Chief Compliance Officer

0001398344-22-013989.txt : 20220725 0001398344-22-013989.hdr.sgml : 20220725 20220725145953 ACCESSION NUMBER: 0001398344-22-013989 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220725 DATE AS OF CHANGE: 20220725 EFFECTIVENESS DATE: 20220725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAK HARBOR WEALTH PARTNERS, LLC CENTRAL INDEX KEY: 0001912040 IRS NUMBER: 853479009 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22278 FILM NUMBER: 221102930 BUSINESS ADDRESS: STREET 1: 3101 GLENWOOD AVENUE STREET 2: SUITE 102 CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9198000705 MAIL ADDRESS: STREET 1: 3101 GLENWOOD AVENUE STREET 2: SUITE 102 CITY: RALEIGH STATE: NC ZIP: 27612 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001912040 XXXXXXXX 06-30-2022 06-30-2022 false OAK HARBOR WEALTH PARTNERS, LLC

3101 GLENWOOD AVENUE SUITE 102 RALEIGH NC 27612

13F HOLDINGS REPORT 028-22278 N Paul Elam Chief Compliance Officer 919-800-0705 /s/ Paul Elam Raleigh NC 07-25-2022 0 212 251057 INFORMATION TABLE 2 fp0077854_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM 002824100 3123 28741 SH SOLE 0 0 28741 ABBVIE INC COM 00287Y109 670 4377 SH SOLE 0 0 4377 AIR PRODS & CHEMS INC COM 009158106 1278 5315 SH SOLE 0 0 5315 ALLSTATE CORP COM 020002101 473 3733 SH SOLE 0 0 3733 ALPHABET INC CAP STK CL C 02079K107 2850 1303 SH SOLE 0 0 1303 ALPHABET INC CAP STK CL A 02079K305 632 290 SH SOLE 0 0 290 ALTRIA GROUP INC COM 02209S103 249 5955 SH SOLE 0 0 5955 AMAZON COM INC COM 023135106 2876 27075 SH SOLE 0 0 27075 AMGEN INC COM 031162100 209 857 SH SOLE 0 0 857 APPLE INC COM 037833100 9571 70001 SH SOLE 0 0 70001 AT&T INC COM 00206R102 355 16922 SH SOLE 0 0 16922 BANCROFT FD LTD COM 059695106 232 12866 SH SOLE 0 0 12866 BARINGS BDC INC COM 06759L103 96 10306 SH SOLE 0 0 10306 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 715 2620 SH SOLE 0 0 2620 BEST BUY INC COM 086516101 751 11521 SH SOLE 0 0 11521 BK OF AMERICA CORP COM 060505104 315 10105 SH SOLE 0 0 10105 BLACKROCK ENHANCED EQUITY DI COM 09251A104 225 25439 SH SOLE 0 0 25439 BLACKSTONE INC COM 09260D107 382 4189 SH SOLE 0 0 4189 BOEING CO COM 097023105 199 1453 SH SOLE 0 0 1453 BOEING CO COM 097023105 41 300 SH Call SOLE 0 0 300 BRISTOL-MYERS SQUIBB CO COM 110122108 511 6632 SH SOLE 0 0 6632 BROADCOM INC COM 11135F101 1053 2167 SH SOLE 0 0 2167 CANADIAN PAC RY LTD COM 13645T100 204 2923 SH SOLE 0 0 2923 CATERPILLAR INC COM 149123101 3183 17808 SH SOLE 0 0 17808 CHEVRON CORP NEW COM 166764100 1057 7301 SH SOLE 0 0 7301 CHUBB LIMITED COM H1467J104 1219 6200 SH SOLE 0 0 6200 CISCO SYS INC COM 17275R102 1725 40455 SH SOLE 0 0 40455 CME GROUP INC COM 12572Q105 1209 5908 SH SOLE 0 0 5908 COCA COLA CO COM 191216100 3165 50311 SH SOLE 0 0 50311 COMCAST CORP NEW CL A 20030N101 1114 28381 SH SOLE 0 0 28381 CONOCOPHILLIPS COM 20825C104 228 2544 SH SOLE 0 0 2544 