Chief Compliance Officer

0001909569-22-000001.txt : 20220214 0001909569-22-000001.hdr.sgml : 20220214 20220214144349 ACCESSION NUMBER: 0001909569-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: H. L. Ormond & Company, LLC CENTRAL INDEX KEY: 0001909569 IRS NUMBER: 273038187 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22040 FILM NUMBER: 22629793 BUSINESS ADDRESS: STREET 1: 1001 CONFERENCE DRIVE STREET 2: SUITE A CITY: GREENVILLE STATE: NC ZIP: 27858 BUSINESS PHONE: 252-756-4010 MAIL ADDRESS: STREET 1: 1001 CONFERENCE DRIVE STREET 2: SUITE A CITY: GREENVILLE STATE: NC ZIP: 27858 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001909569 XXXXXXXX 12-31-2021 12-31-2021 H. L. Ormond & Company, LLC

1001 CONFERENCE DRIVE SUITE A GREENVILLE NC 27858

13F HOLDINGS REPORT 028-22040 N SHARON DEW Chief Compliance Officer (252) 756-4010 SHARON DEW GREENVILLE NC 02-14-2022 11 288 85301 false 1 BOSTON PARTNERS 2 CAPITAL GROUP 3 CONFLUENCE INVESTMENT MGMT 4 DAVIS SELECTED ADVISORS, LP 5 EAGLE ASSET MANAGEMENT 6 FREEDOM UMA 7 GW&K INVESTMENT MGMT 8 JENNISON ASSOCIATES, LLC 9 LOOMIS, SAYLES & CO. 10 NEUBERGER BERMAN LLC 11 RAYMOND JAMES RESEARCH PORTFOLIOS INFORMATION TABLE 2 HLOq42021.xml ABBOTT LABS Stock 002824100 64 499 SH DFND Capital Group (MD) 0 0 499 ABBOTT LABS Stock 002824100 59 458 SH DFND Jennison Associates, LLC (MD) 0 0 458 ABBOTT LABS Stock 002824100 8 64 SH DFND Freedom UMA 0 0 64 ABBOTT LABS Stock 002824100 5 35 SH DFND CIM - Confluence Investment Mgmt. 0 0 35 ABBOTT LABS Stock 002824100 86 668 SH SOLE 0 0 0 668 AMAZON COM INCORPORATED Stock 023135106 710 220 SH DFND Loomis, Sayles & Co. (MD) 0 0 220 AMAZON COM INCORPORATED Stock 023135106 581 180 SH DFND Jennison Associates, LLC (MD) 0 0 180 AMAZON COM INCORPORATED Stock 023135106 13 4 SH DFND Capital Group (MD) 0 0 4 AMAZON COM INCORPORATED Stock 023135106 10 3 SH DFND Davis Selected Advisors, LP (MD) 0 0 3 AMAZON COM INCORPORATED Stock 023135106 10 3 SH DFND Raymond James Research Portfolios 0 0 3 AMAZON COM INCORPORATED Stock 023135106 32 10 SH SOLE 0 0 0 10 ANALOG DEVICES INCORPORATED Stock 032654105 675 4140 SH DFND CIM - Confluence Investment Mgmt. 0 0 4140 ANALOG DEVICES INCORPORATED Stock 032654105 11 67 SH DFND CIM - Confluence Investment Mgmt 0 0 67 APPLE INCORPORATED Stock 037833100 551 3154 SH DFND Jennison Associates, LLC (MD) 0 0 3154 APPLE INCORPORATED Stock 037833100 59 336 SH DFND Capital Group (MD) 0 0 336 APPLE INCORPORATED Stock 037833100 45 256 SH DFND Freedom UMA 0 0 256 APPLE INCORPORATED Stock 037833100 2994 17128 SH SOLE 0 0 0 17128 APPLE INCORPORATED Stock 037833100 105 600 SH SOLE 0 0 0 600 AUTODESK INCORPORATED Stock 052769106 416 1726 SH DFND Loomis, Sayles & Co. (MD) 0 0 1726 AUTODESK INCORPORATED Stock 052769106 5 20 SH DFND Capital Group (MD) 0 0 20 BERKLEY W R CORPORATION Stock 084423102 1182 12737 SH DFND CIM - Confluence