0001725547-23-000226.txt : 20230810
0001725547-23-000226.hdr.sgml : 20230810
20230810140951
ACCESSION NUMBER: 0001725547-23-000226
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230810
DATE AS OF CHANGE: 20230810
EFFECTIVENESS DATE: 20230810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonora Investment Management Group, LLC
CENTRAL INDEX KEY: 0001907552
IRS NUMBER: 870974250
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21792
FILM NUMBER: 231158532
BUSINESS ADDRESS:
STREET 1: 2343 E. BROADWAY BLVD, SUITE 116
CITY: TUCSON
STATE: AZ
ZIP: 85719
BUSINESS PHONE: 520-624-4554
MAIL ADDRESS:
STREET 1: 2343 E. BROADWAY BLVD, SUITE 116
CITY: TUCSON
STATE: AZ
ZIP: 85719
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
0001907552
XXXXXXXX
06-30-2023
06-30-2023
false
Sonora Investment Management Group, LLC
2343 E. BROADWAY BLVD, SUITE 116
TUCSON
AZ
85719
13F HOLDINGS REPORT
028-21792
000315312
801-121799
N
Sara S. Alexander
Chief Compliance Officer
520-624-4554
Sara S. Alexander
Tucson
AZ
08-10-2023
0
264
1193563194
false
INFORMATION TABLE
2
Form13fInfoTable.xml
AGNC INVT CORP
COM
00123Q104
262327
25896
SH
SOLE
0
0
25896
AT&T INC
COM
00206R102
3380791
211962
SH
SOLE
0
0
211962
ABBOTT LABS
COM
002824100
936519
8590
SH
SOLE
0
0
8590
ABBVIE INC
COM
00287Y109
1632018
12113
SH
SOLE
0
0
12113
ADOBE SYSTEMS INCORPORATED
COM
00724F101
10500765
21474
SH
SOLE
0
0
21474
ADVANCED MICRO DEVICES INC
COM
007903107
249236
2188
SH
SOLE
0
0
2188
AKAMAI TECHNOLOGIES INC
NOTE 0.375% 9/0
00971TAL5
5698162
5905000
SH
SOLE
0
0
5905000
AKEBIA THERAPEUTICS INC
COM
00972D105
9150
10000
SH
SOLE
0
0
10000
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
337423
10492
SH
SOLE
0
0
10492
ALPHABET INC
CAP STK CL C
02079K107
25085671
207371
SH
SOLE
0
0
207371
ALPHABET INC
CAP STK CL A
02079K305
6636887
55446
SH
SOLE
0
0
55446
ALTERYX INC
NOTE 1.000% 8/0
02156BAF0
24326177
28575000
SH
SOLE
0
0
28575000
ALTRIA GROUP INC
COM
02209S103
1104759
24388
SH
SOLE
0
0
24388
AMAZON COM INC
COM
023135106
12539720
96193
SH
SOLE
0
0
96193
AMERICAN ELEC PWR CO INC
COM
025537101
216331
2569
SH
SOLE
0
0
2569
AMERICAN EXPRESS CO
COM
025816109
267079
1533
SH
SOLE
0
0
1533
AMERICAN TOWER CORP NEW
COM
03027X100
1174141
6054
SH
SOLE
0
0
6054
AMERISOURCEBERGEN CORP
COM
03073E105
611158
3176
SH
SOLE
0
0
3176
AMGEN INC
COM
031162100
6108818
27515
SH
SOLE
0
0
27515
ANALOG DEVICES INC
COM
032654105
487943
2505
SH
SOLE
0
0
2505
ANTERO RESOURCES CORP
COM
03674X106
920625
39975
SH
SOLE
0
0
39975
APPLE INC
COM
037833100
61176441
315391
SH
SOLE
0
0
315391
APPLIED MATLS INC
COM
038222105
1178059
8150
SH
SOLE
0
0
8150
ARMOUR RESIDENTIAL REIT INC
COM NEW
042315507
