 0 AMAZON COM INC COM 023135106 452 4000 SH Call SOLE 0 0 0 AMAZON COM INC COM 023135106 1060 9380 SH SOLE 9380 0 0 AMTD IDEA GROUP SPONSORED ADS 00180G106 22 18600 SH SOLE 18600 0 0 APPLE INC COM 037833100 13476 97513 SH SOLE 97513 0 0 AT&T INC COM 00206R102 540 35210 SH SOLE 35209 0 0 BK OF AMERICA CORP COM 060505104 271 8986 SH SOLE 8986 0 0 BOEING CO COM 097023105 613 5061 SH SOLE 5061 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 628 8839 SH SOLE 8839 0 0 CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 14020W106 1259 61649 SH SOLE 61649 0 0 CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 14020X104 897 47971 SH SOLE 47971 0 0 CHEVRON CORP NEW COM 166764100 795 5530 SH SOLE 5530 0 0 COLGATE PALMOLIVE CO COM 194162103 342 4872 SH SOLE 4872 0 0 COMCAST CORP NEW CL A 20030N101 344 11717 SH SOLE 11717 0 0 CVS HEALTH CORP COM 126650100 251 2631 SH SOLE 2630 0 0 DISNEY WALT CO COM 254687106 601 6366 SH SOLE 6366 0 0 EA SERIES TRUST FREEDOM 100 EM 02072L607 1307 52294 SH SOLE 52294 0 0 EXXON MOBIL CORP COM 30231G102 1576 18049 SH SOLE 18048 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1245 33116 SH SOLE 33115 0 0 FS KKR CAP CORP COM 302635206 441 26009 SH SOLE 26009 0 0 HOME DEPOT INC COM 437076102 407 1475 SH SOLE 1475 0 0 INDEXIQ ETF TR IQ CHAIKIN US 45409B396 2412 83479 SH SOLE 83479 0 0 INTEL CORP COM 458140100 317 12303 SH SOLE 12302 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 3572 39534 SH SOLE 39534 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 471 3967 SH SOLE 3967 0 0 INVENTRUST PPTYS CORP COM NEW 46124J201 293 13757 SH SOLE 13757 0 0 ISHARES INC CORE MSCI EMKT 46434G103 553 12871 SH SOLE 12871 0 0 ISHARES TR NATIONAL MUN ETF 464288414 3768 36729 SH SOLE 36729 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 539 3271 SH SOLE 3271 0 0 ISHARES TR CORE S&P TTL STK 464287150 25505 320656 SH SOLE 320655 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1294 37105 SH SOLE 37105 0 0 ISHARES TR IBOXX INV CP ETF 464287242 922 8996 SH SOLE 8996 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 579 11305 SH SOLE 11305 0 0 JOHNSON & JOHNSON COM 478160104 835 5113 SH SOLE 5112 0 0 JPMORGAN CHASE & CO COM 46625H100 361 3452 SH SOLE 3452 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1331 66347 SH SOLE 66346 0 0 LOCKHEED MARTIN CORP COM 539830109 241 623 SH SOLE 623 0 0 LOWES COS INC COM 548661107 408 2171 SH SOLE 2171 0 0 M & T BK CORP COM 55261F104 3202 18158 SH SOLE 18158 0 0 MERCK & CO INC COM 58933Y105 1648 19136 SH SOLE 19135 0 0 MICROSOFT CORP COM 594918104 1549 6653 SH SOLE 6652 0 0 MONDELEZ INTL INC CL A 609207105 672 12261 SH SOLE 12261 0 0 MORGAN STANLEY COM NEW 617446448 227 2878 SH SOLE 2878 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 210 937 SH SOLE 937 0 0 NETFLIX INC COM 64110L106 243 1034 SH SOLE 1034 0 0 NEW JERSEY RES CORP COM 646025106 490 12662 SH SOLE 12661 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 160 14490 SH SOLE 14490 0 0 NVIDIA CORPORATION COM 67066G104 258 2125 SH SOLE 2125 0 0 ORACLE CORP COM 68389X105 210 3435 SH SOLE 3435 0 0 PEPSICO INC COM 713448108 730 4474 SH SOLE 4473 0 0 PFIZER INC COM 717081103 298 6806 SH SOLE 6805 0 0 PGIM ETF TR PGIM ULTRA SH BD 69344A107 1982 40385 SH SOLE 40385 0 0 PHILIP MORRIS INTL INC COM 718172109 1526 18385 SH SOLE 18385 0 0 PROCTER AND GAMBLE CO COM 742718109 1191 9432 SH SOLE 9432 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 305 5421 SH SOLE 5421 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 67 11806 SH SOLE 11805 0 0 SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 808515530 2529 2528761 SH SOLE 2528761 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 906 32221 SH SOLE 32221 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 209 4986 SH SOLE 4986 0 0 SPDR SER TR DJ REIT ETF 78464A607 835 9913 SH SOLE 9912 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 271 10681 SH SOLE 10680 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 256 7421 SH SOLE 7421 0 0 TESLA INC COM 88160R101 619 2335 SH SOLE 2335 0 0 VALLEY NATL BANCORP COM 919794107 613 56715 SH SOLE 56715 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 4186 56969 SH SOLE 56969 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4806 39465 SH SOLE 39464 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5611 31266 SH SOLE 31265 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 809 2465 SH SOLE 2465 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 391 8821 SH SOLE 8821 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 338 8903 SH SOLE 8903 0 0 VISA INC COM CL A 92826C839 462 2603 SH SOLE 2602 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 1475 36734 SH SOLE 36734 0 0