Investment Mgmt. 0 0 12737 BERKLEY W R CORPORATION Stock 084423102 34 371 SH DFND CIM - Confluence Investment Mgmt 0 0 371 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW Stock 084670702 1172 3645 SH DFND CIM - Confluence Investment Mgmt. 0 0 3645 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW Stock 084670702 29 90 SH DFND CIM - Confluence Investment Mgmt 0 0 90 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW Stock 084670702 12 37 SH DFND Davis Selected Advisors, LP (MD) 0 0 37 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW Stock 084670702 137 426 SH SOLE 0 0 0 426 BOEING COMPANY Stock 097023105 532 2495 SH DFND Loomis, Sayles & Co. (MD) 0 0 2495 BROOKFIELD ASSET MGMT INC CLASS A LTD VT SH Ordinary Shares 112585104 1193 21254 SH DFND CIM - Confluence Investment Mgmt. 0 0 21254 BROOKFIELD ASSET MGMT INC CLASS A LTD VT SH Ordinary Shares 112585104 33 588 SH DFND CIM - Confluence Investment Mgmt 0 0 588 CERNER CORPORATION Stock 156782104 1062 11535 SH DFND CIM - Confluence Investment Mgmt. 0 0 11535 CERNER CORPORATION Stock 156782104 30 325 SH DFND CIM - Confluence Investment Mgmt 0 0 325 CHEVRON CORPORATION NEW Stock 166764100 678 4968 SH DFND CIM - Confluence Investment Mgmt. 0 0 4968 CHEVRON CORPORATION NEW Stock 166764100 92 671 SH DFND Capital Group (MD) 0 0 671 CHEVRON CORPORATION NEW Stock 166764100 35 254 SH DFND Freedom UMA 0 0 254 CHEVRON CORPORATION NEW Stock 166764100 11 78 SH DFND CIM - Confluence Investment Mgmt 0 0 78 CHEVRON CORPORATION NEW Stock 166764100 9 67 SH SOLE 0 0 0 67 COLGATE PALMOLIVE COMPANY Stock 194162103 723 8939 SH DFND CIM - Confluence Investment Mgmt. 0 0 8939 COLGATE PALMOLIVE COMPANY Stock 194162103 107 1317 SH DFND Loomis, Sayles & Co. (MD) 0 0 1317 COLGATE PALMOLIVE COMPANY Stock 194162103 11 131 SH DFND CIM - Confluence Investment Mgmt 0 0 131 DEERE & COMPANY Stock 244199105 275 706 SH DFND Loomis, Sayles & Co. (MD) 0 0 706 DEERE & COMPANY Stock 244199105 94 240 SH SOLE 0 0 0 240 DISNEY WALT COMPANY Stock 254687106 366 2567 SH DFND Loomis, Sayles & Co. (MD) 0 0 2567 DISNEY WALT COMPANY Stock 254687106 66 460 SH SOLE 0 0 0 460 DOW INCORPORATED Stock 260557103 805 13175 SH DFND CIM - Confluence Investment Mgmt. 0 0 13175 DOW INCORPORATED Stock 260557103 59 973 SH DFND Capital Group (MD) 0 0 973 DOW INCORPORATED Stock 260557103 11 172 SH DFND CIM - Confluence Investment Mgmt 0 0 172 EXPEDITORS INTERNATIONAL WASH INCORPORATED Stock 302130109 220 2006 SH DFND Loomis, Sayles & Co. (MD) 0 0 2006 EXPEDITORS INTERNATIONAL WASH INCORPORATED Stock 302130109 1 5 SH DFND Boston Partners (MD) 0 0 5 FASTENAL COMPANY Stock 311900104 1823 33999 SH DFND CIM - Confluence Investment Mgmt. 0 0 33999 FASTENAL COMPANY Stock 311900104 41 768 SH DFND CIM - Confluence Investment Mgmt 0 0 768 GILEAD SCIENCES INCORPORATED Stock 375558103 594 9332 SH DFND CIM - Confluence Investment Mgmt. 0 0 