0001921304-22-000004.txt : 20221114
0001921304-22-000004.hdr.sgml : 20221114
20221114111838
ACCESSION NUMBER: 0001921304-22-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smallwood Wealth Investment Management, LLC
CENTRAL INDEX KEY: 0001921304
IRS NUMBER: 821589693
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-22400
FILM NUMBER: 221382221
BUSINESS ADDRESS:
STREET 1: 199 BROAD STREET
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 732-542-1565
MAIL ADDRESS:
STREET 1: 199 BROAD STREET
CITY: RED BANK
STATE: NJ
ZIP: 07701
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001921304
XXXXXXXX
09-30-2022
09-30-2022
false
Smallwood Wealth Investment Management, LLC
199 Broad Street
Red Bank
NJ
07701
13F HOLDINGS REPORT
028-22400
N
John L. Smallwood
CCO
732-542-1565
/s/ John L. Smallwood
Red Bank
NJ
11-14-2022
0
74
111259
INFORMATION TABLE
2
infotable.xml
ABBVIE INC
COM
00287Y109
360
2681
SH
SOLE
2681
0
0
ALPHABET INC
CAP STK CL C
02079K107
1086
11300
SH
SOLE
11300
0
0
ALTRIA GROUP INC
COM
02209S103
601
14882
SH
SOLE
14882
0
0
AMAZON COM INC
COM
023135106
452
4000
SH
Call
SOLE
0
0
0
AMAZON COM INC
COM
023135106
1060
9380
SH
SOLE
9380
0
0
AMTD IDEA GROUP
SPONSORED ADS
00180G106
22
18600
SH
SOLE
18600
0
0
APPLE INC
COM
037833100
13476
97513
SH
SOLE
97513
0
0
AT&T INC
COM
00206R102
540
35210
SH
SOLE
35209
0
0
BK OF AMERICA CORP
COM
060505104
271
8986
SH
SOLE
8986
0
0
BOEING CO
COM
097023105
613
5061
SH
SOLE
5061
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
628
8839
SH
SOLE
8839
0
0
CAPITAL GROUP DIVIDEND VALUE
SHS CREATION UNI
14020W106
1259
61649
SH
SOLE
61649
0
0
CAPITAL GROUP GBL GROWTH EQT
SHS CREATION UNI
14020X104
897
47971
SH
SOLE
47971
0
0
CHEVRON CORP NEW
COM
166764100
795
5530
SH
SOLE
5530
0
0
COLGATE PALMOLIVE CO
COM
194162103
342
4872
SH
SOLE
4872
0
0
COMCAST CORP NEW
CL A
20030N101
344
11717
SH
SOLE
11717
0
0
CVS HEALTH CORP
COM
126650100
251
2631
SH
SOLE
2630
0
0
DISNEY WALT CO
COM
254687106
601
6366
SH
SOLE
6366
0
0
EA SERIES TRUST
FREEDOM 100 EM
02072L607
1307
52294
SH
SOLE
52294
0
0
EXXON MOBIL CORP
COM
30231G102
1576
18049
SH
SOLE
18048
0
0
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
1245
33116
SH
SOLE
33115
0
0
FS KKR CAP CORP
COM
302635206
441
26009
SH
SOLE
26009
0
0
HOME DEPOT INC
COM
437076102
407
1475
SH
SOLE
1475
0
0
INDEXIQ ETF TR
IQ CHAIKIN US
45409B396
2412
83479
SH
SOLE
83479
0
0
INTEL CORP
COM
458140100
317
12303
SH
SOLE
12302
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
3572
39534
SH
SOLE
39534
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
471
3967
SH
SOLE
3967
0
0
INVENTRUST PPTYS CORP
COM NEW
46124J201
293
13757
SH
SOLE
13757
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
553
12871
SH
SOLE
12871
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
3768
36729
SH
SOLE
36729
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
539
3271
SH
SOLE
3271
0
0
ISHARES TR
CORE S&P TTL STK
464287150
25505
320656
SH
SOLE
320655
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1294
37105
SH
SOLE
37105
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
922
8996
SH
SOLE
8996
0
0
J P MORGAN EXCHANGE TRADED F
EQUITY PREMIUM
46641Q332
579
11305
SH
SOLE
11305
0
0
JOHNSON & JOHNSON
COM
478160104
835
5113
SH
SOLE
5112
0
0
JPMORGAN CHASE & CO
COM
46625H100
361
3452
SH
SOLE
3452
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
1331
66347
SH
SOLE
66346
0
0
LOCKHEED MARTIN CORP
COM
539830109
241
623
SH
SOLE
623
0
0
LOWES COS INC
COM
548661107
408
2171
SH
SOLE
2171
0
0
M & T BK CORP
COM
55261F104
3202
18158
SH
SOLE
18158
0
0
MERCK & CO INC
COM
58933Y105
1648
19136
SH
SOLE
19135
0
0
MICROSOFT CORP
COM
594918104
1549
6653
SH
SOLE
6652
0
0
MONDELEZ INTL INC
CL A
609207105
672
12261
SH
SOLE
12261
0
0
MORGAN STANLEY
COM NEW
617446448
227
2878
SH
SOLE
2878
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
210
937
SH
SOLE
937
0
0
NETFLIX INC
COM
64110L106
243
1034
SH
SOLE
1034
0
0
NEW JERSEY RES CORP
COM
646025106
490
12662
SH
SOLE
12661
0
0
NUVEEN NEW JERSEY QULT MUN F
COM
67069Y102
160
14490
SH
SOLE
14490
0
0
NVIDIA CORPORATION
COM
67066G104
258
2125
SH
SOLE
2125
0
0
ORACLE CORP
COM
68389X105
210
3435
SH
SOLE
3435
0
0
PEPSICO INC
COM
713448108
730
4474
SH
SOLE
4473
0
0
PFIZER INC
COM
717081103
298
6806
SH
SOLE
6805
0
0
PGIM ETF TR
PGIM ULTRA SH BD
69344A107
1982
40385
SH
SOLE
40385
0
0
PHILIP MORRIS INTL INC
COM
718172109
1526
18385
SH
SOLE
18385
0
0
PROCTER AND GAMBLE CO
COM
742718109
1191
9432
SH
SOLE
9432
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
305
5421
SH
SOLE
5421
0
0
PUTNAM MANAGED MUN INCOME TR
COM
746823103
67
11806
SH
SOLE
11805
0
0
SCHWAB CHARLES FAMILY FD
AMT TAX FREE MNY
808515530
2529
2528761
SH
SOLE
2528761
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
906
32221
SH
SOLE
32221
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
209
4986
SH
SOLE
4986
0
0
SPDR SER TR
DJ REIT ETF
78464A607
835
9913
SH
SOLE
9912
0
0
SPDR SER TR
PORTFLI TIPS ETF
78464A656
271
10681
SH
SOLE
10680
0
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
256
7421
SH
SOLE
7421
0
0
TESLA INC
COM
88160R101
619
2335
SH
SOLE
2335
0
0
VALLEY NATL BANCORP
COM
919794107
613
56715
SH
SOLE
56715
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
4186
56969
SH
SOLE
56969
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
4806
39465
SH
SOLE
39464
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
5611
31266
SH
SOLE
31265
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
809
2465
SH
SOLE
2465
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
391
8821
SH
SOLE
8821
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
338
8903
SH
SOLE
8903
0
0
VISA INC
COM CL A
92826C839
462
2603
SH
SOLE
2602
0
0
WISDOMTREE TR
INTL EQUITY FD
97717W703
1475
36734
SH
SOLE
36734
0
0