The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRDN ASIA PACIFIC INCOME FU | COM | 003009107 | 72,633 | 27,617 | SH | SOLE | 0 | 0 | 27,617 | |||
ABRDN GLOBAL INCOME FUND INC | COM | 003013109 | 200,464 | 41,590 | SH | OTR | 20,795 | 0 | 20,795 | |||
ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 00302L108 | 146,468 | 37,556 | SH | SOLE | 0 | 0 | 37,556 | |||
ADVISORSHARES TR | ADVISORSHS ETF | 00768Y560 | 377,607 | 7,941 | SH | OTR | 993 | 0 | 6,948 | |||
ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | 173,585 | 18,827 | SH | SOLE | 0 | 0 | 18,827 | |||
ALLSPRING GLOBAL DIVIDEND OP | COM | 94987C103 | 54,066 | 12,372 | SH | SOLE | 0 | 0 | 12,372 | |||
AMPLIFY ETF TR | ONLIN RETL ETF | 032108102 | 2,209,797 | 56,676 | SH | OTR | 2,560 | 0 | 54,116 | |||
ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 | 183,452 | 14,321 | SH | SOLE | 0 | 0 | 14,321 | |||
APPLE INC | COM | 037833100 | 3,564,760 | 27,436 | SH | SOLE | 0 | 0 | 27,436 | |||
ATI PHYSICAL THERAPY INC | COM CL A | 00216W109 | 6,613 | 21,682 | SH | SOLE | 0 | 0 | 21,682 | |||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 365,926 | 41,868 | SH | OTR | 2,617 | 0 | 39,251 | |||
CBRE GBL REAL ESTATE INC FD | COM | 12504G100 | 363,941 | 63,515 | SH | OTR | 5,293 | 0 | 58,222 | |||
COHEN & STEERS CLOSED-END OP | COM | 19248P106 | 110,645 | 10,588 | SH | OTR | 3,529 | 0 | 7,059 | |||
CRYO-CELL INTL INC | COM | 228895108 | 699,219 | 165,300 | SH | SOLE | 0 | 0 | 165,300 | |||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 207,231 | 20,996 | SH | OTR | 6,999 | 0 | 13,997 | |||
ETF SER SOLUTIONS | US GLB JETS | 26922A842 | 378,988 | 22,189 | SH | OTR | 569 | 0 | 21,620 | |||
EXCHANGE LISTED FDS TR | HIGH YIELD ETF | 30151E814 | 201,346 | 7,759 | SH | SOLE | 0 | 0 | 7,759 | |||
FIDELITY COVINGTON TRUST | CLOUD COMPUTNG | 316092246 | 813,139 | 54,979 | SH | OTR | 3,054 | 0 | 51,925 | |||
FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | 316092873 | 1,075,918 | 34,640 | SH | OTR | 1,676 | 0 | 32,964 | |||
FIDELITY COVINGTON TRUST | MSCI CONSM DIS | 316092204 | 2,269,977 | 40,049 | SH | OTR | 2,302 | 0 | 37,747 | |||
FIRST TR ABRDN GBL OPP INCM | COM SHS | 337319107 | 157,128 | 26,188 | SH | SOLE | 0 | 0 | 26,188 | |||
FIRST TR EXCH TRD ALPHDX FD | EM SML CP ALPH | 33737J307 | 927,746 | 23,825 | SH | OTR | 905 | 0 | 22,920 | |||
FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 | 867,350 | 18,172 | SH | OTR | 527 | 0 | 17,645 | |||
FIRST TR EXCHANGE TRADED FD | INTL EQUITY OPP | 33734X853 | 1,452,975 | 37,390 | SH | OTR | 1,061 | 0 | 36,329 | |||
FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 | 3,753,051 | 96,953 | SH | OTR | 3,298 | 0 | 93,655 | |||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 3,484,688 | 32,049 | SH | OTR | 1,435 | 0 | 30,614 | |||
FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 | 3,471,569 | 79,043 | SH | OTR | 3,074 | 0 | 75,969 | |||
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 2,504,750 | 20,339 | SH | OTR | 590 | 0 | 19,749 | |||
FIRST TR EXCHANGE-TRADED FD | NASDQ OIL GAS | 33738R845 | 2,259,448 | 80,810 | SH | OTR | 3,565 | 0 | 77,245 | |||
FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 | 3,571,192 | 23,170 | SH | OTR | 943 | 0 | 22,227 | |||
FIRST TR EXCHNG TRADED FD VI | EXPANDED TECHNOL | 33740U851 | 3,808,275 | 236,392 | SH | OTR | 8,691 | 0 | 227,701 | |||
FIRST TR MLP & ENERGY INCOM | COM | 33739B104 | 94,415 | 12,089 | SH | OTR | 6,044 | 0 | 6,045 | |||
FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 | 462,740 | 4,397 | SH | OTR | 157 | 0 | 4,240 | |||
FLAHERTY & CRUMRINE PFD INCO | COM | 338480106 | 335,055 | 30,158 | SH | OTR | 1,885 | 0 | 28,273 | |||
FLAHERTY & CRUMRINE PFD SECS | COM | 338478100 | 183,725 | 12,232 | SH | SOLE | 0 | 0 | 12,232 | |||
FLEXSHARES TR | INT QLTDVDYNAM | 33939L829 | 303,831 | 12,581 | SH | OTR | 331 | 0 | 12,250 | |||
GABELLI CONV & INC SECS FD I | COM | 36240B109 | 155,539 | 32,404 | SH | SOLE | 0 | 0 | 32,404 | |||
GLOBAL X FDS | MSCI CHINA CON | 37954Y558 | 1,453,772 | 64,242 | SH | OTR | 1,397 | 0 | 62,845 | |||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 46137V332 | 239,426 | 830 | SH | SOLE | 0 | 0 | 830 | |||
INVESCO EXCHANGE TRADED FD T | DYNMC SEMICNDT | 46137V647 | 1,585,417 | 15,842 | SH | OTR | 337 | 0 | 15,505 | |||
INVESCO EXCHANGE TRADED FD T | DWA HEALTHCARE | 46137V852 | 2,616,546 | 21,271 | SH | OTR | 1,005 | 0 | 20,266 | |||
INVESCO EXCHANGE TRADED FD T | DYNMC LEISURE | 46137V720 | 1,865,867 | 51,246 | SH | OTR | 1,898 | 0 | 49,348 | |||
INVESCO EXCHANGE TRADED FD T | DYNMC MEDIA | 46137V696 | 1,660,312 | 51,707 | SH | OTR | 899 | 0 | 50,808 | |||
INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 46137V431 | 798,164 | 9,663 | SH | OTR | 210 | 0 | 9,453 | |||
INVESCO EXCHANGE TRADED FD T | DWA STAPLES | 46137V886 | 2,306,958 | 27,909 | SH | OTR | 1,382 | 0 | 26,527 | |||
ISHARES TR | EAFE VALUE ETF | 464288877 | 336,300 | 7,330 | SH | OTR | 1,466 | 0 | 5,864 | |||
ISHARES TR | US TRSPRTION | 464287192 | 241,739 | 1,132 | SH | SOLE | 0 | 0 | 1,132 | |||
ISHARES TR | ASIA 50 ETF | 464288430 | 942,678 | 16,614 | SH | OTR | 1,120 | 0 | 15,494 | |||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 229,283 | 1,315 | SH | OTR | 146 | 0 | 1,169 | |||
ISHARES TR | US BR DEL SE ETF | 464288794 | 5,179,384 | 53,879 | SH | OTR | 1,633 | 0 | 52,246 | |||
ISHARES TR | U.S. FIN SVC ETF | 464287770 | 4,784,119 | 30,372 | SH | OTR | 987 | 0 | 29,385 | |||
ISHARES TR | GLB CNSM STP ETF | 464288737 | 847,067 | 14,203 | SH | OTR | 1,093 | 0 | 13,110 | |||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 375,412 | 4,482 | SH | OTR | 264 | 0 | 4,218 | |||