56365
10575
SH
SOLE
0
0
10575
AUTOZONE INC
COM
053332102
364031
146
SH
SOLE
0
0
146
BANK AMERICA CORP
COM
060505104
244555
8524
SH
SOLE
0
0
8524
BECTON DICKINSON & CO
COM
075887109
202527
767
SH
SOLE
0
0
767
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2735843
8023
SH
SOLE
0
0
8023
BIOMARIN PHARMACEUTICAL INC
NOTE 0.599% 8/0
09061GAH4
6184858
6280000
SH
SOLE
0
0
6280000
BIOMARIN PHARMACEUTICAL INC
NOTE 1.250% 5/1
09061GAK7
11124717
10960000
SH
SOLE
0
0
10960000
BLACKROCK MUNIYIELD QUALITY
COM
09254E103
109400
10000
SH
SOLE
0
0
10000
BLACKSTONE INC
COM
09260D107
14459358
155527
SH
SOLE
0
0
155527
BLACKSTONE SECD LENDING FD
COMMON STOCK
09261X102
592344
21650
SH
SOLE
0
0
21650
BOEING CO
COM
097023105
1540641
7296
SH
SOLE
0
0
7296
BRIGHTVIEW HLDGS INC
COM
10948C107
236409
32926
SH
SOLE
0
0
32926
BRISTOL-MYERS SQUIBB CO
COM
110122108
463000
7240
SH
SOLE
0
0
7240
BROADCOM INC
COM
11135F101
13665693
15754
SH
SOLE
0
0
15754
CSX CORP
COM
126408103
1878024
55074
SH
SOLE
0
0
55074
CVS HEALTH CORP
COM
126650100
3436742
49714
SH
SOLE
0
0
49714
CALAMOS CONV OPPORTUNITIES &
SH BEN INT
128117108
242480
21650
SH
SOLE
0
0
21650
CARDINAL HEALTH INC
COM
14149Y108
206163
2180
SH
SOLE
0
0
2180
CATERPILLAR INC
COM
149123101
1262537
5131
SH
SOLE
0
0
5131
CENTURY ALUM CO
NOTE 2.750% 5/0
156431AQ1
974650
1250000
SH
SOLE
0
0
1250000
CHEESECAKE FACTORY INC
NOTE 0.375% 6/1
163072AA9
24708404
29137000
SH
SOLE
0
0
29137000
CHEFS WHSE INC
NOTE 1.875%12/0
163086AB7
14544018
13805000
SH
SOLE
0
0
13805000
CHEVRON CORP NEW
COM
166764100
6824730
43373
SH
SOLE
0
0
43373
CHIMERA INVT CORP
COM NEW
16934Q208
117131
20300
SH
SOLE
0
0
20300
CINCINNATI FINL CORP
COM
172062101
2062601
21194
SH
SOLE
0
0
21194
CISCO SYS INC
COM
17275R102
15339694
296476
SH
SOLE
0
0
296476
CINTAS CORP
COM
172908105
245255
493
SH
SOLE
0
0
493
CLEVELAND-CLIFFS INC NEW
COM
185899101
9411897
561569
SH
SOLE
0
0
561569
CLOROX CO DEL
COM
189054109
1803433
11339
SH
SOLE
0
0
11339
COCA COLA CO
COM
191216100
6447659
107068
SH
SOLE
0
0
107068
COGNEX CORP
COM
192422103
2619869
46767
SH
SOLE
0
0
46767
COLGATE PALMOLIVE CO
COM
194162103
313911
4075
SH
SOLE
0
0
4075
COMCAST CORP NEW
CL A
20030N101
266897
6423
SH
SOLE
0
0
6423
CONOCOPHILLIPS
COM
20825C104
383215
3699
SH
SOLE
0
0
3699
CORNING INC
COM
219350105
3412638
97393
SH
SOLE
0
0
97393
COSTCO WHSL CORP NEW
COM
22160K105
17263526
32066
SH
SOLE
0
0
32066
CRACKER BARREL OLD CTRY STOR
NOTE 0.625% 6/1
22410JAB2
2040112
2390000
SH
SOLE
0
0
2390000
CREDIT SUISSE HIGH YIELD BD
SH BEN INT
22544F103
170435
90177
SH
SOLE
0
0
90177
CUMMINS INC
COM
231021106
448924
1831
SH
SOLE
0
0
1831
D R HORTON INC
COM
23331A109
892840
7337
SH
