The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AURORA MOBILE LTD | ADS | 051857100 | 22 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 53 | 400 | SH | SOLE | 400 | 0 | 0 | ||
| BAOZUN INC | SPONSORED ADR | 06684L103 | 26 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| GLOBAL X FDS | MSCI CHINA FINCL | 37950E606 | 69 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| ISHARES TR | GL CLEAN ENE ETF | 464288224 | 68 | 3,185 | SH | SOLE | 3,185 | 0 | 0 | ||
| ONECONNECT FINL TECHNOLOGY C | SPONSORED ADS | 68248T105 | 497 | 347,603 | SH | SOLE | 347,603 | 0 | 0 | ||
| PINDUODUO INC | SPONSORED ADS | 722304102 | 261 | 6,512 | SH | SOLE | 6,512 | 0 | 0 | ||
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 252 | 51,747 | SH | SOLE | 51,747 | 0 | 0 | ||
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 110 | 426 | SH | SOLE | 426 | 0 | 0 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 250 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 7,674 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| KE HLDGS INC | SPONSORED ADS | 482497104 | 4,206 | 340,000 | SH | DFND | 1 | 340,000 | 0 | 0 | |
| PINDUODUO INC | SPONSORED ADS | 722304102 | 7,376 | 183,887 | SH | DFND | 1 | 183,887 | 0 | 0 | |
| XPENG INC | ADS | 98422D105 | 4,966 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |