CHIEF COMPLIANCE OFFICER

0001911488-22-000002.txt : 20220223 0001911488-22-000002.hdr.sgml : 20220223 20220223165841 ACCESSION NUMBER: 0001911488-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220223 DATE AS OF CHANGE: 20220223 EFFECTIVENESS DATE: 20220223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGATTA CAPITAL GROUP, LLC CENTRAL INDEX KEY: 0001911488 IRS NUMBER: 260825177 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22325 FILM NUMBER: 22664756 BUSINESS ADDRESS: STREET 1: 880 APOLLO ST. STREET 2: SUITE 129 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-725-9102 MAIL ADDRESS: STREET 1: 880 APOLLO ST. STREET 2: SUITE 129 CITY: EL SEGUNDO STATE: CA ZIP: 90245 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001911488 XXXXXXXX 12-31-2021 12-31-2021 REGATTA CAPITAL GROUP, LLC

880 APOLLO ST. SUITE 129 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-22325 N RUSSELL MOHBERG CHIEF COMPLIANCE OFFICER 3107259102 RUSSELL MOHBERG EL SEGUNDO CA 02-23-2022 0 184 285997 false INFORMATION TABLE 2 13F_Q42021_Regatta.xml TRANSOCEAN LTD REG SHS H8817H100 47 16983 SH SOLE 0 0 16983 AEGON N V NY REGISTRY SHS 007924103 65 13139 SH SOLE 0 0 13139 AMBEV SA SPONSORED ADR 02319V103 87 31113 SH SOLE 0 0 31113 BLACKROCK MUNIYIELD CALIF QU COM 09254N103 173 10893 SH SOLE 0 0 10893 PBF ENERGY INC CL A 69318G106 199 15326 SH SOLE 0 0 15326 FIDELITY NATL INFORMATION SV COM 31620M106 200 1834 SH SOLE 0 0 1834 DELTA AIR LINES INC DEL COM NEW 247361702 201 5151 SH SOLE 0 0 5151 EBAY INC. COM 278642103 201 3026 SH SOLE 0 0 3026 BANK NEW YORK MELLON CORP COM 064058100 202 3484 SH SOLE 0 0 3484 SNAP INC CL A 83304A106 202 4292 SH SOLE 0 0 4292 ISHARES TR GNMA BOND ETF 46429B333 208 4174 SH SOLE 0 0 4174 SVB FINANCIAL GROUP COM 78486Q101 208 306 SH SOLE 0 0 306 SWITCH INC CL A 87105L104 212 7400 SH SOLE 0 0 7400 SEMPRA COM 816851109 214 1615 SH SOLE 0 0 1615 TCG BDC INC COM 872280102 214 15604 SH SOLE 0 0 15604 DIAGEO PLC SPON ADR NEW 25243Q205 219 996 SH SOLE 0 0 996 LULULEMON ATHLETICA INC COM 550021109 221 565 SH SOLE 0 0 565 PAYPAL HLDGS INC COM 70450Y103 224 1186 SH SOLE 0 0 1186 ISHARES TR NATIONAL MUN ETF 464288414 233 2000 SH SOLE 0 0 2000 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 241 6161 SH SOLE 0 0 6161 CIGNA CORP NEW COM 125523100 242 1054 SH SOLE 0 0 1054 CION INVT CORP COM 17259U204 243 18575 SH SOLE 0 0 18575 UBER TECHNOLOGIES INC COM 90353T100 253 6029 SH SOLE 0 0 6029 CAESARS ENTERTAINMENT INC NE COM 12769G100 258 2754 SH SOLE 0 0 2754 MERCADOLIBRE INC COM 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SNOWFLAKE INC CL A 833445109 465 1372 SH SOLE 0 0 1372 CADENCE DESIGN SYSTEM INC COM 127387108 466 2500 SH SOLE 0 0 2500 NOVARTIS AG SPONSORED ADR 66987V109 468 5352 SH SOLE 0 0 5352 NORFOLK SOUTHN CORP COM 655844108 472 1586 SH SOLE 0 0 1586 DOCUSIGN INC COM 256163106 481 3158 SH SOLE 0 0 3158 BK OF AMERICA CORP COM 060505104 485 10892 SH SOLE 0 0 10892 BRISTOL-MYERS SQUIBB CO COM 110122108 493 7911 SH SOLE 0 0 7911 THERMO FISHER SCIENTIFIC INC COM 883556102 497 745 SH SOLE 0 0 745 UNITEDHEALTH GROUP INC COM 91324P102 505 1005 SH SOLE 0 0 1005 GOLDMAN SACHS GROUP INC COM 38141G104 513 1341 SH SOLE 0 0 1341 RH COM 74967X103 517 965 SH SOLE 0 0 965 GUIDEWIRE SOFTWARE INC COM 40171V100 533 4699 SH SOLE 0 0 4699 COLUMBIA ETF TR II EMRG MARKETS ETF 19762B509 545 22759 SH SOLE 0 0 22759 CHEVRON CORP NEW COM 166764100 551 4697 SH SOLE 0 0 4697 ISHARES TR MSCI ACWI ETF 464288257 551 5209 SH SOLE 0 0 5209 VANECK ETF TRUST GREEN BOND ETF 92189F171 552 20608 SH SOLE 0 0 20608 COINBASE GLOBAL INC 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MEDTRONIC PLC SHS G5960L103 1529 14779 SH SOLE 0 0 14779 NVIDIA CORPORATION COM 67066G104 1698 5774 SH SOLE 0 0 5774 BLACKROCK MUNIVEST FD INC COM 09253R105 1722 179915 SH SOLE 0 0 179915 NIKE INC CL B 654106103 1744 10467 SH SOLE 0 0 10467 ISHARES TR ESG AWARE MSCI 46435U663 1745 43270 SH SOLE 0 0 43270 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1843 34766 SH SOLE 0 0 34766 BROADCOM INC COM 11135F101 1852 2783 SH SOLE 0 0 2783 BOOKING HOLDINGS INC COM 09857L108 1855 773 SH SOLE 0 0 773 AT&T INC COM 00206R102 1911 77702 SH SOLE 0 0 77702 SALESFORCE COM INC COM 79466L302 1913 7529 SH SOLE 0 0 7529 JPMORGAN CHASE &CO COM 46625H100 1956 12354 SH SOLE 0 0 12354 ABBVIE INC COM 00287Y109 1964 14505 SH SOLE 0 0 14505 ISHARES TR CORE S&P TTL STK 464287150 2083 19469 SH SOLE 0 0 19469 WILLIAMS SONOMA INC COM 969904101 2132 12603 SH SOLE 0 0 12603 COCA COLA CO COM 191216100 2151 36326 SH SOLE 0 0 36326 ALPHABET INC CAP STK CL C 02079K107 2237 773 SH SOLE 0 0 773 NUVEEN AMT FREE MUN CR INC 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