CORTEVA INC COM 22052L104 451 8328 SH SOLE 0 0 8328 COSTCO WHSL CORP NEW COM 22160K105 4327 9028 SH SOLE 0 0 9028 CVS HEALTH CORP COM 126650100 2402 25927 SH SOLE 0 0 25927 DARDEN RESTAURANTS INC COM 237194105 973 8600 SH SOLE 0 0 8600 DEERE & CO COM 244199105 3212 10727 SH SOLE 0 0 10727 DEVON ENERGY CORP NEW COM 25179M103 863 15662 SH SOLE 0 0 15662 DISNEY WALT CO COM 254687106 1797 19035 SH SOLE 0 0 19035 DOLLAR GEN CORP NEW COM 256677105 4596 18724 SH SOLE 0 0 18724 DOMINION ENERGY INC COM 25746U109 749 9379 SH SOLE 0 0 9379 DOW INC COM 260557103 797 15442 SH SOLE 0 0 15442 DUKE ENERGY CORP NEW COM NEW 26441C204 1939 18090 SH SOLE 0 0 18090 DUPONT DE NEMOURS INC COM 26614N102 489 8795 SH SOLE 0 0 8795 EATON CORP PLC SHS G29183103 1162 9224 SH SOLE 0 0 9224 EATON VANCE ENHANCED EQUITY COM 278277108 214 13245 SH SOLE 0 0 13245 EDWARDS LIFESCIENCES CORP COM 28176E108 433 4549 SH SOLE 0 0 4549 ELLSWORTH GROWTH & INCOME FD COM 289074106 272 31943 SH SOLE 0 0 31943 EMERSON RADIO CORP COM NEW 291087203 7 10000 SH SOLE 0 0 10000 ENBRIDGE INC COM 29250N105 311 7354 SH SOLE 0 0 7354 EXXON MOBIL CORP COM 30231G102 883 10311 SH SOLE 0 0 10311 FEDEX CORP COM 31428X106 1982 8745 SH SOLE 0 0 8745 FIDUS INVT CORP COM 316500107 730 41857 SH SOLE 0 0 41857 FIRST CTZNS BANCSHARES INC N CL A 31946M103 654 1000 SH SOLE 0 0 1000 FIRST TR NASDAQ 100 TECH IND SHS 337345102 355 3100 SH SOLE 0 0 3100 GABELLI DIVID & INCOME TR COM 36242H104 288 14075 SH SOLE 0 0 14075 GILEAD SCIENCES INC COM 375558103 231 3733 SH SOLE 0 0 3733 GOLDMAN SACHS GROUP INC COM 38141G104 353 1188 SH SOLE 0 0 1188 HALLIBURTON CO COM 406216101 377 12027 SH SOLE 0 0 12027 HOME DEPOT INC COM 437076102 1933 7049 SH SOLE 0 0 7049 HUBSPOT INC COM 443573100 217 723 SH SOLE 0 0 723 INTEL CORP COM 458140100 731 19540 SH SOLE 0 0 19540 INTERCONTINENTAL EXCHANGE IN COM 45866F104 426 4525 SH SOLE 0 0 4525 INTERNATIONAL BUSINESS MACHS COM 459200101 2279 16143 SH SOLE 0 0 16143 INTERNATIONAL PAPER CO COM 460146103 223 5336 SH SOLE 0 0 5336 INVESCO BD FD COM 46132L107 276 16993 SH SOLE 0 0 16993 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 12 289 SH SOLE 0 0 289 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 71 480 SH SOLE 0 0 480 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2532 18861 SH SOLE 0 0 18861 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 14 673 SH SOLE 0 0 673 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 51 1175 SH SOLE 0 0 1175 INVESCO QQQ TR UNIT SER 1 46090E103 4993 17816 SH SOLE 0 0 17816 IQVIA HLDGS INC COM 46266C105 491 2264 SH SOLE 0 0 2264 ISHARES GOLD TR ISHARES NEW 464285204 505 14730 SH SOLE 0 0 14730 ISHARES INC MSCI EQUAL WEITE 464286681 287 4062 SH SOLE 0 0 4062 ISHARES INC CORE MSCI EMKT 46434G103 2388 48681 SH SOLE 0 0 48681 ISHARES TR SELECT DIVID ETF 464287168 871 7400 SH SOLE 0 0 7400 ISHARES TR CORE S&P500 ETF 464287200 433 1141 SH SOLE 