0001145549-24-036978.txt : 20240613
0001145549-24-036978.hdr.sgml : 20240613
20240613170907
ACCESSION NUMBER: 0001145549-24-036978
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240613
DATE AS OF CHANGE: 20240613
EFFECTIVENESS DATE: 20240613
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Constitution Capital Access Fund, LLC
CENTRAL INDEX KEY: 0001918767
ORGANIZATION NAME:
IRS NUMBER: 881036085
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23787
FILM NUMBER: 241042102
BUSINESS ADDRESS:
STREET 1: 300 BRICKSTONE SQUARE
STREET 2: 10TH FLOOR
CITY: ADNOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-749-9600
MAIL ADDRESS:
STREET 1: 300 BRICKSTONE SQUARE
STREET 2: 10TH FLOOR
CITY: ADNOVER
STATE: MA
ZIP: 01810
FORMER COMPANY:
FORMER CONFORMED NAME: Constitution Capital Private Markets Fund, LLC
DATE OF NAME CHANGE: 20220324
FORMER COMPANY:
FORMER CONFORMED NAME: Constitution Capital Private Markets Fund
DATE OF NAME CHANGE: 20220322
N-CEN
1
primary_doc.xml
X0404
N-CEN
LIVE
0001918767
XXXXXXXX
true
false
false
N-2
Constitution Capital Access Fund, LLC
811-23787
0001918767
549300YVKV7H6FP2QH58
300 BRICKSTONE SQUARE 7TH FLOOR
ANDOVER
01810
US-MA
US
8555112276
UMB Fund Services, Inc.
235 WEST GALENA STREET
MILWAUKEE
53212
4142992000
TRANSFER AGENT, FUND ACCOUNTANT AND ADMINISTRATOR
UMB BANK, N.A.
928 GRAND BOULEVARD, 5TH FLOOR
KANSAS CITY
64106
8168601142
CUSTODIAN
FORESIDE FINANCIAL SERVICES, LLC
THREE CANAL PLAZA
SUITE 100
PORTLAND
04101
8662516920
DISTRIBUTOR
CONSTITUTION CAPITAL PM, LP
300 BRICKSTONE SQUARE 7TH FLOOR
ANDOVER
01810
9786990302
INVESTMENT ADVISER
FAEGRE DRINKER BIDDLE & REATH LLP
ONE LOGAN SQUARE, STE 2000
PHILADELPHIA
19103
2159882700
LEGAL COUNSEL
N
N
N
N-2
Y
Ronald F. Carapezzi
N/A
N
Richard Kracum
N/A
N
J. Michael Fields
N/A
N
Kevin T. McMenimen
N/A
N
Kristen M. Leopold
N/A
N
John J. Guinee
N/A
Y
Daniel M. Cahill
N/A
Y
Frederick Teufel
N/A
223 WILMINGTON WEST CHESTER PIKE
CHADDS FORD
19317
XXXXXX
N
N
N
N
N
N
FORESIDE FINANCIAL SERVICES, LLC
8-68027
000148477
N/A
N
N
PRICEWATERHOUSECOOPERS LLP
00238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
Constitution Capital Access Fund, LLC
549300YVKV7H6FP2QH58
N
N/A
Y
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 18f-4(e) (17 CFR 270.18f-4(e))
Y
Y
Y
N
Constitution Capital PM, LP
801-125940
000319678
N/A
N
UMB FUND SERVICES, INC.
084-05792
N/A
N
N
N
N
UMB BANK, NATIONAL ASSOCIATION
VNOO6EITDJ2YUEBMSZ83
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
UMB FUND SERVICES, INC.
084-05792
SEC File Number
N
N
N
UMB FUND SERVICES, INC.