SOLE
0
0
7337
DTE ENERGY CO
COM
233331107
217560
1977
SH
SOLE
0
0
1977
DIAGEO PLC
SPON ADR NEW
25243Q205
207757
1198
SH
SOLE
0
0
1198
DISNEY WALT CO
COM
254687106
5745745
64356
SH
SOLE
0
0
64356
DOLLAR GEN CORP NEW
COM
256677105
670310
3948
SH
SOLE
0
0
3948
DOVER CORP
COM
260003108
438226
2968
SH
SOLE
0
0
2968
DUKE ENERGY CORP NEW
COM NEW
26441C204
221477
2468
SH
SOLE
0
0
2468
ENI S P A
SPONSORED ADR
26874R108
367073
12750
SH
SOLE
0
0
12750
EASTERLY GOVT PPTYS INC
COM
27616P103
357425
24650
SH
SOLE
0
0
24650
EMERSON ELEC CO
COM
291011104
8179204
90488
SH
SOLE
0
0
90488
ENBRIDGE INC
COM
29250N105
342338
9215
SH
SOLE
0
0
9215
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
1069760
84233
SH
SOLE
0
0
84233
ENTERPRISE PRODS PARTNERS L
COM
293792107
1272600
48296
SH
SOLE
0
0
48296
ETSY INC
NOTE 0.125% 9/0
29786AAL0
5192584
6227000
SH
SOLE
0
0
6227000
ETSY INC
NOTE 0.250% 6/1
29786AAN6
2698610
3530000
SH
SOLE
0
0
3530000
EVERGY INC
COM
30034W106
9306366
159301
SH
SOLE
0
0
159301
EVOLENT HEALTH INC
NOTE 1.500%10/1
30050BAD3
6418834
5650000
SH
SOLE
0
0
5650000
EXACT SCIENCES CORP
NOTE 1.000% 1/1
30063PAA3
3448372
2520000
SH
SOLE
0
0
2520000
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
5065549
4690000
SH
SOLE
0
0
4690000
EXELIXIS INC
COM
30161Q104
561376
29376
SH
SOLE
0
0
29376
EXP WORLD HLDGS INC
COM
30212W100
1888064
93100
SH
SOLE
0
0
93100
EXXON MOBIL CORP
COM
30231G102
5625813
52455
SH
SOLE
0
0
52455
META PLATFORMS INC
CL A
30303M102
9750720
33977
SH
SOLE
0
0
33977
FIDELITY NATL INFORMATION SV
COM
31620M106
216284
3954
SH
SOLE
0
0
3954
FIFTH THIRD BANCORP
COM
316773100
1539001
58718
SH
SOLE
0
0
58718
FORD MTR CO DEL
COM
345370860
368002
24323
SH
SOLE
0
0
24323
FORD MTR CO DEL
NOTE 3/1
345370CZ1
1873195
1725000
SH
SOLE
0
0
1725000
FREEPORT-MCMORAN INC
CL B
35671D857
238320
5958
SH
SOLE
0
0
5958
GABELLI UTIL TR
COM
36240A101
81462
12015
SH
SOLE
0
0
12015
GALLAGHER ARTHUR J & CO
COM
363576109
19585331
89199
SH
SOLE
0
0
89199
GENERAL MLS INC
COM
370334104
7338908
95683
SH
SOLE
0
0
95683
GENTEX CORP
COM
371901109
263020
8989
SH
SOLE
0
0
8989
GILEAD SCIENCES INC
COM
375558103
365913
4748
SH
SOLE
0
0
4748
GLOBAL NET LEASE INC
COM NEW
379378201
2423747
235773
SH
SOLE
0
0
235773
GLOBAL X FDS
GLBL X MLP ETF
37954Y343
1467047
34173
SH
SOLE
0
0
34173
GRAFTECH INTL LTD
COM
384313508
2332870
462871
SH
SOLE
0
0
462871
GRAINGER W W INC
COM
384802104
879727
1116
SH
SOLE
0
0
1116
GRANITE CONSTR INC
NOTE 2.750%11/0
387328AB3
5801770
4340000
SH
SOLE
0
0
4340000
GREENBRIER COS INC
NOTE 2.875% 2/0
393657AK7
20127659
20140000
SH
SOLE
0
0
20140000
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
142084
145000
SH
SOLE
0