0 0 1141 ISHARES TR CORE US AGGBD ET 464287226 4800 47212 SH SOLE 0 0 47212 ISHARES TR MSCI EMG MKT ETF 464287234 549 13679 SH SOLE 0 0 13679 ISHARES TR S&P 500 GRWT ETF 464287309 616 10214 SH SOLE 0 0 10214 ISHARES TR S&P 500 VAL ETF 464287408 37 271 SH SOLE 0 0 271 ISHARES TR 1 3 YR TREAS BD 464287457 118 1423 SH SOLE 0 0 1423 ISHARES TR MSCI EAFE ETF 464287465 734 11745 SH SOLE 0 0 11745 ISHARES TR RUS MDCP VAL ETF 464287473 84 827 SH SOLE 0 0 827 ISHARES TR RUS MD CP GR ETF 464287481 1304 16466 SH SOLE 0 0 16466 ISHARES TR RUS MID CAP ETF 464287499 250 3870 SH SOLE 0 0 3870 ISHARES TR CORE S&P MCP ETF 464287507 6398 28280 SH SOLE 0 0 28280 ISHARES TR ISHARES BIOTECH 464287556 22 189 SH SOLE 0 0 189 ISHARES TR RUS 1000 VAL ETF 464287598 407 2805 SH SOLE 0 0 2805 ISHARES TR RUS 1000 GRW ETF 464287614 922 4218 SH SOLE 0 0 4218 ISHARES TR RUS 1000 ETF 464287622 26 125 SH SOLE 0 0 125 ISHARES TR RUS 2000 GRW ETF 464287648 227 1100 SH SOLE 0 0 1100 ISHARES TR RUSSELL 2000 ETF 464287655 2469 14576 SH SOLE 0 0 14576 ISHARES TR S&P MC 400VL ETF 464287705 7 76 SH SOLE 0 0 76 ISHARES TR U.S. TECH ETF 464287721 35 444 SH SOLE 0 0 444 ISHARES TR CORE S&P SCP ETF 464287804 4518 48890 SH SOLE 0 0 48890 ISHARES TR EUROPE ETF 464287861 117 2735 SH SOLE 0 0 2735 ISHARES TR SP SMCP600VL ETF 464287879 19 208 SH SOLE 0 0 208 ISHARES TR S&P SML 600 GWT 464287887 12 112 SH SOLE 0 0 112 ISHARES TR GL CLEAN ENE ETF 464288224 34 1800 SH SOLE 0 0 1800 ISHARES TR MSCI ACWI EX US 464288240 262 5820 SH SOLE 0 0 5820 ISHARES TR MSCI ACWI ETF 464288257 252 3000 SH SOLE 0 0 3000 ISHARES TR EAFE SML CP ETF 464288273 13 240 SH SOLE 0 0 240 ISHARES TR JPMORGAN USD EMG 464288281 20 235 SH SOLE 0 0 235 ISHARES TR ISHS 1-5YR INVS 464288646 1700 33625 SH SOLE 0 0 33625 ISHARES TR PFD AND INCM SEC 464288687 695 21139 SH SOLE 0 0 21139 ISHARES TR US HOME CONS ETF 464288752 21 391 SH SOLE 0 0 391 ISHARES TR U.S. PHARMA ETF 464288836 13 70 SH SOLE 0 0 70 ISHARES TR EAFE GRWTH ETF 464288885 10 123 SH SOLE 0 0 123 ISHARES TR GNMA BOND ETF 46429B333 46 1000 SH SOLE 0 0 1000 ISHARES TR FLTG RATE NT ETF 46429B655 140 2800 SH SOLE 0 0 2800 ISHARES TR MSCI EAFE MIN VL 46429B689 127 2000 SH SOLE 0 0 2000 ISHARES TR CORE MSCI EAFE 46432F842 5433 92307 SH SOLE 0 0 92307 ISHARES TR CORE 1 5 YR USD 46432F859 444 9365 SH SOLE 0 0 9365 ISHARES TR GLOBAL REIT ETF 46434V647 12 487 SH SOLE 0 0 487 ISHARES TR IBONDS DEC23 ETF 46434VAX8 101 4028 SH SOLE 0 0 4028 ISHARES TR IBONDS DEC22 ETF 46434VBA7 51 2048 SH SOLE 0 0 2048 ISHARES TR IBONDS DEC25 ETF 46434VBD1 191 7748 SH SOLE 0 0 7748 ISHARES TR IBONDS DEC24 ETF 46434VBG4 220 8889 SH SOLE 0 0 8889 ISHARES TR IBDS DEC28 ETF 46435U515 121 4852 SH SOLE 0 0 4852 ISHARES TR BROAD USD HIGH 46435U853 1273 36783 SH SOLE 0 0 36783 ISHARES TR IBONDS 27 ETF 46435UAA9 113 4734 SH SOLE 0 0 4734 JOHNSON & JOHNSON COM 478160104 4626 26061 SH SOLE 0 0 26061 JPMORGAN