9332 GILEAD SCIENCES INCORPORATED Stock 375558103 60 947 SH DFND Capital Group (MD) 0 0 947 GILEAD SCIENCES INCORPORATED Stock 375558103 8 122 SH DFND CIM - Confluence Investment Mgmt 0 0 122 GRACO INCORPORATED Stock 384109104 333 4568 SH DFND CIM - Confluence Investment Mgmt. 0 0 4568 GRACO INCORPORATED Stock 384109104 8 107 SH DFND CIM - Confluence Investment Mgmt 0 0 107 HOME DEPOT INCORPORATED Stock 437076102 907 2510 SH DFND CIM - Confluence Investment Mgmt. 0 0 2510 HOME DEPOT INCORPORATED Stock 437076102 117 323 SH DFND Jennison Associates, LLC (MD) 0 0 323 HOME DEPOT INCORPORATED Stock 437076102 114 315 SH DFND Capital Group (MD) 0 0 315 HOME DEPOT INCORPORATED Stock 437076102 42 115 SH DFND Freedom UMA 0 0 115 HOME DEPOT INCORPORATED Stock 437076102 15 42 SH DFND CIM - Confluence Investment Mgmt 0 0 42 HOME DEPOT INCORPORATED Stock 437076102 9 24 SH DFND Raymond James Research Portfolios 0 0 24 ILLINOIS TOOL WKS INCORPORATED Stock 452308109 994 4407 SH DFND CIM - Confluence Investment Mgmt. 0 0 4407 ILLINOIS TOOL WKS INCORPORATED Stock 452308109 24 106 SH DFND CIM - Confluence Investment Mgmt 0 0 106 ILLINOIS TOOL WKS INCORPORATED Stock 452308109 11 51 SH DFND Freedom UMA 0 0 51 ILLUMINA INCORPORATED Stock 452327109 242 683 SH DFND Loomis, Sayles & Co. (MD) 0 0 683 ISHARES GOLD TR ISHARES NEW ETF 464285204 721 20762 SH DFND CIM - Confluence Investment Mgmt. 0 0 20762 JOHNSON & JOHNSON Stock 478160104 96 559 SH DFND Capital Group (MD) 0 0 559 JOHNSON & JOHNSON Stock 478160104 14 84 SH DFND Freedom UMA 0 0 84 JOHNSON & JOHNSON Stock 478160104 116 678 SH SOLE 0 0 0 678 LESLIES INCORPORATED Stock 527064109 481 24261 SH DFND CIM - Confluence Investment Mgmt. 0 0 24261 LESLIES INCORPORATED Stock 527064109 13 651 SH DFND CIM - Confluence Investment Mgmt 0 0 651 LOCKHEED MARTIN CORPORATION Stock 539830109 833 2104 SH DFND CIM - Confluence Investment Mgmt. 0 0 2104 LOCKHEED MARTIN CORPORATION Stock 539830109 61 155 SH DFND Capital Group (MD) 0 0 155 LOCKHEED MARTIN CORPORATION Stock 539830109 14 35 SH DFND CIM - Confluence Investment Mgmt 0 0 35 LOWES COMPANIES INCORPORATED Stock 548661107 1237 5336 SH DFND CIM - Confluence Investment Mgmt. 0 0 5336 LOWES COMPANIES INCORPORATED Stock 548661107 31 133 SH DFND CIM - Confluence Investment Mgmt 0 0 133 MARKEL CORPORATION Stock 570535104 1028 807 SH DFND CIM - Confluence Investment Mgmt. 0 0 807 MARKEL CORPORATION Stock 570535104 24 19 SH DFND CIM - Confluence Investment Mgmt 0 0 19 MICROSOFT CORPORATION Stock 594918104 913 2999 SH DFND CIM - Confluence Investment Mgmt. 0 0 2999 MICROSOFT CORPORATION Stock 594918104 565 1856 SH DFND Loomis, Sayles & Co. (MD) 0 0 1856 MICROSOFT CORPORATION Stock 594918104 464 1522 SH DFND Jennison Associates, LLC (MD) 0 0 1522 MICROSOFT CORPORATION Stock 594918104 301 989 SH DFND Capital Group (MD) 0 0 989 MICROSOFT CORPORATION Stock 594918104 72 236 