UNITED STATES SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE TO
TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR
13(E)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
FINAL AMENDMENT
CONSTITUTION CAPITAL ACCESS FUND, LLC
(Name of Subject Company (Issuer))
CONSTITUTION CAPITAL ACCESS FUND, LLC
(Name of Filing Person(s) (Issuer))
CLASS A, CLASS D AND CLASS I SHARES OF BENEFICIAL
INTEREST
(Title of Class of Securities)
21039R101, 21039R200 AND 21039R309
(CUSIP Number of Class of Securities)
Rob Hatch
Constitution Capital PM, LP
300 Brickstone Square, 7th Floor
Andover, Massachusetts 01810
(Name and Address of Agent for Service)
With a copy to:
Joshua B. Deringer, Esq.
Faegre Drinker Biddle & Reath LLP
One Logan Square, Ste. 2000
Philadelphia, PA 19103-6996
(215) 988-2700
January 3, 2024
(Date Tender Offer First Published,
Sent or Given to Security Holders)
| ☐ | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
Check the appropriate boxes below to designate any transactions to which the statement relates:
| ☐ | third-party tender offer subject to Rule 14d-1. |
| ☒ | issuer tender offer subject to Rule 13e-4. |
| ☐ | going-private transaction subject to Rule 13e-3. |
| ☐ | amendment to Schedule 13D under Rule 13d-2. |
Check the following box if the filing is a final amendment reporting the results of the tender offer: ☒
This final amendment relates to the Issuer Tender Offer Statement on Schedule TO (the "Statement") originally filed with the Securities and Exchange Commission on January 3, 2024 by Constitution Capital Access Fund, LLC (the "Fund") in connection with an offer (the "Offer") by the Fund to repurchase shares of beneficial interest in the Fund ("Shares”) in an aggregate amount up to $30,294,876 on the terms and subject to the conditions set out in the Offer to Purchase and the related Letter of Transmittal. Copies of the Offer to Purchase and the Letter of Transmittal were previously filed as Exhibits 99.B and 99.C to the Statement on January 3, 2024.
This is the final amendment to the Statement and is being filed to report the results of the Offer. The following information is furnished pursuant to Rule 13e-4(c)(4):
1. Holders of Shares in the Fund ("Shareholders") that desired to tender Shares, or a portion thereof, for purchase were required to submit their tenders by 11:59 p.m., Eastern Time, on January 31, 2024.
2. The Valuation Date of the Shares tendered pursuant to the Offer was February 29, 2024.
3. No Shares were tendered prior to the expiration of the Offer, and therefore, no Shares were accepted for purchase by the Fund in accordance with the terms of the Offer.
Except as specifically provided herein, the information contained in the Statement, Offer to Purchase and the related Letter of Transmittal previously filed on January 3, 2024 (the “Tender Offer Materials”) remains unchanged and this final amendment does not modify any of the information previously reported in the Tender Offer Materials.
Item 1 through Item 9 and Item 11.
The information set forth in the Tender Offer Materials is incorporated herein by reference into this final amendment in answer to Item 1 through Item 9 and Item 11 of Schedule TO.
Item 10. Financial Statements
Not applicable.
Item 12(a). Exhibits
Not applicable.
Item 12(b). Filing Fee
Calculation of Filing Fee Tables are attached herewith.
Item 13. Information Required By Schedule 13E-3
Not applicable.
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set out in this statement is true, complete and correct.
| CONSTITUTION CAPITAL ACCESS FUND, LLC | |||
| By: | /s/ YooMee Kim | ||
| Name: | YooMee Kim | ||
| Title: | Treasurer | ||
May 31, 2024
EXHIBIT INDEX
EXHIBIT
EX-FILING FEES Calculation of Filing Fee Tables
EX-FILING FEES
Calculation of Filing Fee Tables
FORM
SC TO-I/A
(Form Type)
Constitution
Capital Access Fund, LLC
(Exact Name of Registrant as Specified in its Charter)
Table 1 – Transaction Value
| Transaction Valuation |
Fee rate | Amount of Filing Fee | |
| Fees to Be Paid | - | $0.0001476 | - |
| Fees Previously Paid | $30,294,876(1) | $4,471.52 | |
| Total Transaction Valuation | $30,294,876 |
||
| Total Fees Due for Filing | $4,471.52 | ||
| Total Fees Previously Paid | $4,471.52 | ||
| Total Fee Offsets | |||
| Net Fee Due | $0.00 |
| (1) | Calculated as the aggregate maximum value of Shares being purchased. The fee of $4,471.52 was paid in connection with the filing of the Schedule TO-I by Constitution Capital Access Fund, LLC (File No. 005-93782) on January 3, 2024 (the “Schedule TO”). This is the final amendment to the Schedule TO and is being filed to report the results of the offer. |
Table 2 - Fee Offset Claims and Sources(2)
| Registrant or Filer Name |
Form or Filing Type |
File Number | Initial Filing Date |
Filing Date | Fee Offset Claimed | Fee Paid with Fee Offset Source | |
| Fee Offset Claims | |||||||
| Fee Offset Sources |
| (2) | Not applicable. |