CHASE & CO COM 46625H100 2072 18401 SH SOLE 0 0 18401 KEYSIGHT TECHNOLOGIES INC COM 49338L103 440 3192 SH SOLE 0 0 3192 KIMBERLY-CLARK CORP COM 494368103 264 1957 SH SOLE 0 0 1957 KRAFT HEINZ CO COM 500754106 646 16949 SH SOLE 0 0 16949 LAUDER ESTEE COS INC CL A 518439104 467 1832 SH SOLE 0 0 1832 LILLY ELI & CO COM 532457108 439 1353 SH SOLE 0 0 1353 LINCOLN NATL CORP IND COM 534187109 10268 219546 SH SOLE 0 0 219546 LOWES COS INC COM 548661107 577 3302 SH SOLE 0 0 3302 LUCID GROUP INC COM 549498103 219 12746 SH SOLE 0 0 12746 LUMINAR TECHNOLOGIES INC COM CL A 550424105 101 17000 SH SOLE 0 0 17000 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 297 3400 SH SOLE 0 0 3400 MARATHON PETE CORP COM 56585A102 1157 14072 SH SOLE 0 0 14072 MCDONALDS CORP COM 580135101 3091 12520 SH SOLE 0 0 12520 MEDTRONIC PLC SHS G5960L103 1234 13752 SH SOLE 0 0 13752 MERCK & CO INC COM 58933Y105 2368 25976 SH SOLE 0 0 25976 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 107 23558 SH SOLE 0 0 23558 MICROSOFT CORP COM 594918104 3975 15477 SH SOLE 0 0 15477 MOTOROLA SOLUTIONS INC COM NEW 620076307 4486 21401 SH SOLE 0 0 21401 NEW YORK CMNTY BANCORP INC COM 649445103 119 13000 SH SOLE 0 0 13000 NORFOLK SOUTHN CORP COM 655844108 3040 13375 SH SOLE 0 0 13375 NOVAN INC COM NEW 66988N205 122 52366 SH SOLE 0 0 52366 NUVEEN AMT FREE QLTY MUN INC COM 670657105 289 24566 SH SOLE 0 0 24566 NXP SEMICONDUCTORS N V COM N6596X109 379 2560 SH SOLE 0 0 2560 OLD DOMINION FREIGHT LINE IN COM 679580100 346 1351 SH SOLE 0 0 1351 PAYPAL HLDGS INC COM 70450Y103 234 3354 SH SOLE 0 0 3354 PENUMBRA INC COM 70975L107 4654 37379 SH SOLE 0 0 37379 PEPSICO INC COM 713448108 1176 7057 SH SOLE 0 0 7057 PFIZER INC COM 717081103 3679 70167 SH SOLE 0 0 70167 PHILIP MORRIS INTL INC COM 718172109 430 4355 SH SOLE 0 0 4355 PIONEER NAT RES CO COM 723787107 365 1634 SH SOLE 0 0 1634 PROCTER AND GAMBLE CO COM 742718109 3998 27802 SH SOLE 0 0 27802 QUANTUMSCAPE CORP COM CL A 74767V109 308 35874 SH SOLE 0 0 35874 ROOT INC COM CL A 77664L108 12 10000 SH SOLE 0 0 10000 ROPER TECHNOLOGIES INC COM 776696106 445 1127 SH SOLE 0 0 1127 ROYAL BK CDA COM 780087102 1482 15305 SH SOLE 0 0 15305 S&P GLOBAL INC COM 78409V104 441 1308 SH SOLE 0 0 1308 SALESFORCE INC COM 79466L302 1423 8623 SH SOLE 0 0 8623 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 12 195 SH SOLE 0 0 195 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 5458 76195 SH SOLE 0 0 76195 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 22 300 SH SOLE 0 0 300 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 14 100 SH SOLE 0 0 100 SELECT SECTOR SPDR TR ENERGY 81369Y506 50 695 SH SOLE 0 0 695 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 7 230 SH SOLE 0 0 230 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 9 100 SH SOLE 0 0 100 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 127 1000 SH SOLE 0 0 1000 