0001145549-24-036978.txt : 20240613 0001145549-24-036978.hdr.sgml : 20240613 20240613170907 ACCESSION NUMBER: 0001145549-24-036978 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240613 DATE AS OF CHANGE: 20240613 EFFECTIVENESS DATE: 20240613 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Constitution Capital Access Fund, LLC CENTRAL INDEX KEY: 0001918767 ORGANIZATION NAME: IRS NUMBER: 881036085 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-23787 FILM NUMBER: 241042102 BUSINESS ADDRESS: STREET 1: 300 BRICKSTONE SQUARE STREET 2: 10TH FLOOR CITY: ADNOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-749-9600 MAIL ADDRESS: STREET 1: 300 BRICKSTONE SQUARE STREET 2: 10TH FLOOR CITY: ADNOVER STATE: MA ZIP: 01810 FORMER COMPANY: FORMER CONFORMED NAME: Constitution Capital Private Markets Fund, LLC DATE OF NAME CHANGE: 20220324 FORMER COMPANY: FORMER CONFORMED NAME: Constitution Capital Private Markets Fund DATE OF NAME CHANGE: 20220322 N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0001918767 XXXXXXXX true false false N-2 Constitution Capital Access Fund, LLC 811-23787 0001918767 549300YVKV7H6FP2QH58 300 BRICKSTONE SQUARE 7TH FLOOR ANDOVER 01810 US-MA US 8555112276 UMB Fund Services, Inc. 235 WEST GALENA STREET MILWAUKEE 53212 4142992000 TRANSFER AGENT, FUND ACCOUNTANT AND ADMINISTRATOR UMB BANK, N.A. 928 GRAND BOULEVARD, 5TH FLOOR KANSAS CITY 64106 8168601142 CUSTODIAN FORESIDE FINANCIAL SERVICES, LLC THREE CANAL PLAZA SUITE 100 PORTLAND 04101 8662516920 DISTRIBUTOR CONSTITUTION CAPITAL PM, LP 300 BRICKSTONE SQUARE 7TH FLOOR ANDOVER 01810 9786990302 INVESTMENT ADVISER FAEGRE DRINKER BIDDLE & REATH LLP ONE LOGAN SQUARE, STE 2000 PHILADELPHIA 19103 2159882700 LEGAL COUNSEL N N N N-2 Y Ronald F. Carapezzi N/A N Richard Kracum N/A N J. Michael Fields N/A N Kevin T. McMenimen N/A N Kristen M. Leopold N/A N John J. Guinee N/A Y Daniel M. Cahill N/A Y Frederick Teufel N/A 223 WILMINGTON WEST CHESTER PIKE CHADDS FORD 19317 XXXXXX N N N N N N FORESIDE FINANCIAL SERVICES, LLC 8-68027 000148477 N/A N N PRICEWATERHOUSECOOPERS LLP 00238 5493002GVO7EO8RNNS37 N N N N N N Constitution Capital Access Fund, LLC 549300YVKV7H6FP2QH58 N N/A Y N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(e) (17 CFR 270.18f-4(e)) Y Y Y N Constitution Capital PM, LP 801-125940 000319678 N/A N UMB FUND SERVICES, INC. 084-05792 N/A N N N N UMB BANK, NATIONAL ASSOCIATION VNOO6EITDJ2YUEBMSZ83 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N UMB FUND SERVICES, INC. 084-05792 SEC File Number N N N UMB FUND SERVICES, INC. 084-05792 SEC File Number N N N CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 509.000000000000 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 5985.000000000000 6494.000000000000 0.000000000000 N 613855167.000000000000 Other Constitution Capital Access Fund, LLC Class A Shares Shares of Beneficial Interests Other Constitution Capital Access Fund, LLC Class D Shares Shares of Beneficial Interests Other Constitution Capital Access Fund, LLC Class I Shares Shares of Beneficial Interests N N Other Shares of Beneficial Interests N N N 1.500000000000 2.080000000000 N/A 11.160000000000 true INTERNAL CONTROL RPT 2 ccaf33124ic.txt 3.31.24 CONSTITUTION CAPITAL ACCESS FUND, LLC INTERNAL CONTROL REPORT Report of Independent Registered Public Accounting Firm To the Board of Managers and Shareholders of Constitution Capital Access Fund, LLC In planning and performing our audit of the consolidated financial statements of Constitution Capital Access Fund, LLC (the "Fund") as of and for the period ended March 31, 2024, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the consolidated financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of consolidated financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of consolidated financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the consolidated financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim consolidated financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of March 31, 2024. This report is intended solely for the information and use of the Board of Managers of Constitution Capital Access Fund, LLC and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP Boston, MA May 30, 2024 1