0
145000
HALOZYME THERAPEUTICS INC
NOTE 0.250% 3/0
40637HAD1
3054958
3635000
SH
SOLE
0
0
3635000
HEALTHCARE RLTY TR
CL A COM
42226K105
312662
16578
SH
SOLE
0
0
16578
HOME DEPOT INC
COM
437076102
15399311
49573
SH
SOLE
0
0
49573
HONEYWELL INTL INC
COM
438516106
7971467
38417
SH
SOLE
0
0
38417
HUNTSMAN CORP
COM
447011107
1052294
38945
SH
SOLE
0
0
38945
IPG PHOTONICS CORP
COM
44980X109
305324
2248
SH
SOLE
0
0
2248
ILLINOIS TOOL WKS INC
COM
452308109
8212362
32828
SH
SOLE
0
0
32828
INSMED INC
NOTE 1.750% 1/1
457669AA7
6241038
6445000
SH
SOLE
0
0
6445000
INSMED INC
NOTE 0.750% 6/0
457669AB5
481233
575000
SH
SOLE
0
0
575000
INTEL CORP
COM
458140100
350047
10468
SH
SOLE
0
0
10468
INTERNATIONAL BUSINESS MACHS
COM
459200101
12203801
91202
SH
SOLE
0
0
91202
INVESCO QQQ TR
UNIT SER 1
46090E103
1535672
4157
SH
SOLE
0
0
4157
INTRA-CELLULAR THERAPIES INC
COM
46116X101
5583368
88177
SH
SOLE
0
0
88177
INTUIT
COM
461202103
284078
620
SH
SOLE
0
0
620
INTUITIVE SURGICAL INC
COM NEW
46120E602
240042
702
SH
SOLE
0
0
702
INVESCO TR INVT GRADE MUNS
COM
46131M106
127405
13121
SH
SOLE
0
0
13121
INVESCO ADVANTAGE MUN INCOME
SH BEN INT
46132E103
105294
12520
SH
SOLE
0
0
12520
IONIS PHARMACEUTICALS INC
COM
462222100
6162912
150205
SH
SOLE
0
0
150205
IONIS PHARMACEUTICALS INC
NOTE 0.125%12/1
462222AB6
17762588
18860000
SH
SOLE
0
0
18860000
IONIS PHARMACEUTICALS INC
NOTE 4/0
462222AD2
11276989
11890000
SH
SOLE
0
0
11890000
IRON MTN INC DEL
COM
46284V101
5003570
88060
SH
SOLE
0
0
88060
ISHARES TR
SELECT DIVID ETF
464287168
318373
2810
SH
SOLE
0
0
2810
ISHARES TR
CORE S&P500 ETF
464287200
1153261
2587
SH
SOLE
0
0
2587
ISHARES TR
RUS 1000 VAL ETF
464287598
215123
1363
SH
SOLE
0
0
1363
ISHARES TR
RUSSELL 2000 ETF
464287655
397367
2122
SH
SOLE
0
0
2122
ISHARES SILVER TR
ISHARES
46428Q109
229790
11000
SH
SOLE
0
0
11000
JPMORGAN CHASE & CO
COM
46625H100
15673547
107766
SH
SOLE
0
0
107766
JOHNSON & JOHNSON
COM
478160104
16242588
98131
SH
SOLE
0
0
98131
KLA CORP
COM NEW
482480100
14920991
30764
SH
SOLE
0
0
30764
KAYNE ANDERSON ENERGY INFRST
COM
486606106
403541
49575
SH
SOLE
0
0
49575
KIMBERLY-CLARK CORP
COM
494368103
10141476
73457
SH
SOLE
0
0
73457
KINDER MORGAN INC DEL
COM
49456B101
4071833
236459
SH
SOLE
0
0
236459
LAM RESEARCH CORP
COM
512807108
666728
1037
SH
SOLE
0
0
1037
LEGGETT & PLATT INC
COM
524660107
6371233
215099
SH
SOLE
0
0
215099
LILLY ELI & CO
COM
532457108
1000262
2133
SH
SOLE
0
0
2133
LOCKHEED MARTIN CORP
COM
539830109
15748140
34207
SH
SOLE
0
0
34207
LOWES COS INC
COM
548661107
463343
2053
SH
SOLE
0
0
2053
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
3521029
3975000
SH
SOLE
0
0
3975000
MGM RESORTS INTERNATIONAL
COM