SH DFND Freedom UMA 0 0 236 MICROSOFT CORPORATION Stock 594918104 15 50 SH DFND CIM - Confluence Investment Mgmt 0 0 50 MICROSOFT CORPORATION Stock 594918104 10 34 SH DFND Raymond James Research Portfolios 0 0 34 MICROSOFT CORPORATION Stock 594918104 3 9 SH DFND Davis Selected Advisors, LP (MD) 0 0 9 MICROSOFT CORPORATION Stock 594918104 620 2037 SH SOLE 0 0 0 2037 MICROSOFT CORPORATION Stock 594918104 61 200 SH SOLE 0 0 0 200 NIKE INCORPORATED CLASS B Stock 654106103 161 1122 SH DFND Jennison Associates, LLC (MD) 0 0 1122 NIKE INCORPORATED CLASS B Stock 654106103 4 28 SH DFND Capital Group (MD) 0 0 28 NIKE INCORPORATED CLASS B Stock 654106103 85 593 SH SOLE 0 0 0 593 NORTHERN TR CORPORATION Stock 665859104 863 6893 SH DFND CIM - Confluence Investment Mgmt. 0 0 6893 NORTHERN TR CORPORATION Stock 665859104 12 97 SH DFND CIM - Confluence Investment Mgmt 0 0 97 PAYCHEX INCORPORATED Stock 704326107 1004 8297 SH DFND CIM - Confluence Investment Mgmt. 0 0 8297 PAYCHEX INCORPORATED Stock 704326107 18 147 SH DFND CIM - Confluence Investment Mgmt 0 0 147 PEPSICO INCORPORATED Stock 713448108 1852 10768 SH DFND CIM - Confluence Investment Mgmt. 0 0 10768 PEPSICO INCORPORATED Stock 713448108 44 253 SH DFND CIM - Confluence Investment Mgmt 0 0 253 PEPSICO INCORPORATED Stock 713448108 19 111 SH DFND Freedom UMA 0 0 111 PEPSICO INCORPORATED Stock 713448108 26 154 SH SOLE 0 0 0 154 POLARIS INCORPORATED Stock 731068102 789 6608 SH DFND CIM - Confluence Investment Mgmt. 0 0 6608 POLARIS INCORPORATED Stock 731068102 10 84 SH DFND CIM - Confluence Investment Mgmt 0 0 84 POLARIS INCORPORATED Stock 731068102 7 62 SH DFND GW&K Investment Mgmt (MD) 0 0 62 POLARIS INCORPORATED Stock 731068102 1 7 SH DFND Boston Partners (MD) 0 0 7 PROCTER AND GAMBLE COMPANY Stock 742718109 16 100 SH DFND Freedom UMA 0 0 100 PROCTER AND GAMBLE COMPANY Stock 742718109 405 2533 SH SOLE 0 0 0 2533 PROGRESSIVE CORPORATION Stock 743315103 956 8753 SH DFND CIM - Confluence Investment Mgmt. 0 0 8753 PROGRESSIVE CORPORATION Stock 743315103 16 151 SH DFND CIM - Confluence Investment Mgmt 0 0 151 QUALCOMM INCORPORATED Stock 747525103 298 1668 SH DFND Loomis, Sayles & Co. (MD) 0 0 1668 QUALTRICS INTERNATIONAL INCORPORATED COM CLASS A Stock 747601201 3 89 SH DFND Eagle Asset Management (MD) 0 0 89 RAYMOND JAMES FINL INCORPORATED Stock 754730109 287 2500 SH SOLE 0 0 0 2500 ROYAL BK CDA Ordinary Shares 780087102 23 198 SH DFND Freedom UMA 0 0 198 ROYAL BK CDA Ordinary Shares 780087102 726 6257 SH SOLE 0 0 0 6257 SNAP ON INCORPORATED Stock 833034101 884 4168 SH DFND CIM - Confluence Investment Mgmt. 0 0 4168 SNAP ON INCORPORATED Stock 833034101 15 72 SH DFND CIM - Confluence Investment Mgmt 0 0 72 SNAP ON INCORPORATED Stock 833034101 11 54 SH DFND Freedom UMA 0 0 54 SOUTHERN COMPANY Stock 842587107 783 11530 SH DFND CIM - Confluence Investment Mgmt. 0 0 11530 SOUTHERN COMPANY Stock 842587107 14 205 SH DFND CIM - Confluence Investment Mgmt 0 0 205 STARBUCKS CORPORATION Stock 855244109 883 9298 SH DFND CIM - Confluence Investment Mgmt. 0 0 9298 STARBUCKS CORPORATION Stock 855244109 231 2429 SH DFND Loomis, Sayles & Co. (MD) 0 0 2429 STARBUCKS CORPORATION Stock 855244109 22 237 SH DFND CIM - Confluence Investment Mgmt 0 0 237 STARBUCKS CORPORATION Stock 855244109 70 734 SH SOLE 0 0 0 734 STRYKER CORPORATION Stock 863667101 1006 3944 SH DFND CIM - Confluence Investment Mgmt. 0 0 3944 STRYKER CORPORATION Stock 863667101 27 106 SH DFND CIM - Confluence Investment Mgmt 0 0 106 STRYKER CORPORATION Stock 863667101 3 12 SH DFND Capital Group (MD) 0 0 12 TJX COMPANIES INCORPORATED NEW Stock 872540109 955 13560 SH DFND CIM - Confluence Investment Mgmt. 0 0 13560 TJX COMPANIES INCORPORATED NEW Stock 872540109 104 1480 SH DFND Jennison Associates, LLC (MD) 0 0 1480 TJX COMPANIES INCORPORATED NEW Stock 872540109 25 360 SH DFND CIM - Confluence Investment Mgmt 0 0 360 TJX COMPANIES INCORPORATED NEW Stock 872540109 7 97 SH DFND Raymond James Research Portfolios 0 0 97 THERMO FISHER SCIENTIFIC INCORPORATED Stock 883556102 1110 1890 SH DFND CIM - Confluence Investment Mgmt. 0 0 1890 THERMO FISHER SCIENTIFIC INCORPORATED Stock 883556102 28 48 SH DFND CIM - Confluence Investment Mgmt 0 0 48 THERMO FISHER SCIENTIFIC INCORPORATED Stock 883556102 9 16 SH DFND Capital Group (MD) 0 0 16 US BANCORP DEL COM NEW Stock 902973304 828 13901 SH DFND CIM - Confluence Investment Mgmt. 0 0 13901 US BANCORP DEL COM NEW Stock 902973304 13 212 SH DFND CIM - Confluence Investment Mgmt 0 0 212 US BANCORP DEL COM NEW Stock 902973304 9 146 SH DFND Davis Selected Advisors, LP (MD) 0 0 146 RAYTHEON TECHNOLOGIES CORPORATION Stock 75513E101 976 10269 SH DFND CIM - Confluence Investment Mgmt. 0 0 10269 RAYTHEON TECHNOLOGIES CORPORATION Stock 75513E101 25 268 SH DFND CIM - Confluence Investment Mgmt 0 0 268 RAYTHEON TECHNOLOGIES CORPORATION Stock 75513E101 23 242 SH DFND Freedom UMA 0 0 242 RAYTHEON TECHNOLOGIES CORPORATION Stock 75513E101 64 676 SH SOLE 0 0 0 676 ADOBE SYSTEMS INCORPORATED Stock 00724F101 252 493 SH DFND Jennison Associates, LLC (MD) 0 0 493 ADOBE SYSTEMS INCORPORATED Stock 00724F101 4 8 SH DFND Capital Group (MD) 0 0 8 ALPHABET INCORPORATED CAP STK CLASS C Stock 02079K107 1325 476 SH DFND CIM - Confluence Investment Mgmt. 0 0 476 ALPHABET INCORPORATED CAP STK CLASS C Stock 02079K107 582 209 SH DFND Jennison Associates, LLC (MD) 0 0 209 ALPHABET INCORPORATED CAP STK CLASS C Stock 02079K107 409 147 SH DFND Loomis, Sayles & Co. (MD) 0 0 147 ALPHABET INCORPORATED CAP STK CLASS C Stock 02079K107 36 13 SH DFND CIM - Confluence Investment Mgmt 0 0 13 ALPHABET INCORPORATED CAP STK CLASS C Stock 02079K107 22 8 SH DFND Capital Group (MD) 0 0 8 ALPHABET INCORPORATED CAP STK CLASS C Stock 02079K107 6 2 SH DFND Davis Selected Advisors, LP (MD) 0 0 2 ALPHABET INCORPORATED CAP STK CLASS C Stock 02079K107 153 55 SH SOLE 0 0 0 55 ALPHABET INCORPORATED CAP STK CLASS A Stock 02079K305 432 155 SH DFND Loomis, Sayles & Co. (MD) 0 0 155 ALPHABET INCORPORATED CAP STK CLASS A Stock 02079K305 151 54 SH DFND Capital Group (MD) 0 0 54 ALPHABET INCORPORATED CAP STK CLASS A Stock 02079K305 14 5 SH DFND Raymond James Research Portfolios 0 0 5 ALPHABET INCORPORATED CAP STK CLASS A Stock 02079K305 6 2 SH DFND Davis Selected Advisors, LP (MD) 0 0 2 ALPHABET INCORPORATED CAP STK CLASS A Stock 02079K305 159 57 SH SOLE 0 0 0 57 BOOKING HOLDINGS INCORPORATED Stock 09857L108 1154 454 SH DFND CIM - Confluence Investment Mgmt. 0 0 454 BOOKING HOLDINGS INCORPORATED Stock 09857L108 28 11 SH DFND CIM - Confluence Investment Mgmt 0 0 11 BROADRIDGE FINL SOLUTIONS INCORPORATED Stock 11133T103 794 5337 SH DFND CIM - Confluence Investment Mgmt. 0 0 5337 BROADRIDGE FINL SOLUTIONS INCORPORATED Stock 11133T103 13 88 SH DFND CIM - Confluence Investment Mgmt 0 0 88 BROADCOM INCORPORATED Stock 11135F101 291 485 SH DFND Capital Group (MD) 0 0 485 BROADCOM INCORPORATED Stock 11135F101 73 122 SH DFND Freedom UMA 0 0 122 BROADCOM INCORPORATED Stock 11135F101 58 96 SH DFND Jennison Associates, LLC (MD) 0 0 96 BROADCOM INCORPORATED Stock 11135F101 12 20 SH DFND Raymond James Research Portfolios 0 0 20 BROOKFIELD INFRASTRUCTURE CORPORATION COM SB VTG SHS A Ordinary Shares 11275Q107 882 13133 SH DFND CIM - Confluence Investment Mgmt. 0 0 13133 BROOKFIELD INFRASTRUCTURE CORPORATION COM SB VTG SHS A Ordinary Shares 11275Q107 15 216 SH DFND CIM - Confluence Investment Mgmt 0 0 216 CISCO SYSTEMS INCORPORATED Stock 17275R102 808 14597 SH DFND CIM - Confluence Investment Mgmt. 0 0 14597 CISCO SYSTEMS INCORPORATED Stock 17275R102 137 2479 SH DFND Loomis, Sayles & Co. (MD) 0 0 2479 CISCO SYSTEMS INCORPORATED Stock 17275R102 25 451 SH DFND Freedom UMA 0 0 451 CISCO SYSTEMS INCORPORATED Stock 17275R102 12 222 SH DFND CIM - Confluence Investment Mgmt 0 0 222 CISCO SYSTEMS INCORPORATED Stock 17275R102 208 3759 SH SOLE 0 0 0 3759 COMCAST CORPORATION NEW CLASS A Stock 20030N101 172 3503 SH DFND Capital Group (MD) 0 0 3503 COMCAST CORPORATION NEW CLASS A Stock 20030N101 16 316 SH DFND Freedom UMA 0 0 316 DIAGEO PLC SPON ADR NEW ADR 25243Q205 1932 9404 SH DFND CIM - Confluence Investment Mgmt. 0 0 9404 DIAGEO PLC SPON ADR NEW ADR 25243Q205 40 197 SH DFND CIM - Confluence Investment Mgmt 0 0 197 DIAGEO PLC SPON ADR NEW ADR 25243Q205 5 22 SH DFND Capital Group (MD) 0 0 22 DIAGEO PLC SPON ADR NEW ADR 25243Q205 2 10 SH DFND Neuberger Berman LLC (MD) 0 0 10 DUN & BRADSTREET HLDGS INCORPORATED Stock 26484T106 930 47072 SH DFND CIM - Confluence Investment Mgmt. 0 0 47072 DUN & BRADSTREET HLDGS INCORPORATED Stock 26484T106 21 1071 SH DFND CIM - Confluence Investment Mgmt 0 0 1071 ENTERGY CORPORATION NEW Stock 29364G103 725 6596 SH DFND CIM - Confluence Investment Mgmt. 0 0 6596 ENTERGY CORPORATION NEW Stock 29364G103 11 99 SH DFND CIM - Confluence Investment Mgmt 0 0 99 ENTERGY CORPORATION NEW Stock 29364G103 1 10 SH DFND Boston Partners (MD) 0 0 10 META PLATFORMS INCORPORATED CLASS A Stock 30303M102 492 2236 SH DFND Loomis, Sayles & Co. (MD) 0 0 2236 META PLATFORMS INCORPORATED CLASS A Stock 30303M102 118 534 SH DFND Jennison Associates, LLC (MD) 0 0 534 META PLATFORMS INCORPORATED CLASS A Stock 30303M102 42 190 SH DFND Capital Group (MD) 0 0 190 META PLATFORMS INCORPORATED CLASS A Stock 30303M102 9 39 SH DFND Davis Selected Advisors, LP (MD) 0 0 39 META PLATFORMS INCORPORATED CLASS A Stock 30303M102 17 75 SH SOLE 0 0 0 75 FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM Stock 31620R303 904 17759 SH DFND CIM - Confluence Investment Mgmt. 0 0 17759 FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM Stock 31620R303 18 358 SH DFND Freedom UMA 0 0 358 FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM Stock 31620R303 16 308 SH DFND CIM - Confluence Investment Mgmt 0 0 308 FIRST CTZNS BANCSHARES INCORPORATED N C CLASS A Stock 31946M103 323 400 SH SOLE 0 0 0 400 FORTUNE BRANDS HOME & SEC INCORPORATED Stock 34964C106 875 9619 SH DFND CIM - Confluence Investment Mgmt. 0 0 9619 FORTUNE BRANDS HOME & SEC INCORPORATED Stock 34964C106 23 250 SH DFND CIM - Confluence Investment Mgmt 0 0 250 FORTUNE BRANDS HOME & SEC INCORPORATED Stock 34964C106 6 66 SH DFND Eagle Asset Management (MD) 0 0 66 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF ETF 46090F100 738 48038 SH DFND CIM - Confluence Investment Mgmt. 0 0 48038 ISHARES TR IBONDS DEC24 ETF ETF 46434VBG4 619 24212 SH DFND CIM - Confluence Investment Mgmt. 0 0 24212 ISHARES TR MSCI UK ETF NEW ETF 46435G334 448 12991 SH DFND CIM - Confluence Investment Mgmt. 0 0 12991 ISHARES TR IBONDS 26 TRM TS ETF 46436E858 533 21571 SH DFND CIM - Confluence Investment Mgmt. 0 0 21571 ISHARES TR IBONDS 25 TRM TS ETF 46436E866 629 25279 SH DFND CIM - Confluence Investment Mgmt. 0 0 25279 JPMORGAN CHASE & COMPANY Stock 46625H100 97 623 SH DFND Capital Group (MD) 0 0 623 JPMORGAN CHASE & COMPANY Stock 46625H100 23 147 SH DFND Freedom UMA 0 0 147 JPMORGAN CHASE & COMPANY Stock 46625H100 8 52 SH DFND Davis Selected Advisors, LP (MD) 0 0 52 JPMORGAN CHASE & COMPANY Stock 46625H100 7 48 SH DFND Raymond James Research Portfolios 0 0 48 JPMORGAN CHASE & COMPANY Stock 46625H100 5 35 SH DFND CIM - Confluence Investment Mgmt. 0 0 35 JPMORGAN CHASE & COMPANY Stock 46625H100 86 553 SH SOLE 0 0 0 553 JPMORGAN CHASE & COMPANY Stock 46625H100 31 200 SH SOLE 0 0 0 200 KINDER MORGAN INCORPORATED DEL Stock 49456B101 574 33198 SH DFND CIM - Confluence Investment Mgmt. 0 0 33198 KINDER MORGAN INCORPORATED DEL Stock 49456B101 11 626 SH DFND CIM - Confluence Investment Mgmt 0 0 626 MASTERCARD INCORPORATED CLASS A Stock 57636Q104 841 2247 SH DFND CIM - Confluence Investment Mgmt. 0 0 2247 MASTERCARD INCORPORATED CLASS A Stock 57636Q104 197 527 SH DFND Jennison Associates, LLC (MD) 0 0 527 MASTERCARD INCORPORATED CLASS A Stock 57636Q104 20 53 SH DFND CIM - Confluence Investment Mgmt 0 0 53 MASTERCARD INCORPORATED CLASS A Stock 57636Q104 17 45 SH DFND Freedom UMA 0 0 45 MASTERCARD INCORPORATED CLASS A Stock 57636Q104 8 22 SH DFND Capital Group (MD) 0 0 22 MONSTER BEVERAGE CORPORATION NEW Stock 61174X109 327 3862 SH DFND Loomis, Sayles & Co. (MD) 0 0 3862 MONSTER BEVERAGE CORPORATION NEW Stock 61174X109 6 70 SH DFND Eagle Asset Management (MD) 0 0 70 NETFLIX INCORPORATED Stock 64110L106 243 602 SH DFND Loomis, Sayles & Co. (MD) 0 0 602 NETFLIX INCORPORATED Stock 64110L106 190 471 SH DFND Jennison Associates, LLC (MD) 0 0 471 NETFLIX INCORPORATED Stock 64110L106 13 32 SH DFND Capital Group (MD) 0 0 32 NOVARTIS AG SPONSORED ADR ADR 66987V109 306 3506 SH DFND Loomis, Sayles & Co. (MD) 0 0 3506 NOVARTIS AG SPONSORED ADR ADR 66987V109 3 31 SH DFND Neuberger Berman LLC (MD) 0 0 31 NOVARTIS AG SPONSORED ADR ADR 66987V109 4 50 SH SOLE 0 0 0 50 NVIDIA CORPORATION Stock 67066G104 720 2866 SH DFND Loomis, Sayles & Co. (MD) 0 0 2866 NVIDIA CORPORATION Stock 67066G104 435 1733 SH DFND Jennison Associates, LLC (MD) 0 0 1733 NVIDIA CORPORATION Stock 67066G104 3 12 SH SOLE 0 0 0 12 ORACLE CORPORATION Stock 68389X105 996 12326 SH DFND CIM - Confluence Investment Mgmt. 0 0 12326 ORACLE CORPORATION Stock 68389X105 481 5955 SH DFND Loomis, Sayles & Co. (MD) 0 0 5955 ORACLE CORPORATION Stock 68389X105 27 334 SH DFND CIM - Confluence Investment Mgmt 0 0 334 ORACLE CORPORATION Stock 68389X105 26 325 SH SOLE 0 0 0 325 OUTLOOK THERAPEUTICS INCORPORATED COM NEW Stock 69012T206 13 10000 SH SOLE 0 0 0 10000 REGENERON PHARMACEUTICALS Stock 75886F107 323 523 SH DFND Loomis, Sayles & Co. (MD) 0 0 523 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 1809 51125 SH DFND CIM - Confluence Investment Mgmt. 0 0 51125 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 628 7489 SH DFND CIM - Confluence Investment Mgmt. 0 0 7489 SPDR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 1233 15071 SH DFND CIM - Confluence Investment Mgmt. 0 0 15071 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 494 7484 SH DFND CIM - Confluence Investment Mgmt. 0 0 7484 SPDR PORTFOLIO S&P 500 VALUE ETF ETF 78464A508 1045 25054 SH DFND CIM - Confluence Investment Mgmt. 0 0 25054 SPDR S&P 400 MID CAP GROWTH ETF ETF 78464A821 523 7025 SH DFND CIM - Confluence Investment Mgmt. 0 0 7025 SPDR S&P 400 MID CAP VALUE ETF ETF 78464A839 1025 14841 SH DFND CIM - Confluence Investment Mgmt. 0 0 14841 SPDR S&P HOMEBUILDERS ETF ETF 78464A888 186 2556 SH DFND CIM - Confluence Investment Mgmt. 0 0 2556 SALESFORCE COM INCORPORATED Stock 79466L302 374 1718 SH DFND Loomis, Sayles & Co. 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