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1 18 SH SOLE 0 0 18 SKYWORKS SOLUTIONS INC COM 83088M102 352 3800 SH SOLE 0 0 3800 SNOWFLAKE INC CL A 833445109 228 1639 SH SOLE 0 0 1639 SOFI TECHNOLOGIES INC COM 83406F102 125 23800 SH SOLE 0 0 23800 SOUTHERN CO COM 842587107 1527 21417 SH SOLE 0 0 21417 SPDR GOLD TR GOLD SHS 78463V107 229 1361 SH SOLE 0 0 1361 SPDR S&P 500 ETF TR TR UNIT 78462F103 2105 5579 SH SOLE 0 0 5579 SPDR SER TR ICE PFD SEC ETF 78464A292 39 1100 SH SOLE 0 0 1100 SPDR SER TR BBG CONV SEC ETF 78464A359 97 1500 SH SOLE 0 0 1500 SPDR SER TR PORTFOLIO SHORT 78464A474 71 2384 SH SOLE 0 0 2384 SPDR SER TR S&P DIVID ETF 78464A763 726 6117 SH SOLE 0 0 6117 SPDR SER TR BLOOMBERG INVT 78468R200 3062 101682 SH SOLE 0 0 101682 STERIS PLC SHS USD G8473T100 278 1349 SH SOLE 0 0 1349 STRYKER CORPORATION COM 863667101 825 4147 SH SOLE 0 0 4147 TESLA INC COM 88160R101 1073 1593 SH SOLE 0 0 1593 TJX COS INC NEW COM 872540109 380 6808 SH SOLE 0 0 6808 TRANE TECHNOLOGIES PLC SHS G8994E103 425 3270 SH SOLE 0 0 3270 TRUIST FINL CORP COM 89832Q109 1635 34467 SH SOLE 0 0 34467 UNION PAC CORP COM 907818108 1364 6395 SH SOLE 0 0 6395 UNITED PARCEL SERVICE INC CL B 911312106 3149 17249 SH SOLE 0 0 17249 UNITEDHEALTH GROUP INC COM 91324P102 779 1517 SH SOLE 0 0 1517 VANECK ETF TRUST GOLD MINERS ETF 92189F106 55 2005 SH SOLE 0 0 2005 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 154 755 SH SOLE 0 0 755 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 265 3518 SH SOLE 0 0 3518 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 17298 49865 SH SOLE 0 0 49865 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 182 1405 SH SOLE 0 0 1405 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 24 134 SH SOLE 0 0 134 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 36 390 SH SOLE 0 0 390 VANGUARD INDEX FDS SML CP GRW ETF 922908595 16 80 SH SOLE 0 0 80 VANGUARD INDEX FDS MID CAP ETF 922908629 16 81 SH SOLE 0 0 81 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 26 200 SH SOLE 0 0 200 VANGUARD INDEX FDS GROWTH ETF 922908736 49 220 SH SOLE 0 0 220 VANGUARD INDEX FDS VALUE ETF 922908744 48 362 SH SOLE 0 0 362 VANGUARD INDEX FDS SMALL CP ETF 922908751 9 51 SH SOLE 0 0 51 VANGUARD INDEX FDS TOTAL STK MKT 922908769 11 56 SH SOLE 0 0 56 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 0 5 SH SOLE 0 0 5 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 792 19011 SH SOLE 0 0 19011 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 58 1095 SH SOLE 0 0 1095 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 1339 32815 SH SOLE 0 0 32815 VERIZON COMMUNICATIONS INC COM 92343V104 2886 56873 SH SOLE 0 0 56873 VIATRIS INC COM 92556V106 121 11582 SH SOLE 0 0 11582 VISA INC COM CL A 92826C839 3945 20036 SH SOLE 0 0 20036 WALMART INC COM 931142103 1635 13451 SH SOLE 0 0 13451 WOLFSPEED INC COM 977852102 13697 215868 SH SOLE 0 0 215868