552953101
5404000
123042
SH
SOLE
0
0
123042
MPLX LP
COM UNIT REP LTD
55336V100
327725
9656
SH
SOLE
0
0
9656
MACERICH CO
COM
554382101
2644314
234633
SH
SOLE
0
0
234633
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
517630
8306
SH
SOLE
0
0
8306
MASTERCARD INCORPORATED
CL A
57636Q104
591190
1503
SH
SOLE
0
0
1503
MCDONALDS CORP
COM
580135101
11896321
39866
SH
SOLE
0
0
39866
MCKESSON CORP
COM
58155Q103
219302
513
SH
SOLE
0
0
513
MEDICAL PPTYS TRUST INC
COM
58463J304
408366
44100
SH
SOLE
0
0
44100
MERCK & CO INC
COM
58933Y105
18872382
163553
SH
SOLE
0
0
163553
MICROSOFT CORP
COM
594918104
48412041
142163
SH
SOLE
0
0
142163
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AF1
6479743
2518000
SH
SOLE
0
0
2518000
MONDELEZ INTL INC
CL A
609207105
345495
4737
SH
SOLE
0
0
4737
NATIONAL FUEL GAS CO
COM
636180101
387768
7550
SH
SOLE
0
0
7550
NETFLIX INC
COM
64110L106
205709
467
SH
SOLE
0
0
467
RITHM CAPITAL CORP
COM NEW
64828T201
148548
15887
SH
SOLE
0
0
15887
NEXSTAR MEDIA GROUP INC
COMMON STOCK
65336K103
216515
1300
SH
SOLE
0
0
1300
NEXTERA ENERGY INC
COM
65339F101
472193
6364
SH
SOLE
0
0
6364
NIKE INC
CL B
654106103
6558951
59427
SH
SOLE
0
0
59427
NORFOLK SOUTHN CORP
COM
655844108
218132
962
SH
SOLE
0
0
962
NORTHROP GRUMMAN CORP
COM
666807102
1523085
3342
SH
SOLE
0
0
3342
NUCOR CORP
COM
670346105
214486
1308
SH
SOLE
0
0
1308
NVIDIA CORPORATION
COM
67066G104
3907464
9237
SH
SOLE
0
0
9237
OKTA INC
NOTE 0.125% 9/0
679295AD7
5430496
5970000
SH
SOLE
0
0
5970000
OMEROS CORP
COM
682143102
111928
20575
SH
SOLE
0
0
20575
OMEROS CORP
NOTE 5.250% 2/1
682143AG7
3841957
5309000
SH
SOLE
0
0
5309000
ONEOK INC NEW
COM
682680103
339236
5496
SH
SOLE
0
0
5496
ONTO INNOVATION INC
COM
683344105
424534
3645
SH
SOLE
0
0
3645
ORACLE CORP
COM
68389X105
20531604
172404
SH
SOLE
0
0
172404
ORGANON & CO
COMMON STOCK
68622V106
405639
19492
SH
SOLE
0
0
19492
PNC FINL SVCS GROUP INC
COM
693475105
7727885
61357
SH
SOLE
0
0
61357
PAYCHEX INC
COM
704326107
8243028
73684
SH
SOLE
0
0
73684
PEPSICO INC
COM
713448108
15712631
84832
SH
SOLE
0
0
84832
PFIZER INC
COM
717081103
12894191
351532
SH
SOLE
0
0
351532
PHILIP MORRIS INTL INC
COM
718172109
1082794
11092
SH
SOLE
0
0
11092
PHILLIPS 66
COM
718546104
1763362
18488
SH
SOLE
0
0
18488
PHYSICIANS RLTY TR
COM
71943U104
297708
21280
SH
SOLE
0
0
21280
PIMCO INCOME STRATEGY FD
COM
72201H108
396700
48437
SH
SOLE
0
0
48437
PIMCO INCOME STRATEGY FD II
COM
72201J104
390494
54160
SH
SOLE
0
0
54160
PINNACLE WEST CAP CORP
COM
723484101
1874965
23017
SH
SOLE
0
0
23017
PLUG POWER INC
COM NEW
72919P202
609229
58636
SH
SOLE
0
0
58636
PROCTER AND GAMBLE CO
COM
742718109
12882231
84897
SH
SOLE
0
0
84897
PROLOGIS INC.