084-05792
SEC File Number
N
N
N
CREDIT SUISSE SECURITIES (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
509.000000000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
5985.000000000000
6494.000000000000
0.000000000000
N
613855167.000000000000
Other
Constitution Capital Access Fund, LLC Class A Shares
Shares of Beneficial Interests
Other
Constitution Capital Access Fund, LLC Class D Shares
Shares of Beneficial Interests
Other
Constitution Capital Access Fund, LLC Class I Shares
Shares of Beneficial Interests
N
N
Other
Shares of Beneficial Interests
N
N
N
1.500000000000
2.080000000000
N/A
11.160000000000
true
INTERNAL CONTROL RPT
2
ccaf33124ic.txt
3.31.24 CONSTITUTION CAPITAL ACCESS FUND, LLC INTERNAL CONTROL REPORT
Report of Independent Registered
Public Accounting Firm
To the Board of Managers and
Shareholders of Constitution Capital
Access Fund, LLC
In planning and performing our audit
of the consolidated financial
statements of Constitution Capital
Access Fund, LLC (the "Fund") as of
and for the period ended March 31,
2024, in accordance with the
standards of the Public Company
Accounting Oversight Board (United
States) (PCAOB), we considered the
Fund's internal control over financial
reporting, including controls over
safeguarding securities, as a basis for
designing our auditing procedures for
the purpose of expressing our opinion
on the consolidated financial
statements and to comply with the
requirements of Form N-CEN, but not
for the purpose of expressing an
opinion on the effectiveness of the
Fund's internal control over financial
reporting. Accordingly, we do not
express an opinion on the effectiveness
of the Fund's internal control over
financial reporting.
The management of the Fund is
responsible for establishing and
maintaining effective internal control
over financial reporting. In fulfilling
this responsibility, estimates and
judgments by management are
required to assess the expected
benefits and related costs of controls. A
company's internal control over
financial reporting is a process
designed to provide reasonable
assurance regarding the reliability of
financial reporting and the
preparation of consolidated financial
statements for external purposes in
accordance with generally accepted
accounting principles. A company's
internal control over financial
reporting includes those policies and
procedures that (1) pertain to the
maintenance of records that, in
reasonable detail, accurately and fairly
reflect the transactions and
dispositions of the assets of the
company; (2) provide reasonable
assurance that transactions are
recorded as necessary to permit
preparation of consolidated financial
statements in accordance with
generally accepted accounting
principles, and that receipts and
expenditures of the company are being
made only in accordance with
authorizations of management and
directors of the company; and (3)
provide reasonable assurance
regarding prevention or timely
detection of unauthorized acquisition,
use or disposition of a company's
assets that could have a material effect
on the consolidated financial
statements.
Because of its inherent limitations,
internal control over financial reporting
may not prevent or detect
misstatements. Also, projections of any
evaluation of effectiveness to future
periods are subject to the risk that
controls may become inadequate
because of changes in conditions, or
that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over
financial reporting exists when the
design or operation of a control does not
allow management or employees, in the
normal course of performing their
assigned functions, to prevent or detect
misstatements on a timely basis. A
material weakness is a deficiency, or a
combination of deficiencies, in internal
control over financial reporting, such
that there is a reasonable possibility
that a material misstatement of the
company's annual or interim
consolidated financial statements will
not be prevented or detected on a timely
basis.
Our consideration of the Fund's
internal control over financial
reporting was for the limited purpose
described in the first paragraph and
would not necessarily disclose all
deficiencies in internal control over
financial reporting that might be
material weaknesses under standards
established by the PCAOB. However,
we noted no deficiencies in the Fund's
internal control over financial
reporting and its operation, including
controls over safeguarding securities,
that we consider to be material
weaknesses as defined above as of
March 31, 2024.
This report is intended solely for the
information and use of the Board of
Managers of Constitution Capital
Access Fund, LLC and the Securities
and Exchange Commission and is not
intended to be and should not be used
by anyone other than these specified
parties.
/s/ PricewaterhouseCoopers LLP
Boston, MA
May 30, 2024
1