ISHARES TR | EXPANDED TECH | 464287515 | 3,835,575 | 14,992 | SH | OTR | 484 | 0 | 14,508 | |||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 492,266 | 9,364 | SH | OTR | 307 | 0 | 9,057 | |||
ISHARES TR | LATN AMER 40 ETF | 464287390 | 432,598 | 18,899 | SH | OTR | 540 | 0 | 18,359 | |||
NETFLIX INC | COM | 64110L106 | 275,713 | 935 | SH | SOLE | 0 | 0 | 935 | |||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 94,208 | 14,274 | SH | SOLE | 0 | 0 | 14,274 | |||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 152,751 | 30,010 | SH | SOLE | 0 | 0 | 30,010 | |||
OXFORD LANE CAP CORP | COM | 691543102 | 124,773 | 24,610 | SH | OTR | 12,305 | 0 | 12,305 | |||
PACER FDS TR | US CASH COWS 100 | 69374H881 | 1,925,758 | 41,638 | SH | OTR | 822 | 0 | 40,816 | |||
PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | 187,572 | 15,618 | SH | SOLE | 0 | 0 | 15,618 | |||
PIMCO HIGH INCOME FD | COM SHS | 722014107 | 189,550 | 40,074 | SH | SOLE | 0 | 0 | 40,074 | |||
PIMCO MUN INCOME FD | COM | 72200R107 | 321,839 | 30,857 | SH | OTR | 5,143 | 0 | 25,714 | |||
PROSHARES TR | MSCI EAFE DIVD | 74347B839 | 773,573 | 21,856 | SH | OTR | 754 | 0 | 21,102 | |||
PROSPECT CAP CORP | COM | 74348T102 | 82,622 | 11,820 | SH | SOLE | 11,820 | 0 | 0 | |||
RENAISSANCE CAP GREENWICH FD | IPO ETF | 759937204 | 797,789 | 32,273 | SH | OTR | 820 | 0 | 31,453 | |||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 817,100 | 28,108 | SH | OTR | 1,721 | 0 | 26,387 | |||
SPDR SER TR | AEROSPACE DEF | 78464A631 | 2,339,333 | 21,257 | SH | OTR | 931 | 0 | 20,326 | |||
SPDR SER TR | S&P KENSHO INTLG | 78468R697 | 1,726,506 | 52,841 | SH | OTR | 2,439 | 0 | 50,402 | |||
SPDR SER TR | PRTFLO S&P500 VL | 78464A508 | 227,118 | 5,840 | SH | SOLE | 0 | 0 | 5,840 | |||
SPDR SER TR | S&P SEMICNDCTR | 78464A862 | 3,277,875 | 19,601 | SH | OTR | 797 | 0 | 18,804 | |||
SPDR SER TR | S&P RETAIL ETF | 78464A714 | 429,558 | 7,106 | SH | SOLE | 0 | 0 | 7,106 | |||
VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 921932703 | 485,728 | 3,468 | SH | SOLE | 3,468 | 0 | 0 | |||
VANGUARD ADMIRAL FDS INC | MIDCP 400 GRTH | 921932869 | 409,414 | 2,418 | SH | OTR | 302 | 0 | 2,116 | |||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 2,056,738 | 10,256 | SH | OTR | 327 | 0 | 9,929 | |||
VIRTUS DIVERSIFIED INCM & CO | COM | 92840N100 | 398,817 | 21,488 | SH | OTR | 1,653 | 0 | 19,835 | |||
VIRTUS STONE HBR EMG MKTS TO | COM | 86164W100 | 217,106 | 44,489 | SH | SOLE | 0 | 0 | 44,489 | |||
VIRTUS STONE HBR EMRG MKTS I | COM | 86164T107 | 106,796 | 25,672 | SH | SOLE | 0 | 0 | 25,672 | |||
WESTERN ASSET MTG DEFINED OP | COM | 95790B109 | 141,949 | 13,180 | SH | SOLE | 0 | 0 | 13,180 | |||
WISDOMTREE TR | EM EX ST-OWNED | 97717X578 | 1,665,712 | 62,433 | SH | OTR | 2,191 | 0 | 60,242 | |||
WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 | 1,377,845 | 54,938 | SH | OTR | 2,981 | 0 | 51,957 |