COM
74340W103
456399
3722
SH
SOLE
0
0
3722
PROSHARES TR
S&P 500 DV ARIST
74348A467
318290
3376
SH
SOLE
0
0
3376
PROTERRA INC
COM
74374T109
246524
205436
SH
SOLE
0
0
205436
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
102100
10000
SH
SOLE
0
0
10000
QUALCOMM INC
COM
747525103
18791018
157855
SH
SOLE
0
0
157855
RPM INTL INC
COM
749685103
5227850
58262
SH
SOLE
0
0
58262
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
10613911
108349
SH
SOLE
0
0
108349
REALTY INCOME CORP
COM
756109104
250150
4184
SH
SOLE
0
0
4184
REGENERON PHARMACEUTICALS
COM
75886F107
359270
500
SH
SOLE
0
0
500
REPUBLIC SVCS INC
COM
760759100
18693003
122041
SH
SOLE
0
0
122041
REVANCE THERAPEUTICS INC
NOTE 1.750% 2/1
761330AB5
133096
125000
SH
SOLE
0
0
125000
SHELL PLC
SPON ADS
780259305
377134
6246
SH
SOLE
0
0
6246
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2805966
6330
SH
SOLE
0
0
6330
SPDR GOLD TR
GOLD SHS
78463V107
347627
1950
SH
SOLE
0
0
1950
SALESFORCE INC
COM
79466L302
631879
2991
SH
SOLE
0
0
2991
SCHLUMBERGER LTD
COM STK
806857108
294868
6003
SH
SOLE
0
0
6003
SCHWAB CHARLES CORP
COM
808513105
313268
5527
SH
SOLE
0
0
5527
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
707999
13519
SH
SOLE
0
0
13519
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
346317
4621
SH
SOLE
0
0
4621
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
374973
8561
SH
SOLE
0
0
8561
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
363267
6310
SH
SOLE
0
0
6310
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
411089
5661
SH
SOLE
0
0
5661
SELECT SECTOR SPDR TR
ENERGY
81369Y506
293836
3620
SH
SOLE
0
0
3620
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
230028
6824
SH
SOLE
0
0
6824
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
446352
2567
SH
SOLE
0
0
2567
SHOE CARNIVAL INC
COM
824889109
1151810
49055
SH
SOLE
0
0
49055
SMUCKER J M CO
COM NEW
832696405
443010
3000
SH
SOLE
0
0
3000
SONOCO PRODS CO
COM
835495102
4381763
74242
SH
SOLE
0
0
74242
SOUTHERN CO
COM
842587107
365837
5208
SH
SOLE
0
0
5208
SOUTHWEST AIRLS CO
COM
844741108
5473671
151165
SH
SOLE
0
0
151165
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
98880
103000
SH
SOLE
0
0
103000
SPIRIT AIRLS INC
NOTE 1.000% 5/1
848577AB8
19445220
24076000
SH
SOLE
0
0
24076000
SPLUNK INC
NOTE 1.125% 6/1
848637AF1
4626593
5350000
SH
SOLE
0
0
5350000
STAG INDL INC
COM
85254J102
288357
8037
SH
SOLE
0
0
8037
STANDARD LITHIUM LTD
COM
853606101
90000
20000
SH
SOLE
0
0
20000
STARBUCKS CORP
COM
855244109
8687804
87702
SH
SOLE
0
0
87702
STARWOOD PPTY TR INC
COM
85571B105
815428
42032
SH
SOLE
0
0
42032
SUMMIT HOTEL PPTYS
NOTE 1.500% 2/1
866082AA8
16022655
18945000
SH
SOLE
0
0
18945000
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
950869
9422
SH
SOLE
0
0
9422
TARGET CORP
COM
87612E106
567302
4301
SH
SOLE
0
0
4301
TECK RESOURCES LTD
CL B
878742204
4784539
113647
SH
SOLE
0
0
113647
TESLA INC
COM
88160R101
2230804
8522
SH
SOLE
0
0
8522
TEXAS INSTRS INC
COM
882508104
14151641
78611
SH
SOLE
0
0
78611
TEXAS ROADHOUSE INC
COM
882681109
2350428
20934
SH
SOLE
0
0
20934
THERMO FISHER SCIENTIFIC INC
COM
883556102
265049
508
SH
SOLE
0
0
508
TRUIST FINL CORP
COM
89832Q109
8093931
266686
SH
SOLE
0
0
266686
US BANCORP DEL
COM NEW
902973304
8473524
256463
SH
SOLE
0
0
256463
UBER TECHNOLOGIES INC
NOTE 12/1
90353TAJ9
942670
1035000
SH
SOLE
0
0
1035000
UNION PAC CORP
COM
907818108
12420844
60702
SH
SOLE
0
0
60702
UNITED RENTALS INC
COM
911363109
320667
720
SH
SOLE
0
0
720
UNITEDHEALTH GROUP INC
COM
91324P102
9588770
19950
SH
SOLE
0
0
19950
UNITI GROUP INC
COM
91325V108
1650888
357335
SH
SOLE
0
0
357335
VALERO ENERGY CORP
COM
91913Y100
18084437
154173
SH
SOLE
0
0
154173
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
494563
3045
SH
SOLE
0
0
3045
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
204185
1925
SH
SOLE
0
0
1925
VANGUARD WORLD FDS
INF TECH ETF
92204A702
205859
466
SH
SOLE
0
0
466
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1444739
3547
SH
SOLE
0
0
3547
VANGUARD INDEX FDS
GROWTH ETF
922908736
677886
2396
SH
SOLE
0
0
2396
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
769725
3494
SH
SOLE
0
0
3494
VERIZON COMMUNICATIONS INC
COM
92343V104
7014398
188610
SH
SOLE
0
0
188610
VERINT SYSTEMS INC
NOTE 0.250% 4/1
92343XAC4
2973352
3395000
SH
SOLE
0
0
3395000
VICI PPTYS INC
COM
925652109
13096939
416702
SH
SOLE
0
0
416702
VISA INC
COM CL A
92826C839
10542750
44394
SH
SOLE
0
0
44394
VISHAY INTERTECHNOLOGY INC
NOTE 2.250% 6/1
928298AP3
16148382
14735000
SH
SOLE
0
0
14735000
VIRTUS CONVERTIBLE & INC FD
COM
92838U108
247432
79560
SH
SOLE
0
0
79560
VIRTUS CONVERTIBLE & INCOME
COM
92838X102
252290
72497
SH
SOLE
0
0
72497
VIRTUS DIVIDEND INTEREST & P
COM
92840R101
254359
20832
SH
SOLE
0
0
20832
WP CAREY INC
COM
92936U109
7324182
108410
SH
SOLE
0
0
108410
WALMART INC
COM
931142103
15716608
99991
SH
SOLE
0
0
99991
WASTE MGMT INC DEL
COM
94106L109
1962066
11314
SH
SOLE
0
0
11314
ALLSPRING INCOME OPPORTUNIT
INC OPPTY FD
94987B105
327299
50744
SH
SOLE
0
0
50744
WEST PHARMACEUTICAL SVSC INC
COM
955306105
531634
1390
SH
SOLE
0
0
1390
WESTERN ASSET HIGH INCOM FD
COM
95766J102
233904
47931
SH
SOLE
0
0
47931
WESTERN ASSET HIGH YIELD DEF
COM
95768B107
216083
18390
SH
SOLE
0
0
18390
WEYERHAEUSER CO MTN BE
COM NEW
962166104
1142289
34088
SH
SOLE
0
0
34088
WHEATON PRECIOUS METALS CORP
COM
962879102
2557371
59171
SH
SOLE
0
0
59171
WILLIAMS COS INC
COM
969457100
318143
9750
SH
SOLE
0
0
9750
WORKIVA INC
COM CL A
98139A105
367908
3619
SH
SOLE
0
0
3619
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
9484515
30736
SH
SOLE
0
0
30736
EATON CORP PLC
SHS
G29183103
541965
2695
SH
SOLE
0
0
2695
MEDTRONIC PLC
SHS
G5960L103
8644725
98124
SH
SOLE
0
0
98124
PAGSEGURO DIGITAL LTD
COM CL A
G68707101
409668
43397
SH
SOLE
0
0
43397
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
11189529
121850
SH
SOLE
0
0
121850